Delta Asia Securities Limited
滙業證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Delta Asia Securities Limited (滙業證券有限公司), a Hong Kong-based licensed corporation with CE reference AAW265. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 30 (total recorded over time: 237). Earliest licence on file: 2011-12-23.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- 5/F, Luk Kwok Centre, 72 Gloucester Road, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2025-12-04 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 5 - Advising on futures contracts | 2025-12-04 | present |
| Type 9 - Asset management | 2025-12-04 | present |
| Type 3 - Leveraged foreign exchange trading | 2011-12-23 | 2020-09-21 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-14 |
| Type 7 - Providing automated trading services | Pre-2003 | 2003-11-07 |
| Type 9 - Asset management | Pre-2003 | 2005-01-14 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (237)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lai Chong Au 區麗莊 | RO 1, 2, 4, 5, 9 Rep 1, 4 | 2004-08 | Present |
| Stanley Chong Kit Au 區宗傑 | RO 1, 3, 4, 6, 7, 9 | Pre-2003 | Present |
| Keith Ka Kee Cheung 張家祺 | RO 1, 2, 5 Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | Present |
| Wai Man To 陶偉民 | RO 2, 3, 5 Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | Present |
| Ngat Tong 唐屹 | RO 1, 2, 4 Rep 1, 4, 9 | 2024-10 | Present |
| Chi Fai Yeung 楊志揮 | RO 1, 2 Rep 1, 4 | 2021-05 | Present |
| Pui Man Au 歐佩雯 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Chung Tai Chan 陳宗泰 | Rep 1, 2 | 2021-05 | Present |
| Ka Wing Chan 陳家榮 | Rep 1 | 2021-05 | Present |
| Suk Yee Cheng 鄭淑儀 | Rep 1 | 2024-05 | Present |
| Gordon Kwan Ping Cheung 張君平 | Rep 1 | 2024-05 | Present |
| Pui Man Cheung 張佩文 | Rep 1 | 2024-01 | Present |
| Ka Wah Hui 許家驊 | Rep 1 | 2021-04 | Present |
| Koon Yu Kong 鄺冠宇 | Rep 1, 2 | 2021-04 | Present |
| Ching Kwan 關正 | Rep 1, 2, 9 | 2015-04 | Present |
| Hon Kwan Lam 林漢坤 | Rep 1, 2 | 2024-06 | Present |
| Vicent Tai Hang Lam 林大衡 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Raymond Wai Man Leung 梁偉文 | Rep 1 | 2021-05 | Present |
| Christina Yun Fun Liu 廖潤芬 | Rep 1 | 2021-04 | Present |
| Frankie Ming Yin Mok 莫銘然 | Rep 1, 4 | 2023-08 | Present |
| Yu Hung Ng 吳宇紅 | Rep 1 | 2025-07 | Present |
| Andy Chi Ming Poon 潘志明 | Rep 1, 2 | 2021-05 | Present |
| Cho Ying Sit 薛楚瑩 | Rep 1, 2 | 2019-06 | Present |
| Ah Fei Tang 鄧亞非 | Rep 1, 2 | 2021-05 | Present |
| Ho Leung Tang 鄧浩良 | Rep 1, 2 | 2021-05 | Present |
| Shing Kwong To 杜勝光 | Rep 1, 2 | 2021-03 | Present |
| Man To Tsang 曾文韜 | Rep 1 | 2021-03 | Present |
| Ka Yan Wong 黃嘉茵 | Rep 1, 4 | 2023-06 | Present |
| Siu Lai Wong 黃少麗 | Rep 1 | 2021-05 | Present |
| Lai Lai Zee 史麗麗 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Ka Kin Chan 陳家建 | Rep 1, 4, 9 | 2022-07 | 2026-08 |
| Pui On Chan 陳培安 | Rep 1, 2 | 2025-09 | 2026-07 |
| Lam King Yu 余淋經 | Rep 1, 4 | 2020-09 | 2026-06 |
| Zhaoqi Du 杜照齊 | Rep 1 | 2025-05 | 2026-05 |
| Sai Ying Lisa Lee 李世瑩 | Rep 1 | 2024-12 | 2025-12 |
| Allen Chi Cheung Fok 霍智祥 | Rep 1 | 2025-04 | 2025-09 |
| Chi Shing Cheng 鄭志成 | Rep 1 | 2025-02 | 2025-08 |
| Chi Wing Ng 伍志榮 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2025-08 |
| Heung Chin Chui 徐响前 | Rep 1 | 2024-09 | 2025-05 |
