HSBC Investment Funds (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Investment Funds (Hong Kong) Limited, CE reference AAL518. Currently licensed for regulated activity type(s) 1, 4, 5, 9. Current licensed staff on file: 159.
Registered address
Level 22, HSBC MAIN BUILDING, 1 QUEEN'S ROAD CENTRAL, CENTRAL DISTRICT, HONG KONG
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 5 — Advising on futures contracts | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | 2005-06-06 | 2015-11-04 |
| Type 6 — Advising on corporate finance | present | 2004-05-07 |
Licensed staff (159)
As of
| Name | Activities | Since |
|---|---|---|
| Elizabeth Anne Allen 林安妮 | RO 1, 4, 5, 9 | 2021-05 |
| William Anthony Benjamin | RO 1 | 2025-02 |
| Yeh Ling Chong | RO 1 | 2024-07 |
| Michael Cross | RO 1, 4, 5, 9 | 2024-02 |
| Andy Ho 何肇聰 | RO 1 | 2022-03 |
| Wai Fun Ho 何慧芬 | RO 1, 4, 5, 9 | 2022-02 |
| Jasmine Yee Ting Hung 洪綺婷 | RO 1, 4, 9 | 2023-04 |
| Masayuki Kaneko | RO 1, 4, 9 | 2024-08 |
| John Nicholas Kearns | RO 1, 4, 9 | 2024-08 |
| Charles Sai Yiu Li 李世耀 | RO 1, 4, 9 | 2023-03 |
| Caroline Yu Maurer 沈昱 | RO 1, 4, 9 Rep 5 | 2021-01 |
| Marco Montanari | RO 1, 4, 9 | 2022-09 |
| Nicolas Jean Marie Denis Moreau | RO 1, 4, 9 | 2022-05 |
| Alfred Lap Chung Mui 梅立中 | RO 1, 4, 5, 9 | 2021-05 |
| Emin Yigit Onat | RO 1, 4, 5, 9 | 2022-11 |
| Chung Shia Jacqueline Pang 馮崇霞 | RO 1, 4, 9 | 2021-07 |
| Paul Simon Rhodes | RO 1, 4, 9 | 2024-07 |
| Gordon Pierre Rodrigues | RO 1 | 2022-05 |
| Francis Nikolai Madayag Acosta | Rep 1, 4, 9 | 2025-01 |
| Tsz Ki Au 區子祈 | Rep 1, 4, 9 | 2025-10 |
| Wilson Wai Kwan Au 歐維鈞 | Rep 1, 4, 9 | 2019-03 |
| Jinru Cai 蔡瑾如 | Rep 1 | 2025-08 |
| Danny Tsz Fung Chan 陳梓楓 | Rep 1 | 2022-02 |
| Dominic Leonard Chan 陳文頌 | Rep 1, 4, 9 | 2025-02 |
| Frederick Wei Hin Chan 陳瑋軒 | Rep 1 | 2024-09 |
| Ut Ieong Chan 陳悅楊 | Rep 1, 4, 9 | 2019-03 |
| Ka Ying Chau 巢家瑩 | Rep 1, 4, 9 | 2013-07 |
| Emily Chen | Rep 1, 4, 9 | 2017-10 |
| Stanley Chen | Rep 1 | 2019-05 |
| Tianqi Chen 陳天琦 | Rep 1 | 2026-01 |
| Yi-Chun Chen 陳怡君 | Rep 1, 4, 9 | 2016-02 |
| Ying-Jo Chen 陳瑩若 | Rep 1, 4, 9 | 2012-05 |
| Hoi Yan (SFC:BUE378) Cheng 鄭凱昕 | Rep 1, 4, 9 | 2023-11 |
| King Hong Cheng 鄭競康 | Rep 1, 4, 9 | 2023-09 |
| Kwok Sum Cheng 鄭國森 | Rep 1 | 2022-06 |
| Jessica Hing Ying Cheung 張卿瑩 | Rep 1 | 2012-07 |
| Man Yau Cheung 張萬鈾 | Rep 1 | 2022-06 |
| Peter Ka Hing Chiu 招家慶 | Rep 1, 4, 9 | 2020-07 |
| Yuvin Choi | Rep 1 | 2025-09 |
| Chee Ming Choong | Rep 1 | 2011-12 |
| Kam Ling Chow 周錦玲 | Rep 1 | 2025-06 |
| Mitchelle Tze Wei Chow 周紫蕙 | Rep 1 | 2023-10 |
