HSBC Investment Funds (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Investment Funds (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAL518. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 155 (total recorded over time: 571). Earliest licence on file: 2005-06-06.
Registered address
Level 22, HSBC MAIN BUILDING, 1 QUEEN'S ROAD CENTRAL, CENTRAL DISTRICT, HONG KONG
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | present |
| Type 4 - Advising on securities | present | present |
| Type 5 - Advising on futures contracts | present | present |
| Type 9 - Asset management | present | present |
| Type 6 - Advising on corporate finance | 2005-06-06 | 2015-11-04 |
| Type 6 - Advising on corporate finance | present | 2004-05-07 |
Licensed staff (all-time) (571)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Elizabeth Anne Allen 林安妮 | RO 1, 4, 5, 9 | 2021-05 | Present |
| Rudolf Eduard Walter Apenbrink | RO 1, 4, 9 | 2007-07 | 2010-10 |
| King Lun Au 區景麟 | RO 1, 4, 5, 6, 9 Rep 1 | Pre-2003 | 2008-08 |
| Soren Beck-Petersen | RO 1, 4, 9 Rep 1, 4, 9 | 2015-08 | 2021-05 |
| William Anthony Benjamin | RO 1 Rep 1 | 2018-08 | Present |
| Pedro Augusto Botelho Bastos | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2009-09 | 2022-05 |
| Alison Rosemary Brown | RO 1, 4, 9 Rep 1, 4, 9 | 2015-07 | 2022-09 |
| Cecilia Po Chi Chan 陳寶枝 | RO 1, 4, 5, 9 Rep 1 | 2004-04 | 2023-11 |
| Suk Man Chan 陳淑敏 | RO 1, 4, 5, 9 | 2016-10 | 2019-12 |
| Sridhar Chandrasekharan | RO 1, 4, 9 Rep 1, 4, 9 | 2015-08 | 2019-09 |
| Eugene Ju Chuen Chen | RO 4, 9 | Pre-2003 | 2003-10 |
| Edmund Yuk Hung Chong 莊鈺洪 | RO 1, 4 Rep 1, 4, 6, 9 | 2010-06 | 2015-03 |
| Yeh Ling Chong | RO 1 Rep 1 | 2017-01 | Present |
| Paul Man Yiu Chow 周文耀 | RO 4, 6, 9 | Pre-2003 | 2003-04 |
| Yin Kwan Chow 周妍君 | RO 1, 4, 6, 9 Rep 1, 5 | 2004-08 | 2007-03 |
| Patrice Pierre Henri Conxicoeur | RO 1, 4, 5, 6, 9 | 2008-07 | 2015-09 |
| Michael Cross | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2023-11 | Present |
| Sanjiv Duggal | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2007-10 | 2024-06 |
| Ayaz Hatim Ebrahim | RO 1, 4, 5, 6, 9 | 2004-02 | 2011-05 |
| Leon Goldfeld | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2004-07 | 2010-06 |
| Denis James Gould | RO 1, 4, 5, 9 Rep 1 | 2011-07 | 2022-08 |
| Winnie Wai Yin Hau 侯慧賢 | RO 1, 4, 6, 9 Rep 1, 5 | 2004-08 | 2011-07 |
| Andy Ho 何肇聰 | RO 1 Rep 1 | 2021-10 | Present |
| Wai Fun Ho 何慧芬 | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2021-11 | Present |
| Yuk Chun Hsieh 佘玉真 | RO 1 Rep 1 | 2004-04 | 2011-06 |
