Shenwan Hongyuan Capital (H.K.) Limited
申萬宏源融資(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shenwan Hongyuan Capital (H.K.) Limited (申萬宏源融資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ABC209. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 48 (total recorded over time: 210).
- Category:
-
Sell side · Investment banking ?
- Registered address:
- Level 4, Three Pacific Place, 1 Queen's Road East, Admiralty
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | 2005-02-24 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (210)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Cheng Chen 陳誠 | RO 1, 4, 6 Rep 1, 4, 6 | 2022-09 | Present |
| Siu San Rocky Lee 李少燊 | RO 1, 4, 6 Rep 1, 4, 6 | 2019-06 | Present |
| Donald Kwok Kit Leung 梁國傑 | RO 1, 4, 6 Rep 1, 4, 6 | 2018-12 | Present |
| Huan Li 李煥 | RO 1, 6 Rep 1, 4, 6 | 2021-05 | Present |
| Sung Tat Li 李崇達 | RO 1 Rep 1, 6 | 2023-08 | Present |
| Jun Liang 梁鈞 | RO 1, 4, 6 Rep 1, 4, 6 | 2019-06 | Present |
| Xuan Qin 秦炫 | RO 1, 6 Rep 1, 4, 6 | 2021-10 | Present |
| Ruihan Yin 尹蕤菡 | RO 1, 4, 6 Rep 1, 4, 6 | 2021-11 | Present |
| Lili Yu 俞力黎 | RO 1, 4, 6 Rep 1, 4, 6 | 2022-01 | Present |
| Yuxiang Cai 蔡宇翔 | Rep 1, 4, 6 | 2019-04 | Present |
| Chui Shan Cynthia Chan 陳翠珊 | Rep 1, 6 | 2026-07 | Present |
| Polly Wai Tai Chan 陳偉娣 | Rep 1, 4, 6 | 2021-11 | Present |
| Sze Chan 陳詩 | Rep 1, 4, 6 | 2021-11 | Present |
| Dong Cheng 成东 | Rep 1, 6 | 2026-01 | Present |
| Xu Du 杜栩 | Rep 1, 4, 6 | 2021-08 | Present |
| Xinchen Gu 顾心辰 | Rep 1, 4, 6 | 2021-12 | Present |
| Ziqi Guo 郭子綺 | Rep 1, 4, 6 | 2024-09 | Present |
| Yinbing Hong 洪吟冰 | Rep 1, 4, 6 | 2021-07 | Present |
| Boyu Hu 胡博宇 | Rep 1, 4, 6 | 2021-11 | Present |
| Lan Jiang 姜澜 | Rep 1, 6 | 2026-07 | Present |
| Chun Kit Lam 林俊杰 | Rep 1, 4, 6 | 2021-09 | Present |
| Chun Fai Leung 梁晉暉 | Rep 1, 4, 6 | 2017-07 | Present |
| Mao Li 李懋 | Rep 1, 4, 6 | 2022-06 | Present |
| Joseph Liu | Rep 1, 4, 6 | 2021-09 | Present |
| Yinan Liu 劉逸南 | Rep 1, 4, 6 | 2023-09 | Present |
| Pan Lung Luk 陸品隆 | Rep 1, 4, 6 | 2025-12 | Present |
| Sai Leung Ng 吳世良 | Rep 1, 6 | 2026-07 | Present |
| Haochen Peng 彭浩宸 | Rep 1, 4, 6 | 2021-12 | Present |
| Gang Rui 芮刚 | Rep 1, 6 | 2025-01 | Present |
| Siyuan Shen 沈思元 | Rep 1, 6 | 2026-01 | Present |
| Guanhua Tian 田冠華 | Rep 1, 4, 6 | 2022-11 | Present |
| Wei Wang 王蔚 | Rep 1, 6 | 2007-11 | Present |
| Danni Wu 吳丹妮 | Rep 1, 6 | 2025-10 | Present |
| Zhuoyun Xie 谢卓韫 | Rep 1, 4, 6 | 2024-09 | Present |
| Bowen Xu 徐博文 | Rep 1, 6 | 2025-10 | Present |
| Qiwen Xu 許綺雯 | Rep 1, 4, 6 | 2022-07 | Present |
| Yujie Xu 徐宇捷 | Rep 1, 6 | 2026-04 | Present |
| Rongrong Yan 颜熔荣 | Rep 1, 6 | 2025-01 | Present |
| Zhenghao Yu 余政昊 | Rep 1, 6 | 2026-07 | Present |
| Xiaohao Zeng 曾晓昊 | Rep 6 | 2026-04 | Present |
| Daxin Zha 查大鑫 | Rep 1, 4, 6 | 2026-01 | Present |
| Yang Zhang 张阳 | Rep 1, 6 | 2025-02 | Present |
| Xudan Zhao 赵旭丹 | Rep 1, 6 | 2026-01 | Present |
| Zhangwan Zhao 赵张琬 | Rep 1, 6 | 2026-08 | Present |
| Chunding Zheng 郑春定 | Rep 1, 6 | 2026-01 | Present |
