Hong Kong SFC Licensed Firms Directory

Amundi Hong Kong Limited CE AAB444 - active, 48 staff Ninety One Hong Kong Limited CE BCH702 - active, 17 staff Neuberger Berman Asia Limited CE AQN831 - active, 40 staff Baring Asset Management (Asia) Limited CE AAJ177 - active, 38 staff JPMorgan Funds (Asia) Limited CE AAA135 - active, 115 staff Allianz Global Investors Hong Kong Limited CE AAF936 - inactive HSBC Global Asset Management (Hong Kong) Limited CE AAF684 - active, 204 staff HSBC Investment Funds (Hong Kong) Limited CE AAL518 - active, 157 staff Asset Management One Hong Kong Limited CE ATO969 - active, 5 staff HSZ (Hong Kong) Limited CE AFM607 - active, 7 staff Eastspring Investments (Hong Kong) Limited CE AFO909 - active, 75 staff CIFM Asset Management (Hong Kong) Limited CE AXG991 - inactive Amundi Asset Management CE AKV331 - inactive SG Securities (HK) Limited CE AAD941 - active, 164 staff CITIC Securities Brokerage (HK) Limited CE AAE879 - active, 300 staff CITIC Securities Futures (HK) Limited CE AHR752 - active, 227 staff Atlantis Investment Management Limited CE AFH256 - active, 7 staff Income Partners Asset Management (HK) Limited CE ABT605 - active, 3 staff Frontier Capital Management Limited CE AXT597 - active, 5 staff Asia Strategic Investment Management Limited CE ACS384 - inactive Lombard Odier (Hong Kong) Limited CE AAI957 - active, 32 staff Zynergy Asset Management Limited CE BBM841 - active, 16 staff Sensible Asset Management Limited CE ALO057 - inactive Value Partners Hong Kong Limited CE AFJ002 - active, 49 staff Value Partners Limited CE ABN759 - active, 49 staff Sensible Asset Management Hong Kong Limited CE ARE534 - active, 22 staff Value Partners Private Equity Limited CE AER787 - active, 31 staff BlackRock Asset Management North Asia Limited CE AFF275 - active, 237 staff China International Capital Corporation Hong Kong Securities Limited CE AEN894 - active, 1645 staff China International Capital Corporation Hong Kong Asset Management Limited CE ANA195 - active, 115 staff Vanguard Investments Hong Kong Limited CE AYT820 - inactive VivCourt Trading HK Limited CE BSJ316 - inactive PineBridge Investments Asia Limited CE AAJ528 - active, 38 staff PineBridge Investments Hong Kong Limited CE AFD869 - active, 33 staff BlackRock (Hong Kong) Limited CE AAF210 - inactive T. Rowe Price Hong Kong Limited CE AVY670 - active, 84 staff Janus Henderson Investors Hong Kong Limited CE AFW005 - active, 16 staff BOCI-Prudential Asset Management Limited CE AFK209 - active, 79 staff Credit Suisse (Hong Kong) Limited CE AAO017 - active, 1 staff CITIC Securities Asset Management (HK) Limited CE ARE947 - active, 64 staff FIL Investment Management (Hong Kong) Limited CE AAG408 - active, 198 staff JPMorgan Asset Management (Asia Pacific) Limited CE AAA121 - active, 143 staff Principal Investment & Retirement Services Limited CE AWY033 - active, 17 staff GF Securities (Hong Kong) Brokerage Limited CE AOB364 - active, 319 staff Principal Asset Management Company (Asia) Limited CE AFA235 - active, 34 staff Ping An of China Asset Management (Hong Kong) Company Limited CE AOD938 - active, 59 staff SG Asset Management (Hong Kong) Limited CE AHS904 - inactive State Street Global Advisors Asia Limited CE AEI343 - active, 32 staff Schroder Investment Management (Hong Kong) Limited CE ACJ591 - active, 87 staff Manulife Investment Management (Hong Kong) Limited CE ACP555 - active, 411 staff Towers Watson Investment Services Hong Kong Limited CE AON849 - active, 11 staff Merrill Lynch (Asia Pacific) Limited CE AAC198 - active, 425 staff Merrill Lynch Far East Limited CE AAC352 - active, 187 staff UBS Asset Management (Hong Kong) Limited CE AGP568 - active, 43 staff BEA Union Investment Management Limited CE AAJ159 - active, 38 staff BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED CE ABA779 - inactive, 67 staff Invesco Asset Management Asia Limited CE AAG916 - inactive Invesco Hong Kong Limited CE AAJ770 - active, 83 staff AP Asset Management (HK) Limited CE AKI977 - inactive UKFP (Asia) HK Limited CE ACE269 - inactive PICC Asset Management (Hong Kong) Company Limited CE BEN195 - active, 22 staff AXA Investment Managers Asia Limited CE AAP809 - active, 17 staff AXA Rosenberg Investment Management Asia Pacific Limited CE ABF948 - inactive Long Shine Asset Management Limited CE BUQ345 - active, 13 staff Cynosure Asset Management Hong Kong Limited CE AAW384 - active, 3 staff State Street Global Advisors Singapore Limited CE ALW590 - active, 4 staff Funderstone Securities Limited CE AAK018 - active, 20 staff Funderstone Futures Limited CE AAD847 - active, 17 staff abrdn Hong Kong Limited CE AAE950 - active, 35 staff Standard Life Investments (Hong Kong) Limited CE ALO138 - inactive Barclays Capital Asia Limited CE AAC257 - active, 204 staff Merrill Lynch Futures (Hong Kong) Limited CE AAE786 - inactive ABN AMRO Financial Products Limited CE AAC807 - inactive Anglo Chinese Corporate Finance, Limited CE AAD350 - active, 14 staff JW Capital Securities Limited CE AHT876 - active, 7 staff Anglo Chinese Securities, Limited CE AAD365 - active, 5 staff Anglo Chinese Research, Limited CE AFF961 - active, 3 staff Triada Capital Limited CE AZG699 - active, 3 staff Deltroit (Hong Kong) Limited CE ALN493 - inactive Sino Wealth Asset Management Limited CE BII431 - active, 2 staff Richland Worldwide Limited CE AJK648 - active, 3 staff Ever-Long Securities Company Limited CE ACM423 - active, 22 staff Riche Bright Securities Limited CE APH275 - active, 4 staff Ever-Long Research Limited CE AFT530 - active, 3 staff Jun Hui International Finance Limited CE BOE739 - active, 3 staff Houlihan Lokey (China) Limited CE ARC069 - active, 34 staff Citigroup Global Markets Asia Limited CE AAA137 - active, 455 staff Citigroup Global Markets Hong Kong Futures and Securities Limited CE ABM371 - inactive Houlihan Lokey Howard & Zukin (Europe) Limited CE AOB894 - inactive AuVantage Consultancy Limited CE AAE133 - inactive Alpha Securities Company Limited CE AAE226 - active, 5 staff Alpha Futures Company Limited CE AAK273 - active, 3 staff American Express Bank Limited CE AAE653 - inactive Asian Pacific Investment Company CE AAH490 - inactive AXA China Region Investment Services Limited CE AAI067 - inactive Associated Advisers Limited CE AAK058 - active, 1 staff AGIFEL International Limited CE AAL428 - inactive Australia and New Zealand Banking Group Limited CE AAL483 - active ABN AMRO (Hong Kong) Limited CE AAL578 - inactive AXA Financial Planning (Hong Kong) Limited CE AAN641 - inactive Averest Capital Limited CE AAZ063 - active, 2 staff Qingchi Asset Management Limited CE AXR359 - active, 1 staff Goldenwise Capital Group Limited CE BJT470 - active, 1 staff China Galaxy International Asset Management (Hong Kong) Co., Limited CE BAI094 - active, 11 staff Westpass Capital Partners Company Limited CE BTC753 - active, 1 staff Allied Banking Corporation (Hong Kong) Limited CE ABC813 - inactive A One Investment Company Limited CE ABG896 - inactive ALPS Capital Management Limited CE ABP316 - active, 13 staff Deephaven Asia Limited CE ALQ137 - inactive Petiole Management (Hong Kong) Limited CE AWC634 - active, 3 staff Nice Talent Asset Management Limited CE BMR849 - active, 45 staff Abbey National Treasury Services plc CE ABS984 - inactive Anuenue Securities Limited CE ABW455 - active, 6 staff Nomura International (Hong Kong) Limited CE AAF742 - active, 546 staff Fubon Capital (HK) Limited CE AEY255 - inactive Anuenue Capital International Limited CE ALP983 - active, 3 staff Anuenue Advisors Limited CE AFF862 - active, 3 staff Evenstar Advisors Limited CE ALP987 - active, 3 staff South China Securities Limited CE AAA874 - active, 44 staff Mason Securities Limited CE AAC086 - active, 6 staff South China Commodities Limited CE AAF640 - active, 21 staff Duncan Futures Limited CE AAG007 - active, 2 staff South China Capital Limited CE AAI635 - active, 12 staff MIB Securities (Hong Kong) Limited CE AAD284 - active, 39 