Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baring Asset Management (Asia) Limited (霸菱資產管理(亞洲)有限公司), CE reference AAJ177. Currently licensed for regulated activity type(s) 1, 2, 4, 5, 9. Current licensed staff on file: 41.
Registered address
35/F, Gloucester Tower, 15 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2003-08-29 | present |
| Type 2 — Dealing in futures contracts | 2015-09-07 | present |
| Type 4 — Advising on securities | present | present |
| Type 5 — Advising on futures contracts | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2003-08-28 |
Licensed staff (41)
As of
| Name | Activities | Since |
|---|---|---|
| Ivy Chan 陳亭希 | RO 1, 2, 4, 5 Rep 9 | 2016-01 |
| Sydney Chung Hin Chin 陳松興 | RO 1, 2, 4, 5 Rep 9 | 2021-01 |
| Wai Cheong Fong 方偉昌 | RO 1, 4, 5, 9 | 2021-05 |
| Shane Anthony Forster | RO 1, 4, 9 | 2023-05 |
| Eric Cheng-Feng Jan | RO 1, 2, 4, 5, 9 | 2024-03 |
| Soo Hai Lim | RO 1, 2, 4, 5, 9 | 2018-09 |
| Man Kit Tse 謝文傑 | RO 4, 5, 9 Rep 1 | 2025-07 |
| Tsun Yin Wong 王俊彥 | RO 1, 4 | 2025-04 |
| Qin (SFC:BBH665) Wu 武芹 | RO 1, 4 | 2023-08 |
| Pui Chi Chan 陳沛芝 | Rep 1, 4 | 2024-03 |
| Vanessa Wing Sze Chan 陳永詩 | Rep 1, 4 | 2025-09 |
| Pei-Chi Chen 陳珮綺 | Rep 1, 4 | 2018-12 |
| Tsz Ching Cheung 張芷晴 | Rep 1 | 2021-08 |
| Chi Tsing Chun 秦梓澄 | Rep 1, 4 | 2018-05 |
| Suk Yee Ho 何淑儀 | Rep 4 | 2023-06 |
| Euishik Jang 張宜植 | Rep 1, 4 | 2018-07 |
| Weiying Jian 簡偉瑩 | Rep 1, 4 | 2023-11 |
| Yee Yee Lillian Keung 姜義義 | Rep 1 | 2018-08 |
| Kuldeep Vishnukant Khanapurkar | Rep 1, 4, 5, 9 | 2015-07 |
| Siu To Kwong 鄺小桃 | Rep 1, 4 | 2025-11 |
| Ho Ling Lai 黎可寧 | Rep 1 | 2020-05 |
| Nicola Ying Xi Lai 賴穎熙 | Rep 1, 4, 5, 9 | 2015-07 |
| Chi Ho Lam 林子豪 | Rep 1, 4 | 2019-04 |
| Hoi Kay Kate Lam 林凱琪 | Rep 4 | 2019-02 |
| Hiu Lam Lee 李曉琳 | Rep 1, 4 | 2023-09 |
| Tin Wing Lee 李天穎 | Rep 1, 4 | 2016-09 |
| Lap Wai Leung 梁立偉 | Rep 1, 4, 5, 9 | 2020-03 |
| Wei Bo Li 李伟博 | Rep 1, 4 | 2021-08 |
| Danqing Liu 劉丹青 | Rep 1, 4, 9 | 2017-09 |
| Yusi Liu 劉語絲 | Rep 4 | 2024-06 |
| Zhaoying Liu 劉兆熒 | Rep 1, 4 | 2018-06 |
| Yim On Lo 盧艷安 | Rep 1, 4 | 2018-05 |
| Chun Lung Lui 呂駿龍 | Rep 1, 4, 5, 9 | 2021-11 |
| Baiding Rong 榮白丁 | Rep 4, 9 | 2020-09 |
| Bo Sheng 盛博 | Rep 4, 9 | 2022-07 |
| Vivian Pui Kuen Shiu 邵佩娟 | Rep 1, 4 | 2016-03 |
| Karan Talwar | Rep 1, 4 | 2020-10 |
| Ciaran Donal Voyles | Rep 1, 4 | 2025-06 |
| Huanyan Wu 吴浣燕 | Rep 1, 4 | 2025-11 |
| Chen Xiao 肖琛 | Rep 1, 4 | 2023-11 |
| Yawen (SFC:BWL208) Zheng 鄭雅文 | Rep 1, 4 | 2025-07 |
Showing 1–41 of 41