| Ziwei Zhou 周子惟 | Rep 1, 6 | 2025-12 | Present |
| Yi Zhu 朱忆 | Rep 1, 4, 6 | 2022-09 | Present |
| Yuming Zhu 朱雨铭 | Rep 1, 6 | 2025-01 | Present |
| Yuyan Qian 钱语嫣 | Rep 1, 4, 6 | 2026-04 | 2026-07 |
| Zonglian Cao 曹宗莲 | Rep 1, 4, 6 | 2022-10 | 2026-07 |
| Mengfei Wang 王梦菲 | Rep 1, 6 | 2025-02 | 2026-07 |
| Philip King Fai Tse 謝景暉 | RO 1, 4, 6 Rep 1, 4, 6 | 2019-06 | 2026-06 |
| Liu Yang 楊柳 | Rep 1, 4, 6 | 2024-04 | 2026-04 |
| Yu Yuan 袁煜 | Rep 1, 6 | 2025-02 | 2026-03 |
| Haijiao Li 李海蛟 | Rep 1, 4, 6 | 2025-08 | 2026-03 |
| Liang Yu 余梁 | Rep 1, 4, 6 | 2023-08 | 2026-02 |
| Yuewen Li 李悦雯 | Rep 1, 6 | 2025-01 | 2025-12 |
| Liwei Zhang 张力伟 | Rep 1, 4, 6 | 2025-02 | 2025-11 |
| Wai Kit Choi 蔡偉杰 | Rep 1, 6 | 2025-01 | 2025-07 |
| Dongliang Wang 王棟梁 | Rep 1, 4, 6 | 2024-08 | 2025-06 |
| Luyao Ding 丁盧遙 | Rep 1, 6 | 2021-12 | 2025-05 |
| Yuandong Sun 孙源东 | Rep 1, 4, 6 | 2025-04 | 2025-05 |
| Chong Deng 鄧冲 | Rep 1, 4, 6 | 2022-07 | 2025-01 |
| Yirui Huang 黃奕瑞 | Rep 1, 4, 6 | 2022-09 | 2024-12 |
| Wing Chiu Wong 黃潁釗 | Rep 1, 4, 6 | 2019-10 | 2024-10 |
| Tao Zhang 張濤 | RO 1, 4, 6 Rep 1, 4, 6 | 2018-10 | 2024-05 |
| Sai Fu Wong 黃世富 | RO 6 Rep 1, 4, 6 | 2024-01 | 2024-05 |
| Zhongnan Hua 華中南 | Rep 1, 4, 6 | 2022-11 | 2024-04 |
| Yu Ching Fung 馮愈晴 | Rep 1, 4, 6 | 2021-08 | 2023-10 |
| Xunnan Zhou 周珣南 | Rep 1, 4, 6 | 2021-10 | 2023-09 |
| Qian Xiao 肖倩 | Rep 1, 4, 6 | 2019-08 | 2023-06 |
| Wai Nga Chak 翟偉雅 | Rep 1, 6 | 2021-05 | 2023-03 |
| Jiangning Zhou 周江宁 | Rep 1, 4, 6 | 2021-05 | 2022-11 |
| Difeng Wang 王迪风 | Rep 6 | 2008-12 | 2022-10 |
| Leanne Yan Li 李妍 | Rep 1, 4, 6 | 2022-01 | 2022-08 |
| Xiang Lu 陸庠 | Rep 1, 4, 6 | 2019-08 | 2022-06 |
| Chun Guo 郭純 | RO 4, 6, 9 | Pre-2003 | 2022-06 |
| Ho Kiu Leung 梁皓喬 | Rep 1, 4, 6 | 2022-01 | 2022-05 |
| Kay Loong Ting 丁基龍 | RO 1, 4, 6 | 2006-10 | 2022-05 |
| Wai Hung Chan 陳偉雄 | RO 1, 4, 6 Rep 1, 4, 6 | 2009-06 | 2022-04 |
| Yiqian Zhu 朱一谦 | Rep 1, 4, 6 | 2021-11 | 2022-03 |
| Wei Yue 岳巍 | RO 1, 4, 6 Rep 1, 4, 6 | 2019-01 | 2022-03 |
| Kai Yu 余凱 | Rep 1, 4, 6 | 2020-03 | 2022-03 |
| Marvin Wai Yuen Pang 彭偉源 | Rep 6 | 2019-03 | 2021-11 |
| Qimin Lin 林綺敏 | Rep 1, 4, 6 | 2018-01 | 2021-10 |
| Tian He 賀添 | RO 1, 4, 6 Rep 1, 4 | 2019-02 | 2021-10 |
| Hiu Wai Yeung 楊曉慧 | Rep 1, 4, 6 | 2019-10 | 2021-10 |
| Han Shi 石瀚 | Rep 1, 4, 6 | 2018-05 | 2021-09 |
| Na Li 李娜 | Rep 1, 4, 6 | 2018-08 | 2021-09 |
| Yanzhe He 何衍喆 | Rep 1, 4, 6 | 2020-02 | 2021-07 |
| Chin Fei Ho 何展飛 | Rep 1, 4, 6 | 2018-02 | 2021-07 |
| Carole Ng 吳家惠 | Rep 1, 4, 6 | 2018-05 | 2021-06 |
| Yizhou Qiu 邱一舟 | RO 1, 4, 6 | 2018-04 | 2021-06 |
| Po Wun Ip 葉保垣 | Rep 1, 4, 6 | 2021-04 | 2021-04 |
| Shengnan Wang 王盛男 | Rep 1, 4, 6 | 2015-11 | 2021-03 |
| Chun Tak Lui 呂俊德 | Rep 1, 4, 6 | 2019-09 | 2021-03 |
| Ge Ji 伋格 | Rep 1, 4, 6 | 2019-11 | 2021-03 |
| Yue Huang 黃玥 | Rep 1, 4, 6 | 2014-03 | 2021-02 |
| Sha Luo 雒莎 | Rep 1, 4, 6 | 2020-10 | 2020-12 |
| Congcong Zhan 詹聰聰 | Rep 1, 4, 6 | 2018-02 | 2020-12 |
Showing 1–100 of 210
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