Baring Asset Management (Asia) Limited

霸菱資產管理(亞洲)有限公司
CE No. AAJ177 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baring Asset Management (Asia) Limited (霸菱資產管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference AAJ177. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 39 (total recorded over time: 195). Earliest licence on file: 2003-08-29.

Registered address

35/F, Gloucester Tower, 15 Queen's Road Central

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2003-08-29 present
Type 2 - Dealing in futures contracts 2015-09-07 present
Type 4 - Advising on securities present present
Type 5 - Advising on futures contracts present present
Type 9 - Asset management present present
Type 6 - Advising on corporate finance present 2003-08-28

Licensed staff (all-time) (195)
Active on date

Name Activities First licensed To
Eric Tai Yue Ang 洪大裕 RO 1, 5, 9 Rep 1, 5, 9 2006-04 2007-08
Ajay Argal RO 1, 4, 5, 9 Rep 1, 4, 5, 9 2011-09 2019-03
Yu Ching Au 區裕正 RO 4, 5, 9 Rep 1, 4, 5, 9 2007-08 2011-03
Sydney Maurice Bone RO 1, 4, 5, 6, 9 Pre-2003 2004-10
Henry Yue Hung Chan 陳裕雄 RO 1, 4, 5, 9 Rep 1, 4, 5, 9 2004-09 2010-07
Ivy Chan 陳亭希 RO 1, 2, 4, 5 Rep 1, 4, 5, 9 2007-09 Present
Tat Sean Chang 鄭達成 RO 1, 4, 5, 9 Rep 1, 4, 5, 9 2012-05 2018-01
Sydney Chung Hin Chin 陳松興 RO 1, 2, 4, 5 Rep 1, 2, 9 2017-06 2026-05
Edmund Yuk Hung Chong 莊鈺洪 RO 1, 4 Rep 1, 4, 9 2015-04 2018-10
Ka Fai Franki Chung 鍾家輝 RO 1, 4, 5, 9 2007-05 2009-11
Lai Ling Co 許麗玲 RO 4, 5, 9 Rep 4, 5, 6, 9 Pre-2003 2007-09
Hong Wen Deng 鄧鴻文 RO 1, 4, 5, 9 Rep 1, 4, 5, 9 2007-09 2013-08
Khiem Trong Do RO 1, 2, 4, 5, 6, 9 Pre-2003 2020-12
Wai Cheong Fong 方偉昌 RO 1, 4, 5, 9 Rep 1, 4, 5, 9 2004-09 Present
Shane Anthony Forster RO 1, 4, 9 Rep 1, 4, 9 2017-08 Present
Eric Cheng-Feng Jan RO 1, 2, 4, 5, 9 2024-03 Present
Hing Sang Lau 劉慶生 RO 5, 9 Rep 4, 5, 6, 9 Pre-2003 2004-07
Tracy Ho Yee Lau 劉可兒 RO 1, 4 Rep 1, 4 2017-08 2021-01
Victor Wai Tat Lau 劉偉達 RO 1, 4 Rep 1, 4 2016-09 2025-06
Hyung Jin Lee 李烱陳 RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2004-12 2019-01
James Wang Kit Leung 梁宏傑 RO 4, 5, 9 Rep 1, 4, 9 2017-07 2025-05
James Kong Li 李剛 RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 9 2014-07 2019-12
Sek Fu Li 李錫富 RO 1, 4 Rep 1, 4, 6, 9 Pre-2003 2015-03
Soo Hai Lim RO 1, 2, 4, 5, 9 Rep 1, 4, 5, 9 2005-11 Present
Sing Lo 盧勝 RO 1, 4, 5, 9 Rep 1 2005-03 2015-11
Man Lok Mandy Lui 雷敏諾 RO 1, 4, 9 Rep 1, 4, 9 2018-11 2023-08
Laura Ying Luo 羅瑩 RO 4, 9 Rep 1, 4, 5, 9 2013-09 2019-09
Jonathan Millin RO 1, 4 2021-05 2024-01
Joo Yeow Gerry Ng 黃祖耀 RO 1, 4, 9 Rep 1, 4, 9 2004-12 2019-12
Eric Chi Lik Poon 潘智力 RO 1, 4, 9 Rep 1, 4, 5, 9 2012-05 2017-12
Duncan Jeffrey Robertson RO 1, 2, 4, 5, 9 2019-09 2024-03
Lin Yoke Seetoh 司徒蓮玉 RO 1 Rep 4, 5, 6, 9 Pre-2003 2004-10
Wai Chun Shum 沈偉俊 RO 1, 4, 9 Rep 1, 4, 9 2010-08 2012-02
Wilfred Wing Fai Sit 薛永輝 RO 1, 2, 4, 5, 9 Rep 1, 4, 5, 9 2004-09 2017-01
Francis Hon Ming So 蘇漢明 RO 5, 9 Rep 4, 5, 6, 9 Pre-2003 2005-11
Ka Nam Tang 鄧嘉南 RO 1, 4, 9 Rep 1, 4, 9 2013-05 2014-04
