Allianz Global Investors Hong Kong Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allianz Global Investors Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference AAF936. Current licensed staff on file: 0 (total recorded over time: 142).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2015-05-31 |
| Type 4 - Advising on securities | Pre-2003 | 2015-05-31 |
| Type 5 - Advising on futures contracts | Pre-2003 | 2007-06-28 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-31 |
| Type 9 - Asset management | Pre-2003 | 2015-05-31 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (142)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Cheong Kin Chan 陳昌健 | Rep 1 | 2012-05 | 2015-05 |
| Raymond Chi Keung Chan 陳致強 | RO 1, 4, 5, 9 Rep 1 | Pre-2003 | 2015-05 |
| Shirley Sai Wai Chong 鍾世蕙 | Rep 1, 4 | 2008-08 | 2015-05 |
| Andrew Douglas Eu 余義焜 | RO 1, 4, 5, 9 | 2006-11 | 2015-05 |
| Paul Chi Wah Fu 符致華 | Rep 1, 4 | 2011-07 | 2015-05 |
| Zhiling He 何志凌 | Rep 1 | 2013-12 | 2015-05 |
| Hoi Wah Ho 何凱華 | Rep 1 | 2012-05 | 2015-05 |
| Kelly Ngar Ying Ho 何雅盈 | Rep 1 | 2012-07 | 2015-05 |
| Chi Yan Lau 劉智仁 | Rep 1 | 2011-03 | 2015-05 |
| So Fan Lum 林素芬 | Rep 1, 4 | 2014-08 | 2015-05 |
| Charles Kwai Chuen Ma 馬桂銓 | Rep 1, 4 | 2011-07 | 2015-05 |
| Desmond Ka Yiu Ng 吳家耀 | RO 1, 4 Rep 1, 4 | 2014-10 | 2015-05 |
| Ka Man Tsang 曾嘉敏 | Rep 4 | 2007-12 | 2015-05 |
| Esther Man Sze Wan 尹文詩 | Rep 1 | 2014-12 | 2015-05 |
| Peggy Chiu Ho Wan 溫肖荷 | Rep 1 | 2010-09 | 2015-05 |
| Shun Ning Wong 王順寧 | Rep 1 | 2012-04 | 2015-05 |
| Tze Ling Yu 余子玲 | RO 1, 4 Rep 1, 4 | 2011-06 | 2015-05 |
| Siu Wing Hui 許小榮 | RO 1, 4 Rep 1, 4, 9 | 2010-12 | 2015-04 |
| Marcus Alexander Morris-Eyton | Rep 1 | 2015-03 | 2015-03 |
| Douglas Gorman Forsyth | Rep 1 | 2013-01 | 2015-01 |
| Neil Peter Sedgwick-Dwane | Rep 1, 4 | 2013-06 | 2015-01 |
| David J. Oberto | Rep 1 | 2014-07 | 2014-07 |
| Thorsten Lars Winkelmann | Rep 1 | 2013-01 | 2014-07 |
| Kenly Mathew Axline | Rep 1 | 2014-01 | 2014-02 |
| John Courtney Mc Craw | Rep 1 | 2014-01 | 2014-02 |
| Andrew James Neville | Rep 1 | 2014-01 | 2014-02 |
| Robert Klaus Hofmann | Rep 1 | 2013-09 | 2013-10 |
| Yi-Ling Chou 周一玲 | Rep 1 | 2009-12 | 2013-08 |
| Frank Achim Klausfelder | RO 1, 4, 9 Rep 1, 4, 9 | 2009-04 | 2013-08 |
| Jason Yik Kuen Fong 方奕權 | Rep 1 | 2011-02 | 2013-06 |
| Ka Kin Lo 盧家健 | Rep 1, 4 | 2007-03 | 2013-03 |
| Hoi Kiu Tsang 曾凱翹 | Rep 1 | 2010-12 | 2012-06 |
| Xiaoxi Zheng 鄭小溪 | Rep 1 | 2010-11 | 2012-06 |
| Ryan Gerard Hock Chye Sim | Rep 1, 4 | 2010-12 | 2012-05 |
| Alice Ah See Kwok 郭雅思 | Rep 1 | 2011-07 | 2012-04 |
| Vivian Wing Ting Kam 甘詠婷 | Rep 1, 4 | 2005-06 | 2012-04 |
| Lewis Kai Pong Leung 梁啟邦 | RO 1, 4, 9 Rep 1, 4, 9 | 2007-12 | 2012-03 |
| Angel Li 李安琪 | Rep 1, 4 | 2010-09 | 2012-02 |
| On Na Yau 丘安娜 | Rep 1, 4 | 2008-04 | 2012-02 |
| Theresa Ka Man Yeung 楊嘉雯 | Rep 1 | 2010-12 | 2011-10 |
| Fanny Yuk Lai Lee 李玉麗 | Rep 1 | 2006-09 | 2011-05 |
| Angeline Kwang Yi Goh | Rep 1, 4 | 2011-01 | 2011-05 |
| Fang-Ying Liu 劉方穎 | Rep 1, 4 | 2010-11 | 2011-05 |
| Chi Ho Tse 謝志豪 | RO 1, 4, 9 Rep 1, 4, 9 | 2008-03 | 2011-04 |
| Kwan Ho Chan 陳鈞浩 | Rep 1, 4 | 2007-10 | 2011-04 |
