HSBC Investment Funds (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Investment Funds (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAL518. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 158 (total recorded over time: 576). Earliest licence on file: 2005-06-06.
- Category:
-
Sell side · Brokerage
- Registered address:
- Level 22, HSBC MAIN BUILDING, 1 QUEEN'S ROAD CENTRAL, CENTRAL DISTRICT, HONG KONG
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 5 - Advising on futures contracts | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 6 - Advising on corporate finance | 2005-06-06 | 2015-11-04 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-07 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (576)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Elizabeth Anne Allen 林安妮 | RO 1, 4, 5, 9 | 2021-05 | Present |
| William Anthony Benjamin | RO 1 Rep 1 | 2018-08 | Present |
| Yeh Ling Chong | RO 1 Rep 1 | 2017-01 | Present |
| Michael Cross | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2023-11 | Present |
| Andy Ho 何肇聰 | RO 1 Rep 1 | 2021-10 | Present |
| Wai Fun Ho 何慧芬 | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2021-11 | Present |
| Jasmine Yee Ting Hung 洪綺婷 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-06 | Present |
| Masayuki Kaneko | RO 1, 4, 9 Rep 1, 4, 9 | 2024-02 | Present |
| John Nicholas Kearns | RO 1, 4, 9 Rep 1, 4, 9 | 2024-01 | Present |
| Charles Sai Yiu Li 李世耀 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-09 | Present |
| Caroline Yu Maurer 沈昱 | RO 1, 4, 9 Rep 1, 4, 5, 9 | 2020-09 | Present |
| Marco Montanari | RO 1, 4, 9 Rep 1, 4, 9 | 2022-02 | Present |
| Nicolas Jean Marie Denis Moreau | RO 1, 4, 9 Rep 1, 4, 9 | 2021-12 | Present |
| Emin Yigit Onat | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2022-07 | Present |
| Paul Simon Rhodes | RO 1, 4, 9 Rep 1, 4, 9 | 2024-04 | Present |
| Gordon Pierre Rodrigues | RO 1 Rep 1 | 2007-12 | Present |
| Francis Nikolai Madayag Acosta | Rep 1, 4, 9 | 2025-01 | Present |
| Tsz Ki Au 區子祈 | Rep 1, 4, 9 | 2025-10 | Present |
| Wilson Wai Kwan Au 歐維鈞 | Rep 1, 4, 9 | 2019-03 | Present |
| Kara Kyung Wha Byun | Rep 1, 4 | 2022-10 | Present |
| Jinru Cai 蔡瑾如 | Rep 1 | 2025-08 | Present |
| Danny Tsz Fung Chan 陳梓楓 | Rep 1 | 2022-02 | Present |
| Dominic Leonard Chan 陳文頌 | Rep 1, 4, 9 | 2025-01 | Present |
| Frederick Wei Hin Chan 陳瑋軒 | Rep 1 | 2024-09 | Present |
| Ut Ieong Chan 陳悅楊 | Rep 1, 4, 9 | 2019-03 | Present |
| Ka Ying Chau 巢家瑩 | Rep 1, 4, 9 | 2013-07 | Present |
| Emily Chen | Rep 1, 4, 9 | 2017-10 | Present |
| Stanley Chen | Rep 1 | 2019-05 | Present |
| Tianqi Chen 陳天琦 | Rep 1 | 2026-01 | Present |
| Yi-Chun Chen 陳怡君 | Rep 1, 4, 9 | 2016-02 | Present |
| Ying-Jo Chen 陳瑩若 | Rep 1, 4, 9 | 2012-05 | Present |
| Hoi Yan Cheng 鄭凱昕 | Rep 1, 4, 9 | 2023-11 | Present |
| King Hong Cheng 鄭競康 | Rep 1, 4, 9 | 2023-08 | Present |
| Kwok Sum Cheng 鄭國森 | Rep 1 | 2022-06 | Present |
| Jessica Hing Ying Cheung 張卿瑩 | Rep 1 | 2012-07 | Present |
| Man Yau Cheung 張萬鈾 | Rep 1 | 2022-06 | Present |
| Peter Ka Hing Chiu 招家慶 | Rep 1, 4, 9 | 2020-07 | Present |
| Yuvin Choi | Rep 1 | 2025-09 | Present |
| Chee Ming Choong | Rep 1 | 2011-12 | Present |
| Kam Ling Chow 周錦玲 | Rep 1 | 2025-06 | Present |