Man Kit Tse 謝文傑 RO 4, 5, 9 Rep 1, 4, 5, 9 2021-07 Present
Tsun Yin Wong 王俊彥 RO 1, 4 Rep 1, 4 2024-12 Present
Qin (SFC:BBH665) Wu 武芹 RO 1, 4 Rep 1, 4 2021-04 Present
Sui Lin Yip 葉瑞蓮 RO 1, 5, 9 Rep 1, 4, 5, 6, 9 Pre-2003 2014-06
Anna Hua Zhong RO 9 Rep 1, 4, 9 2007-08 2019-08
Ricardo Adrogue Rep 1, 4 2016-09 2016-09
Jonathan Robert Blake Rep 1, 4 2008-01 2011-03
Clive William Bromley Rep 1 2011-08 2011-09
Scott David Brown Rep 1, 4 2016-09 2016-10
James Andrew Buckley Rep 4, 5 2015-10 2015-10
Albert Mei Khoon Chai Rep 1, 4, 5, 9 2013-06 2019-11
Chi Chow Chan 陳致洲 Rep 4, 5, 6, 9 Pre-2003 2004-10
Chung Leung (SFC:APH607) Chan 陳頌良 Rep 4, 9 2017-08 2019-10
Fiona Nga Yee Chan 陳雅儀 Rep 1, 4, 9 2008-05 2010-03
Ka Ning Chan 陳加寧 Rep 4, 9 2017-07 2019-11
Mo Yan Chan 陳慕恩 Rep 1, 4 2018-10 2019-12
Pui Chi Chan 陳沛芝 Rep 1, 4 2024-03 Present
Vanessa Wing Sze Chan 陳永詩 Rep 1, 4 2025-09 2026-04
Christopher Tu Hsin Chen 陳篤信 Rep 1, 4 2017-04 2018-06
Ji (SFC:ALO251) Chen 陳濟 Rep 1, 4, 5, 9 2010-07 2015-07
Pei-Chi Chen 陳珮綺 Rep 1, 4 2018-12 Present
Pui Yan Cheng 鄭珮欣 Rep 1, 4 2005-08 2011-08
Tsz Ching Cheung 張芷晴 Rep 1 2021-08 Present
Wai Ho (SFC:BGE658) Cheung 張偉豪 Rep 1, 4, 9 2017-08 2018-11
Kyung Ho Choe Rep 1, 4 2017-08 2023-09
Ka Lai Choi 蔡嘉麗 Rep 1, 4, 9 2014-05 2015-12
Ka Wing Choi 蔡嘉穎 Rep 1, 4 2013-04 2014-05
Sanghyun (SFC:BGI061) Choi Rep 4, 5 2015-10 2015-10
Kwok Chee Chong 莊國幟 Rep 1, 4, 9 2015-08 2019-03
Wai Kwong Chow 周偉光 Rep 1, 4 2018-07 2025-12
Chi Tsing Chun 秦梓澄 Rep 1, 4 2018-05 Present
Man Yi Chung 鍾聞怡 Rep 1, 4 2016-01 2021-06
Adam Howard Joseph Conn Rep 1 2012-07 2012-08
Michael James Downes Rep 1, 4, 9 2017-08 2020-03
William Hugh Drake 杜弘顯 Rep 1, 2 2026-05 Present
Stephen Kent Ehrenberg Rep 4 2025-02 2025-02
Yu (SFC:BOE212) Fu 傅鈺 Rep 1, 4, 5, 9 2019-03 2020-11
Yuen Fun Fung 馮婉芬 Rep 1, 4 2007-02 2007-05
Yuen Tsun Fung 馮苑蓁 Rep 1, 4, 9 2011-02 2012-05
James Alexander Thomas Govan Rep 1, 4 2011-08 2011-08
James Alan Henderson Rep 1, 4 2016-09 2016-10
Anita Hoi Lam Ho 何海琳 Rep 1, 2, 4, 5, 9 2008-07 2016-10
Suk Yee Ho 何淑儀 Rep 4 2023-06 Present
Nahyoon Hong 洪那玧 Rep 1, 4, 5, 9 2007-06 2021-10
Martin Scott Horne Rep 1, 4 2018-11 2023-10
Po Hsiang Hsu 許博翔 Rep 1, 4 2018-03 2018-08
Jacqueline Chi-Ching Hung 孔芷晴 Rep 1, 4 2016-09 2018-04
Suhwan In 印秀奐 Rep 4, 9 2019-11 2020-12
Euishik Jang 張宜植 Rep 1, 4 2018-07 Present
Weiying Jian 簡偉瑩 Rep 1, 4 2023-11 Present
Xiaojing Jiang 姜曉菁 Rep 1, 4, 9 2010-04 2017-01
Lei Ke 柯雷 Rep 1, 4, 5, 9 2010-04 2015-03
Yee Yee Lillian Keung 姜義義 Rep 1 2018-08 Present
Kuldeep Vishnukant Khanapurkar Rep 1, 4, 5, 9 2015-07 Present
Jung Kyong Kim Rep 4 2017-07 2019-01
Chi Wang Kwan 關子宏 Rep 1, 4, 5, 9 2011-04 2012-01
Siu To Kwong 鄺小桃 Rep 1, 4 2025-11 Present
Ho Ling Lai 黎可寧 Rep 1 2020-05 Present
Nicola Ying Xi Lai 賴穎熙 Rep 1, 4, 5, 9 2011-01 Present
Chi Ho Lam 林子豪 Rep 1, 4 2019-04 Present
Hoi Kay Kate Lam 林凱琪 Rep 4 2019-02 2026-06
Chi Wing Cynthia Lau 劉智穎 Rep 4 2018-03 2024-12
Yun Mei Lau 劉潤美 Rep 1 2019-03 2020-04
Sonja Laud Rep 4, 5 2015-03 2015-10
Showing 1–100 of 195

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