Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baring Asset Management (Asia) Limited (霸菱資產管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference AAJ177. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 40 (total recorded over time: 197). Earliest licence on file: 2003-08-29.
- Category:
-
Buyside · Asset management
- Registered address:
- 35/F, Gloucester Tower, 15 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2003-08-29 | present |
| Type 2 - Dealing in futures contracts | 2015-09-07 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 5 - Advising on futures contracts | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-28 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (197)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ivy Chan 陳亭希 | RO 1, 2, 4, 5 Rep 1, 4, 5, 9 | 2007-09 | Present |
| Wai Cheong Fong 方偉昌 | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2004-09 | Present |
| Shane Anthony Forster | RO 1, 4, 9 Rep 1, 4, 9 | 2017-08 | Present |
| Eric Cheng-Feng Jan | RO 1, 2, 4, 5, 9 | 2024-03 | Present |
| Soo Hai Lim | RO 1, 2, 4, 5, 9 Rep 1, 4, 5, 9 | 2005-11 | Present |
| Man Kit Tse 謝文傑 | RO 4, 5, 9 Rep 1, 4, 5, 9 | 2021-07 | Present |
| Tsun Yin Wong 王俊彥 | RO 1, 4 Rep 1, 4 | 2024-12 | Present |
| Qin Wu 武芹 | RO 1, 4 Rep 1, 4 | 2021-04 | Present |
| Pui Chi Chan 陳沛芝 | Rep 1, 4 | 2024-03 | Present |
| Pei-Chi Chen 陳珮綺 | Rep 1, 4 | 2018-12 | Present |
| Tsz Ching Cheung 張芷晴 | Rep 1 | 2021-08 | Present |
| Chi Tsing Chun 秦梓澄 | Rep 1, 4 | 2018-05 | Present |
| William Hugh Drake 杜弘顯 | Rep 1, 2 | 2026-05 | Present |
| Suk Yee Ho 何淑儀 | Rep 4 | 2023-06 | Present |
| Euishik Jang 張宜植 | Rep 1, 4 | 2018-07 | Present |
| Weiying Jian 簡偉瑩 | Rep 1, 4 | 2023-11 | Present |
| Yee Yee Lillian Keung 姜義義 | Rep 1 | 2018-08 | Present |
| Kuldeep Vishnukant Khanapurkar | Rep 1, 4, 5, 9 | 2015-07 | Present |
| Siu To Kwong 鄺小桃 | Rep 1, 4 | 2025-11 | Present |
| Ho Ling Lai 黎可寧 | Rep 1 | 2020-05 | Present |
| Nicola Ying Xi Lai 賴穎熙 | Rep 1, 4, 5, 9 | 2011-01 | Present |
| Chi Ho Lam 林子豪 | Rep 1, 4 | 2019-04 | Present |
| Hiu Lam Lee 李曉琳 | Rep 1, 4 | 2023-09 | Present |
| Tin Wing Lee 李天穎 | Rep 1, 4 | 2016-09 | Present |
| Lap Wai Leung 梁立偉 | Rep 1, 4, 5, 9 | 2011-07 | Present |
| Wei Bo Li 李伟博 | Rep 1, 4 | 2021-08 | Present |
| Danqing Liu 劉丹青 | Rep 1, 4, 9 | 2017-09 | Present |
| Xiaoqian Liu 劉晓茜 | Rep 4, 5 | 2026-07 | Present |
| Zhaoying Liu 劉兆熒 | Rep 1, 4 | 2018-06 | Present |
| Yim On Lo 盧艷安 | Rep 1, 4 | 2018-05 | Present |
| Cheuk Fung Ng 吳卓峰 | Rep 1, 4 | 2026-07 | Present |
| Baiding Rong 榮白丁 | Rep 4, 9 | 2016-08 | Present |
| Bo Sheng 盛博 | Rep 4, 9 | 2016-11 | Present |
| Vivian Pui Kuen Shiu 邵佩娟 | Rep 1, 4 | 2016-03 | Present |
| Karan Talwar | Rep 1, 4 | 2020-10 | Present |
| Ciaran Donal Voyles | Rep 1, 4 | 2025-06 | Present |
| Chu Wang 王出 | Rep 4 | 2026-05 | Present |
| Huanyan Wu 吴浣燕 | Rep 1, 4 | 2025-11 | Present |
| Chen Xiao 肖琛 | Rep 1, 4 | 2023-11 | Present |
| Yawen Zheng 鄭雅文 | Rep 1, 4 | 2025-07 | Present |
| Chun Lung Lui 呂駿龍 | Rep 1, 4, 5, 9 | 2021-11 | 2026-07 |
| Hoi Kay Kate Lam 林凱琪 | Rep 4 | 2019-02 | 2026-06 |
| Yusi Liu 劉語絲 | Rep 4 | 2020-02 | 2026-05 |
| Sydney Chung Hin Chin 陳松興 | RO 1, 2, 4, 5 Rep 1, 2, 9 | 2017-06 | 2026-05 |