| Mitchelle Tze Wei Chow 周紫蕙 | Rep 1 | 2023-10 | Present |
| Pui Hin Choy 蔡沛軒 | Rep 1, 4, 9 | 2025-08 | Present |
| Barry Joseph Chung 鍾伯麟 | Rep 1 | 2025-11 | Present |
| Rafael Cintra Chiang | Rep 1, 4, 9 | 2024-07 | Present |
| Xiao Dai 戴晓 | Rep 1, 4, 9 | 2025-05 | Present |
| Raphael David | Rep 1, 4, 9 | 2022-11 | Present |
| Mounia El Kettani El Hamidi | Rep 1 | 2020-09 | Present |
| Zacharias Cornelius Mathias Felzer | Rep 1, 4, 9 | 2024-01 | Present |
| Thibaut Ferret | Rep 1, 4, 9 | 2021-05 | Present |
| Christopher David Fletcher | Rep 1 | 2025-02 | Present |
| Chin Lok Fung 馮展濼 | Rep 5 | 2025-05 | Present |
| Zhuang Yi Goh | Rep 1 | 2023-05 | Present |
| Chun Wang Heung 香俊宏 | Rep 1 | 2026-03 | Present |
| Chi Kei Ho 何梓淇 | Rep 1, 4, 9 | 2021-09 | Present |
| Judy May Wai Ho 何美蕙 | Rep 1 | 2015-11 | Present |
| Lok Shan Ho 何樂山 | Rep 1, 4, 9 | 2024-09 | Present |
| Hon Lam Hor 賀漢霖 | Rep 1, 4, 9 | 2014-05 | Present |
| Genie Huang | Rep 1 | 2023-09 | Present |
| Tzu Chi Huang 黃姿淇 | Rep 1 | 2026-01 | Present |
| Chak Hang Hui 許澤亨 | Rep 1 | 2026-02 | Present |
| Mannix Yuen Fai Hui 許遠暉 | Rep 1 | 2019-07 | Present |
| Jacqueline Chi-Ching Hung 孔芷晴 | Rep 1, 4, 9 | 2023-01 | Present |
| Andrew John Jackson | Rep 1, 4 | 2011-11 | Present |
| Shan Jiang 江山 | Rep 5 | 2024-12 | Present |
| Jing Jin 金晶 | Rep 1 | 2021-08 | Present |
| Hua Jing 景華 | Rep 1 | 2021-07 | Present |
| Sana Kakkar | Rep 1 | 2024-09 | Present |
| Xiangyi Kong 孔祥懿 | Rep 1 | 2023-06 | Present |
| Chun Fei Kwan 關振飛 | Rep 1, 4, 9 | 2024-02 | Present |
| Sarah King Wai Kwok 郭瓊蔚 | Rep 1, 4, 9 | 2021-09 | Present |
| Siu Chung Kwong 鄺紹聰 | Rep 1, 4, 9 | 2019-04 | Present |
| Chin Wai Lai 賴展懷 | Rep 1, 4, 9 | 2021-10 | Present |
| Junxian Lai 賴俊賢 | Rep 1, 4, 9 | 2025-10 | Present |
| Apple Ayumi Sze Wing Lam 林思穎 | Rep 1 | 2024-09 | Present |
| Chun Yin Raymond Lam 林俊燃 | Rep 1 | 2025-09 | Present |
| Kimberly Seo Yun Lam 林書延 | Rep 1, 4, 9 | 2024-01 | Present |
| Mei Lam 林薇 | Rep 1 | 2025-08 | Present |
| Pui Yan Lam 林培人 | Rep 1 | 2022-03 | Present |
| Chi Kit Lau 劉子杰 | Rep 1, 4, 9 | 2023-09 | Present |
| Kai Yu Puri Lau 劉佳儒 | Rep 1, 4, 9 | 2022-12 | Present |
| Lucia Tak Yee Lau 劉德怡 | Rep 1, 4, 9 | 2019-07 | Present |
| Sabrina Yin Kwan Lau 劉彦君 | Rep 1 | 2023-10 | Present |
| Shue Him Lau 劉澍謙 | Rep 1, 4, 9 | 2021-10 | Present |
| Jeanette Kwan Tung Lee 李君彤 | Rep 1 | 2015-10 | Present |
| Pui Man Leung 梁佩雯 | Rep 1, 4, 9 | 2016-10 | Present |
| Yee Kan Leung 梁以芹 | Rep 1 | 2026-06 | Present |
| Jiajun Li 李家俊 | Rep 1, 4, 9 | 2026-06 | Present |
| Meiqi Li 李美琪 | Rep 1 | 2025-08 | Present |
| Mo Wa Li 李慕華 | Rep 1, 4, 9 | 2021-10 | Present |
| Sai Ming Li 李世明 | Rep 1 | 2021-10 | Present |
| Guang Yang Lim 林光阳 | Rep 1 | 2025-04 | Present |
| Her Yun Lim 林和昀 | Rep 1 | 2024-02 | Present |
| Jeff Kai Shing Lin 連啟盛 | Rep 1 | 2020-04 | Present |
| Tsz Wai Lin 林子慧 | Rep 1, 4, 9 | 2023-03 | Present |
| Xinyue Lin 林心悦 | Rep 1 | 2018-10 | Present |
| Junyi Liu 劉珺儀 | Rep 1 | 2024-08 | Present |
| Ximeng Liu 刘希萌 | Rep 1, 4, 9 | 2025-03 | Present |
| Emily Lo 盧䅞霓 | Rep 1, 4, 9 | 2024-09 | Present |
| Yin Kiu Ingrid Loong 龍彥喬 | Rep 1, 4, 9 | 2026-08 | Present |
| Tian Luan 栾天 | Rep 1 | 2017-09 | Present |
Showing 1–100 of 576
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