| Pui Hin Choy 蔡沛軒 | Rep 1, 4, 9 | 2025-08 |
| Barry Joseph Chung 鍾伯麟 | Rep 1 | 2025-11 |
| Rafael Cintra Chiang | Rep 1, 4, 9 | 2024-07 |
| Xiao Dai 戴晓 | Rep 1, 4, 9 | 2025-05 |
| Raphael David | Rep 1, 4, 9 | 2022-11 |
| Mounia El Kettani El Hamidi | Rep 1 | 2020-09 |
| Zacharias Cornelius Mathias Felzer | Rep 1, 4, 9 | 2024-01 |
| Thibaut Ferret | Rep 1, 4, 9 | 2021-05 |
| Christopher David Fletcher | Rep 1 | 2025-02 |
| Chin Lok Fung 馮展濼 | Rep 5 | 2025-05 |
| Zhuang Yi Goh | Rep 1 | 2023-05 |
| Chun Wang Heung 香俊宏 | Rep 1 | 2026-03 |
| Chi Kei Ho 何梓淇 | Rep 1, 4, 9 | 2021-09 |
| Judy May Wai Ho 何美蕙 | Rep 1 | 2015-11 |
| Lok Shan Ho 何樂山 | Rep 1, 4, 9 | 2024-10 |
| Hon Lam Hor 賀漢霖 | Rep 1, 4, 9 | 2014-05 |
| Genie Huang | Rep 1 | 2023-09 |
| Tzu Chi Huang 黃姿淇 | Rep 1 | 2026-01 |
| Chak Hang Hui 許澤亨 | Rep 1 | 2026-02 |
| Mannix Yuen Fai Hui 許遠暉 | Rep 1 | 2019-07 |
| Jacqueline Chi-Ching Hung 孔芷晴 | Rep 1, 4, 9 | 2023-03 |
| Shan (SFC:BSZ764) Jiang 江山 | Rep 5 | 2024-12 |
| Jing Jin 金晶 | Rep 1 | 2021-08 |
| Hua Jing 景華 | Rep 1 | 2021-07 |
| Sana Kakkar | Rep 1 | 2024-09 |
| Xiangyi Kong 孔祥懿 | Rep 1 | 2023-06 |
| Chun Fei Kwan 關振飛 | Rep 1, 4, 9 | 2024-03 |
| Sarah King Wai Kwok 郭瓊蔚 | Rep 1, 4, 9 | 2021-09 |
| Siu Chung Kwong 鄺紹聰 | Rep 1, 4, 9 | 2019-08 |
| Chin Wai Lai 賴展懷 | Rep 1, 4, 9 | 2021-11 |
| Junxian Lai 賴俊賢 | Rep 1, 4, 9 | 2025-10 |
| So Ching Phoebe Lai 賴素貞 | Rep 1, 4, 9 | 2025-10 |
| Apple Ayumi Sze Wing Lam 林思穎 | Rep 1 | 2024-09 |
| Chun Yin Raymond Lam 林俊燃 | Rep 1 | 2025-09 |
| Kimberly Seo Yun Lam 林書延 | Rep 1, 4, 9 | 2024-01 |
| Mei Lam 林薇 | Rep 1 | 2025-08 |
| Pui Yan Lam 林培人 | Rep 1 | 2022-03 |
| Chi Kit Lau 劉子杰 | Rep 1, 4, 9 | 2023-09 |
| Chi Wing Cynthia Lau 劉智穎 | Rep 1, 4, 9 | 2025-03 |
| Kai Yu Puri Lau 劉佳儒 | Rep 1, 4, 9 | 2023-01 |
| Lucia Tak Yee Lau 劉德怡 | Rep 1, 4, 9 | 2019-08 |
| Sabrina Yin Kwan Lau 劉彦君 | Rep 1 | 2023-10 |
| Shue Him Lau 劉澍謙 | Rep 1, 4, 9 | 2021-10 |
| Jeanette Kwan Tung Lee 李君彤 | Rep 1 | 2015-10 |
| Pui Man (SFC:AMC685) Leung 梁佩雯 | Rep 1, 4, 9 | 2017-11 |
| Meiqi Li 李美琪 | Rep 1 | 2025-08 |
| Mo Wa Li 李慕華 | Rep 1, 4, 9 | 2021-10 |
| Sai Ming Li 李世明 | Rep 1 | 2021-10 |
| Guang Yang Lim 林光阳 | Rep 1 | 2025-04 |
| Her Yun Lim 林和昀 | Rep 1 | 2024-02 |
| Edith Lin 林祥玲 | Rep 1 | 2022-11 |
| Jeff Kai Shing Lin 連啟盛 | Rep 1 | 2020-04 |
| Tsz Wai Lin 林子慧 | Rep 1, 4, 9 | 2023-04 |
| Xinyue Lin 林心悦 | Rep 1 | 2018-10 |
| Junyi (SFC:BSU016) Liu 劉珺儀 | Rep 1 | 2024-08 |
| Ximeng Liu 刘希萌 | Rep 1, 4, 9 | 2025-04 |
| Emily Lo 盧䅞霓 | Rep 1, 4, 9 | 2024-09 |
| Tian Luan 栾天 | Rep 1 | 2017-09 |
Showing 1–100 of 159