| Maurice Kai Ming Mak 麥楷明 | Rep 1 | 2010-10 | 2010-11 |
| Yan Ni Pang 彭欣妮 | Rep 1, 4 | 2007-10 | 2010-09 |
| Chun Man Chan 陳俊文 | Rep 1 | 2009-08 | 2010-05 |
| Su Yeon An 安粹妍 | Rep 4, 9 | 2008-06 | 2010-02 |
| Miranda Yuen Ting Au 區婉婷 | Rep 1, 9 | 2006-08 | 2010-02 |
| Cathleen Karen Chan 陳嘉綸 | Rep 1, 4 | 2007-11 | 2010-02 |
| Chui Shan Chan 陳翠珊 | Rep 4, 9 | 2007-09 | 2010-02 |
| Derek Kai-Lek Chan 陳紀律 | Rep 4, 9 | 2004-08 | 2010-02 |
| Ronald Yin Kei Chan 陳彥麒 | Rep 4, 6, 9 | Pre-2003 | 2010-02 |
| Wai Yee Chan 陳慧儀 | Rep 1, 4 | 2006-10 | 2010-02 |
| Kuang Yu Chen 陳冠宇 | Rep 1, 9 | 2006-09 | 2010-02 |
| Christina Sau Ha Chung 鍾秀霞 | Rep 4, 6, 9 | Pre-2003 | 2010-02 |
| Mein Sze Chwei 徐敏思 | Rep 4, 9 | 2008-01 | 2010-02 |
| Lindsey Diane Grubbs | Rep 1, 4 | 2008-08 | 2010-02 |
| Sang Won Kim 金相沅 | Rep 5, 9 | 2007-05 | 2010-02 |
| Dennis Yiu Cheung Lai 黎耀章 | Rep 4, 9 | 2003-06 | 2010-02 |
| Helen Yee Kwan Lam 林綺君 | Rep 4, 5, 6, 9 | Pre-2003 | 2010-02 |
| Siu Cheung Law 羅肇翔 | Rep 4, 9 | 2005-01 | 2010-02 |
| Chi Wai Lee 李志偉 | Rep 4, 5, 6, 9 | Pre-2003 | 2010-02 |
| Louisa Wai Han Lee 李慧嫻 | Rep 4, 9 | 2005-09 | 2010-02 |
| Zhigang Liu 劉志剛 | Rep 4, 5, 9 | 2004-10 | 2010-02 |
| Mei Suen Ma 馬鎂渲 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-02 |
| Yuming Pan 潘宇明 | Rep 9 | 2007-02 | 2010-02 |
| Joo Han Adam Phua 潘裕翰 | Rep 1, 9 | 2006-08 | 2010-02 |
| Ho Yin Pong 龐浩賢 | Rep 4, 6, 9 | Pre-2003 | 2010-02 |
| William Kent Rossiter II | Rep 1, 9 | 2006-09 | 2010-02 |
| Joshua Hayden Smith | Rep 4, 9 | 2008-12 | 2010-02 |
| Victoria Tam | Rep 1, 9 | 2007-07 | 2010-02 |
| Isabella Ai Ling Tan | Rep 1, 9 | 2006-09 | 2010-02 |
| Colin Koon Nang Tse 謝貫能 | Rep 1, 9 | 2009-09 | 2010-02 |
| Shinya Tsujimoto | Rep 4, 9 | 2007-09 | 2010-02 |
| Ada Man Shan Wai 衞敏珊 | Rep 1, 4 | 2004-05 | 2010-02 |
| Nigel Stuart Winchester | RO 5, 9 Rep 4, 5, 6, 9 | Pre-2003 | 2010-02 |
| Cecilia Kit Yan Wong 黃潔茵 | Rep 4, 9 | 2006-07 | 2010-02 |
| Gemma Hau Ying Wong 黃巧盈 | Rep 1, 9 | 2007-10 | 2010-02 |
| Lok Sang Wong 黃樂生 | Rep 4, 9 | 2008-08 | 2010-02 |
| Fook Cheong Woo | Rep 4, 9 | 2004-09 | 2010-02 |
| Renhao Wu 吳任昊 | Rep 9 | 2007-10 | 2010-02 |
| Joanna Wai Ming Yang 楊惠明 | Rep 4, 9 | 2005-07 | 2010-02 |
| Lethe Chui Wah Yian 任翠華 | Rep 1, 9 | 2009-08 | 2010-02 |
| Elvin Tin Yau Yu 余天佑 | Rep 1, 9 | 2009-08 | 2010-02 |
| Jenny Ka Wai Ng 吳嘉惠 | Rep 1, 9 | 2005-10 | 2009-10 |
| Eldora Suet King Wong 王雪瓊 | Rep 1, 9 | 2007-09 | 2009-08 |
| Chung Sze Chan 陳頌斯 | Rep 1 | 2007-04 | 2009-08 |
| Charles Sai Yiu Li 李世耀 | Rep 1, 4 | 2006-07 | 2009-08 |
| Marie Nicolette Hui Neo Lim 林惠娘 | Rep 1, 9 | 2006-09 | 2009-08 |
| Wai Ho Yiu 姚偉浩 | Rep 1, 4 | 2007-10 | 2009-08 |
| Keng Beng Tan 陳競明 | Rep 1, 9 | 2007-07 | 2009-07 |
| Yuen Yung Wan 溫婉容 | RO 1, 4 Rep 1, 4 | 2003-05 | 2009-01 |
| Bruce Yaw Huat Kho | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2008-10 |
| Alan Jack Newman Richardson | Rep 9 | 2006-11 | 2008-10 |
| Margo Cheuk Luen Chan 陳卓聯 | Rep 1, 9 | 2005-02 | 2008-09 |
| Alison Chui Yin Law 羅翠妍 | Rep 4, 9 | 2004-10 | 2008-09 |
| Pui Man Leung 梁佩雯 | Rep 4 | 2007-10 | 2008-04 |
| Mark Konyn | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2008-03 |
Showing 1–100 of 142