Nomura Securities (Hong Kong) Limited

CE No. AAK382 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nomura Securities (Hong Kong) Limited, CE reference AAK382. Current licensed staff on file: 0.

Licence history

ActivityFromTo
Type 1 — Dealing in securities present 2013-10-15
Type 2 — Dealing in futures contracts 2010-02-01 2013-10-15
Type 4 — Advising on securities present 2005-01-25
Type 6 — Advising on corporate finance present 2005-01-25
Type 7 — Providing automated trading services 2010-04-30 2013-01-10
Type 9 — Asset management present 2005-01-25

Licensed staff (0)
As of

Name Activities Since
No current staff on file.

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