staff MIB Futures (Hong Kong) Limited CE ABH686 - inactive Rich Union Securities (H.K.) Limited CE AGO173 - inactive Orient Securities (Hong Kong) Limited CE AVD362 - active, 159 staff BNP Paribas Securities (Asia) Limited CE AAF669 - active, 216 staff Credit Agricole Securities (Asia) Limited CE AAB947 - active, 2 staff RBS Asia Securities (Hong Kong) Limited CE AAF114 - inactive ASG Brokerage Limited CE ABY539 - inactive Audrey Chow Securities Limited CE ABZ267 - active, 5 staff ABSA Bank (Asia) Limited CE ACD771 - inactive ADMIS Hong Kong Limited CE ACP509 - active, 5 staff Yuanta Asia Investment (Hong Kong) Limited CE ABZ023 - active, 6 staff Yuanta Securities (Hong Kong) Company Limited CE ABS015 - active, 136 staff KGI Asia Limited CE BKJ214 - active, 443 staff KGI Futures (Hong Kong) Limited CE ADW991 - active, 293 staff Shenwan Hongyuan Securities (H.K.) Limited CE AAC927 - active, 159 staff Shenwan Hongyuan Futures (H.K.) Limited CE AAF420 - active, 94 staff Refco Forex Limited CE AIJ790 - inactive G. H. Financials (Hong Kong) Limited CE BBU921 - active, 6 staff RHB Futures Hong Kong Limited CE AMF103 - inactive Newedge Broker Limited CE ABV662 - inactive Phillip Commodities (HK) Limited CE AAZ038 - active, 208 staff ABN AMRO Clearing Hong Kong Limited CE ACU526 - active, 13 staff Credit Suisse Futures (Hong Kong) Limited CE ACO143 - inactive ABN AMRO Clearing (Futures) Hong Kong Limited CE ACU522 - inactive ABCI Securities Company Limited CE ACX411 - active, 94 staff ABCI Capital Limited CE AWL249 - active, 69 staff Guosen Securities (HK) Capital Company Limited CE AUX600 - active, 81 staff BOCOM International Securities Limited CE APJ121 - active, 129 staff BOCOM International Holdings Company Limited CE AFE334 - inactive Beta International Securities Limited CE ABN652 - active, 10 staff CCB International Securities Limited CE AMB276 - active, 74 staff Everbright Securities Digital Finance (HK) Limited CE AAC483 - active, 42 staff Everbright Securities Investment Services (HK) Limited CE AAC153 - active, 437 staff CES Commodities (HK) Limited CE AAF237 - active, 256 staff Carnegie Hill Capital Partners Limited CE BFT408 - active, 6 staff XinKong International Securities Limited CE ACV085 - active, 9 staff Guotai Junan Securities (Hong Kong) Limited CE ABY236 - active, 384 staff CMB International Global Markets Limited CE AAF261 - active, 63 staff CMB International Securities Limited CE AUZ441 - active, 311 staff SinoPac Securities (Asia) Limited CE ACD026 - inactive ICBC International Capital Limited CE AQW615 - active, 52 staff ICEA Capital Limited CE ACP064 - inactive Hang Seng Investment Management Limited CE ABT330 - active, 61 staff ICBC International Securities Limited CE ARO299 - active, 118 staff Tung Shing Securities (Brokers) Limited CE ACP065 - inactive Kingston Securities Limited CE ABL789 - active, 37 staff ICBC International Futures Limited CE ASO632 - active, 43 staff Tung Shing Futures (Brokers) Limited CE AHD071 - inactive Kingston Futures Limited CE AAZ082 - active, 13 staff CLSA Research Limited CE AGR026 - inactive Christfund Securities Limited CE AAY133 - active, 13 staff SinoPac Securities (Asia) Limited CE BIZ502 - active, 223 staff Honour Securities Company Limited CE AAF424 - inactive Honour Futures Limited CE AAI156 - inactive China Industrial Securities International Brokerage Limited CE AYE823 - active, 91 staff Po Kay Securities & Shares Company Limited CE AAD452 - active, 13 staff Bright Smart Securities International (H.K.) Limited CE AEZ575 - active, 79 staff Bright Smart Futures & Commodities Company Limited CE ADH427 - active, 69 staff China Merchants Securities (HK) Co., Limited CE AAI650 - active, 406 staff Shenwan Hongyuan Capital (H.K.) Limited CE ABC209 - active, 47 staff CMB International Capital Limited CE AVM940 - active, 109 staff Fulbright Securities Limited CE AFB820 - active, 206 staff Chief Securities Limited CE BWN872 - active, 119 staff Huayu Securities Limited CE ACS416 - active, 