| Sze Tai Leung 梁史帝 | Rep 1 | 2023-03 | 2024-12 |
| Man Fung Ng 吳汶峰 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2024-08 |
| Ka Leung Mak 麥家亮 | Rep 1 | 2021-12 | 2024-08 |
| Kwan Ho Leung 梁群豪 | Rep 1 | 2024-06 | 2024-07 |
| Yvonne Tak Yee Tai 戴德宜 | Rep 1, 4 | 2021-04 | 2024-06 |
| Paul Wai Chiu Cheung 張偉釗 | Rep 1, 4 | 2023-12 | 2024-06 |
| Chun Yin Fan 范鎮燃 | Rep 1, 4 | 2022-12 | 2024-05 |
| Tony Kam Pui Li 李錦培 | Rep 1 | 2024-03 | 2024-05 |
| Yiu Ho Tai 戴耀豪 | Rep 1, 4 | 2023-07 | 2024-05 |
| Tsz Jing Law 羅梓靜 | Rep 1, 4 | 2023-06 | 2024-04 |
| Wai Hung Yeung 楊偉雄 | RO 1, 4 | 2022-07 | 2024-04 |
| Siu Hung Tse 謝兆鴻 | Rep 1 | 2023-08 | 2024-04 |
| Barry Wai Man Yim 嚴偉文 | Rep 1 | 2023-01 | 2023-09 |
| Ying Lun Lo 勞應麟 | Rep 1 | 2021-05 | 2023-07 |
| See Lim Chan 陳思廉 | Rep 1, 4 | 2023-02 | 2023-06 |
| Tak Wai Hung 孔德偉 | Rep 1, 4 | 2021-01 | 2023-05 |
| Ka Shing Leung 梁嘉誠 | Rep 1 | 2021-09 | 2023-04 |
| Wai Hung Yu 余偉雄 | Rep 1 | 2021-05 | 2023-03 |
| James Wing Sing Ng 吳榮星 | Rep 1, 4 | 2021-09 | 2023-03 |
| Elaine Mei Yee Lai 黎美儀 | RO 1, 4 | 2021-08 | 2023-02 |
| Kar Lok Leung 梁家樂 | RO 1 Rep 1 | 2021-05 | 2023-02 |
| Siu Ping Lee 李少萍 | Rep 1 | 2021-05 | 2022-12 |
| Yiu Pan Fong 方堯斌 | Rep 1 | 2021-08 | 2022-11 |
| May Fat Wong 黃美發 | Rep 1 | 2009-09 | 2022-10 |
| Antony Ka Chun Wong 王嘉浚 | Rep 1, 4 | 2021-07 | 2022-07 |
| Hon Po David Chow 周漢寶 | Rep 1 | 2019-11 | 2022-07 |
| Katie Pui Sai Kan 簡貝茜 | Rep 1 | 2021-05 | 2022-07 |
| Wai King Ho 何惠琼 | Rep 1, 4 | 2021-05 | 2022-06 |
| Simon Shun Hei Kwok 郭信熙 | Rep 1, 4 | 2011-12 | 2022-06 |
| Yin Piu Leung 梁彥彪 | Rep 1, 4 | 2020-07 | 2022-04 |
| Xin Wang 王馨 | Rep 1 | 2021-10 | 2022-01 |
| Sing Ho Sung 宋承壕 | Rep 1, 4 | 2021-09 | 2021-11 |
| Yee May Ho 何綺媚 | Rep 1 | 2021-05 | 2021-10 |
| Tai Wan Man 文泰穩 | Rep 1, 4 | 2021-07 | 2021-10 |
| Kwan Ling Fu 符筠翎 | Rep 1 | 2021-04 | 2021-09 |
| Ho Wing Leung 梁浩荣 | Rep 1, 4 | 2020-05 | 2021-08 |
| Tin Pui Kwok 郭天培 | Rep 1 | 2021-06 | 2021-08 |
| Yu Ho Kwok 郭宇浩 | Rep 1 | 2021-03 | 2021-07 |
| Kai Ah Tung 董啟亞 | RO 1, 4 Rep 1, 4 | 2020-06 | 2021-07 |
| Fung Ying Leung 梁鳳英 | Rep 1 | 2018-10 | 2021-06 |
| Toby Wing Keung Lee 李永強 | Rep 1, 4 | 2021-03 | 2021-04 |
| Yiu Keung Chu 朱耀強 | Rep 1, 4 | 2020-06 | 2020-12 |
| Chun Pang Chow 周俊鵬 | Rep 1, 4 | 2020-07 | 2020-10 |
| Yin Han Lee 李彥嫻 | Rep 1 | 2020-07 | 2020-09 |
| Chi Shing Chong 莊治城 | Rep 1 | 2015-01 | 2020-07 |
| Pik Ting Cheung 張碧婷 | Rep 1 | 2019-07 | 2020-06 |
| Wai Man Kwan 關惠文 | RO 1, 3, 4 | 2019-07 | 2020-06 |
| Ka Yu Hui 許嘉宇 | Rep 1, 4 | 2017-06 | 2020-05 |
| Man Chi Maggie Wong 黃敏姿 | Rep 1 | 2020-01 | 2020-02 |
| Tin Wai Angel Kwok 郭天慧 | Rep 1 | 2019-10 | 2020-01 |
| Wing Leung Li 李永良 | Rep 1, 3 | 2016-06 | 2019-08 |
| Wai Kee Tsang 曾偉基 | Rep 1, 4 | 2017-08 | 2019-03 |
| John Zee 徐強生 | RO 1, 3, 4 Rep 1, 3, 4 | 2018-08 | 2019-03 |
| Louis Fu Sing Kong 江富星 | Rep 1 | 2018-04 | 2018-10 |
| Yip Hang Au 歐業亨 | RO 1, 3, 4 Rep 4 | 2015-12 | 2017-12 |
| Gary Wai Kie Yeung 楊偉基 | Rep 1 | 2017-08 | 2017-11 |
| Wai San Mok 莫慧珊 | Rep 1 | 2017-07 | 2017-09 |
| Kar Wah Chan 陳家驊 | RO 3 Rep 1 | 2011-09 | 2017-09 |
| Chak Shing Lam 林澤誠 | Rep 1, 4 | 2016-07 | 2017-04 |
| Wing Chung Lau 劉永聰 | Rep 1, 4 | 2017-02 | 2017-03 |
| Yiu Man Chan 陳耀文 | Rep 1, 4 | 2016-07 | 2016-10 |
Showing 1–100 of 237
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