| Vanessa Wing Sze Chan 陳永詩 | Rep 1, 4 | 2025-09 | 2026-04 |
| Ho Sum Michelle Wong 黃可琛 | Rep 1, 4 | 2021-11 | 2026-02 |
| Melissa A Ricco | Rep 4 | 2026-01 | 2026-01 |
| Wai Kwong Chow 周偉光 | Rep 1, 4 | 2018-07 | 2025-12 |
| Charles Qian Wu 吳謙 | Rep 1, 4 | 2024-07 | 2025-11 |
| Salinas Meng Zhang 張萌 | Rep 4 | 2018-11 | 2025-08 |
| Victor Wai Tat Lau 劉偉達 | RO 1, 4 Rep 1, 4 | 2016-09 | 2025-06 |
| James Wang Kit Leung 梁宏傑 | RO 4, 5, 9 Rep 1, 4, 9 | 2017-07 | 2025-05 |
| Stephen Kent Ehrenberg | Rep 4 | 2025-02 | 2025-02 |
| Chi Wing Cynthia Lau 劉智穎 | Rep 4 | 2018-03 | 2024-12 |
| Ho Yin Tsui 徐浩賢 | Rep 1, 4 | 2021-12 | 2024-09 |
| On Na Yau 丘安娜 | Rep 1, 4 | 2020-01 | 2024-08 |
| Duncan Jeffrey Robertson | RO 1, 2, 4, 5, 9 | 2019-09 | 2024-03 |
| Chuzun Shang 尚楚尊 | Rep 4 | 2022-11 | 2024-02 |
| Jufeng Yin 尹炬鋒 | Rep 4 | 2021-08 | 2024-02 |
| Jonathan Millin | RO 1, 4 | 2021-05 | 2024-01 |
| Kai Miao 繆愷 | Rep 1, 4 | 2021-08 | 2023-12 |
| Aiqian Wang 汪愛倩 | Rep 1, 4 | 2019-02 | 2023-12 |
| Martin Scott Horne | Rep 1, 4 | 2018-11 | 2023-10 |
| Alexander Charles Vaulkhard | Rep 1, 4 | 2023-10 | 2023-10 |
| Kyung Ho Choe | Rep 1, 4 | 2017-08 | 2023-09 |
| Man Lok Mandy Lui 雷敏諾 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-11 | 2023-08 |
| Shezhi Lu 盧舍之 | Rep 4, 9 | 2020-01 | 2022-08 |
| Tiebin Liu 劉鉄彬 | Rep 1, 4, 5, 9 | 2011-11 | 2022-06 |
| Yuting Zhang 張雨婷 | Rep 4, 9 | 2014-12 | 2021-12 |
| Nahyoon Hong 洪那玧 | Rep 1, 4, 5, 9 | 2007-06 | 2021-10 |
| Calista Wuen Nee Lee | Rep 1, 4, 5, 9 | 2015-01 | 2021-10 |
| Pui Man Gabriel Yu 羽沛文 | Rep 1, 4, 5, 9 | 2013-05 | 2021-09 |
| Man Yi Chung 鍾聞怡 | Rep 1, 4 | 2016-01 | 2021-06 |
| Ping Wang 王平 | Rep 1, 4 | 2018-05 | 2021-04 |
| Sz Wun Wong 黃偲媛 | Rep 1 | 2017-10 | 2021-04 |
| Lok Ming Lee 李樂鳴 | Rep 1, 4, 9 | 2017-03 | 2021-01 |
| Tracy Ho Yee Lau 劉可兒 | RO 1, 4 Rep 1, 4 | 2017-08 | 2021-01 |
| Khiem Trong Do | RO 1, 2, 4, 5, 6, 9 | Pre-2003 | 2020-12 |
| Suhwan In 印秀奐 | Rep 4, 9 | 2019-11 | 2020-12 |
| Yu Fu 傅鈺 | Rep 1, 4, 5, 9 | 2019-03 | 2020-11 |
| Stanley Wing Yin Shek 石穎賢 | Rep 1, 4 | 2019-01 | 2020-04 |
| Hongqi Wu 吳宏奇 | Rep 4, 9 | 2015-08 | 2020-04 |
| Yun Mei Lau 劉潤美 | Rep 1 | 2019-03 | 2020-04 |
| Michael James Downes | Rep 1, 4, 9 | 2017-08 | 2020-03 |
| Joo Yeow Gerry Ng 黃祖耀 | RO 1, 4, 9 Rep 1, 4, 9 | 2004-12 | 2019-12 |
| Manoj Mahesh Shroff | Rep 1, 4, 5, 9 | 2007-01 | 2019-12 |
| Mo Yan Chan 陳慕恩 | Rep 1, 4 | 2018-10 | 2019-12 |
| James Kong Li 李剛 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 9 | 2014-07 | 2019-12 |
| Albert Mei Khoon Chai | Rep 1, 4, 5, 9 | 2013-06 | 2019-11 |
| Ka Ning Chan 陳加寧 | Rep 4, 9 | 2017-07 | 2019-11 |
| Chung Leung Chan 陳頌良 | Rep 4, 9 | 2017-08 | 2019-10 |
| Laura Ying Luo 羅瑩 | RO 4, 9 Rep 1, 4, 5, 9 | 2013-09 | 2019-09 |
| Zhenghui Wei 韋正輝 | Rep 1, 4, 9 | 2015-04 | 2019-09 |
| Anna Hua Zhong | RO 9 Rep 1, 4, 9 | 2007-08 | 2019-08 |
| Adam Michael Schauer | Rep 1, 4 | 2019-05 | 2019-07 |
| Pok Man Liu 廖博民 | Rep 1 | 2017-11 | 2019-05 |
| Qingyi Zhou 周清逸 | Rep 4 | 2017-05 | 2019-05 |
| Ajay Argal | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2011-09 | 2019-03 |
| Kwok Chee Chong 莊國幟 | Rep 1, 4, 9 | 2015-08 | 2019-03 |
| Mark Douglas Senkpiel | Rep 1, 4 | 2019-02 | 2019-02 |
Showing 1–100 of 197
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