9 staff Po Sang Securities Limited CE ACI778 - active, 8 staff CSC Securities (HK) Limited CE ACC324 - active, 21 staff Aureum Infinity Capital Limited CE BOF835 - active, 7 staff China United Merchants Asset Management Company Limited CE BNY618 - active, 2 staff CCB International Capital Limited CE AJO225 - active, 84 staff Quantum Capital Management Limited CE BNX555 - active, 3 staff Crosby Securities Limited CE BAP681 - active, 14 staff Guosen Securities (HK) Brokerage Company, Limited CE AUI491 - active, 67 staff Morgan Stanley Asia Limited CE AAD291 - active, 904 staff Orient Futures (Hong Kong) Limited CE AWD036 - active, 41 staff China Industrial Securities International Futures Limited CE AZH227 - active, 31 staff SPDB International Securities Limited CE BKW389 - active, 38 staff SPDB International Capital Limited CE BFZ375 - active, 26 staff China Asset Management (Hong Kong) Limited CE ARS988 - active, 59 staff BOCI Securities Limited CE AAC298 - active, 321 staff Celestial Securities Limited CE AAF532 - active, 48 staff Celestial Commodities Limited CE AAF557 - active, 29 staff China Securities (International) Brokerage Company Limited CE BAU373 - active, 219 staff China Securities (International) Corporate Finance Company Limited CE BAU112 - active, 336 staff China Everbright Securities (HK) Limited CE AAW536 - active, 113 staff Quam Securities Limited CE AAC577 - active, 105 staff GF Capital (Hong Kong) Limited CE AOB163 - active, 172 staff Valuable Capital Limited CE AUL711 - active, 55 staff Beevest Securities Limited CE ABM126 - active, 6 staff Delta Asia Securities Limited CE AAW265 - active, 32 staff Delta Asia Financial Futures Limited CE ABZ414 - active, 15 staff Core Pacific - Yamaichi International (H.K.) Limited CE BHM090 - active, 72 staff Huatai Financial Holdings (Hong Kong) Limited CE AOK809 - active, 849 staff Zhongrong PT Securities Limited CE AAV553 - active, 20 staff Victory Securities Company Limited CE ABN091 - active, 55 staff ABCI Asset Management Limited CE BAA046 - active, 8 staff China Everbright Forex & Futures (HK) Limited CE AEX690 - active, 1 staff Orient Capital (Hong Kong) Limited CE BDN128 - active, 41 staff China Everbright Capital Limited CE ACE409 - active, 21 staff BOCI Asia Limited CE AET863 - active, 66 staff Moody's Investors Service Hong Kong Limited CE AXG247 - active, 87 staff Celestial Finance Limited CE ACU029 - inactive First Shanghai Securities Limited CE ABV488 - active, 94 staff First Shanghai Futures Limited CE AGK583 - active, 2 staff Zhongtai International Securities Limited CE BAA855 - active, 90 staff Zhongtai International Financial Products Limited CE BEZ122 - active, 6 staff Phillip Securities (Hong Kong) Limited CE AAG460 - active, 319 staff SinoPac Futures (Asia) Limited CE ACR651 - inactive Haitong International Securities Company Limited CE AAF806 - active, 297 staff Fortune (HK) Securities Limited CE AHQ488 - active, 15 staff Fortune Asset Management Limited CE ATW939 - active, 14 staff CASH Asset Management Limited CE ALF042 - active, 9 staff SBI China Capital Financial Services Limited CE ABD523 - active, 20 staff IBTS Asia (HK) Limited CE AMF777 - inactive GF Futures (Hong Kong) Co., Limited CE AOB369 - active, 34 staff Zhongtai International Asset Management Limited CE BBP735 - active, 11 staff OCBC Securities Brokerage (Hong Kong) Limited CE AAC106 - active, 9 staff Emperor Securities Limited CE AAP057 - active, 88 staff OCBC Futures Investment (Hong Kong) Limited CE AAE438 - active, 5 staff Emperor Futures Limited CE AAJ095 - active, 59 staff Emperor International Exchange (Hong Kong) Company Limited CE ACJ776 - active, 36 staff Nomura Securities (Hong Kong) Limited CE AAK382 - inactive Nomura Futures (Hong Kong) Limited CE AAH062 - inactive Tse's Securities Limited CE ABH659 - active, 14 staff Hong Kong Forex Investment Limited CE ABT278 - inactive EAA Securities Limited CE ACM541 - active Apricot Capital (Hong Kong) Limited CE ACX624 - active, 5 staff