| Jasmine Yee Ting Hung 洪綺婷 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-06 | Present |
| Masayuki Kaneko | RO 1, 4, 9 Rep 1, 4, 9 | 2024-02 | Present |
| John Nicholas Kearns | RO 1, 4, 9 Rep 1, 4, 9 | 2024-01 | Present |
| Julie J Koo | RO 1, 4, 9 Rep 1 | 2010-02 | 2015-02 |
| Siu Yan Lai 賴少忍 | RO 1 Rep 1 | 2004-04 | 2025-08 |
| Po Yee Lam 林寶儀 | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2014-04 |
| Sandra Yuen Man Lee 李婉雯 | RO 1, 4, 9 Rep 1, 6 | Pre-2003 | 2005-11 |
| Suen Chun Lee 李選進 | RO 1, 4, 9 Rep 1, 4, 9 | 2003-12 | 2022-07 |
| Andrew Wing Che Leung 梁穎致 | RO 1, 4, 5, 9 | 2006-04 | 2007-01 |
| James Samuel Levy | RO 1 Rep 1 | 2011-03 | 2021-10 |
| Charles Sai Yiu Li 李世耀 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-09 | Present |
| Edith Lin 林祥玲 | RO 1 Rep 1 | 2018-07 | 2026-04 |
| Alan Chi Lun Liu 廖志崙 | RO 1, 4, 5, 6, 9 Rep 1 | 2004-03 | 2005-08 |
| Kristie Choi Man Loaring 沈賽文 | RO 1, 4 Rep 1, 4, 9 | 2004-08 | 2011-11 |
| Guillermo Eduardo Maldonado-Codina | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2006-04 | 2021-04 |
| Caroline Yu Maurer 沈昱 | RO 1, 4, 9 Rep 1, 4, 5, 9 | 2020-09 | Present |
| Philip Wan Yu Mok 莫韻餘 | RO 5 | 2011-06 | 2015-02 |
| Marco Montanari | RO 1, 4, 9 Rep 1, 4, 9 | 2022-02 | Present |
| Nicolas Jean Marie Denis Moreau | RO 1, 4, 9 Rep 1, 4, 9 | 2021-12 | Present |
| Alfred Lap Chung Mui 梅立中 | RO 1, 4, 5, 9 Rep 1 | 2004-04 | 2026-04 |
| Joanna Mary Munro | RO 1, 4, 9 Rep 1 | 2010-03 | 2014-07 |
| Emin Yigit Onat | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2022-07 | Present |
| Husan Pai 白浩森 | RO 5 | 2011-06 | 2014-12 |
| Chung Shia Jacqueline Pang 馮崇霞 | RO 1, 4, 9 Rep 1, 4, 9 | 2021-01 | 2026-04 |
| Blair Chilton Pickerell | RO 1, 4, 9 | 2003-07 | 2007-05 |
| Paul Simon Rhodes | RO 1, 4, 9 Rep 1, 4, 9 | 2024-04 | Present |
| Gordon Pierre Rodrigues | RO 1 Rep 1 | 2007-12 | Present |
| Susannah Mary Spence | RO 1, 4, 6, 9 Rep 1, 4, 5, 9 | 2004-08 | 2020-08 |
| Anita Varga | RO 1, 4 Rep 1, 4, 9 | 2014-12 | 2022-04 |
| Brenda Yuen Ting Wong | RO 1 Rep 1 | 2018-09 | 2024-06 |
| Sze Ki Yip 葉士奇 | RO 1, 4, 5, 6, 9 Rep 1, 4, 9 | 2011-05 | 2022-10 |
| Guilherme George Abbud | Rep 1 | 2015-04 | 2015-04 |
| Francis Nikolai Madayag Acosta | Rep 1, 4, 9 | 2025-01 | Present |
| Christopher Richard Adams | Rep 1, 4, 9 | 2011-10 | 2014-05 |
| Victor Crisol Arakaki | Rep 1 | 2010-05 | 2012-10 |
| Pui Ting Au 歐佩婷 | Rep 1 | 2006-02 | 2006-12 |
| Tsz Ki Au 區子祈 | Rep 1, 4, 9 | 2025-10 | Present |
| Wilson Wai Kwan Au 歐維鈞 | Rep 1, 4, 9 | 2019-03 | Present |
| Wing Tung Au 歐穎桐 | Rep 9 | 2010-09 | 2010-12 |
| Divya Balakrishnan | Rep 1 | 2013-01 | 2013-02 |
| Xavier Francois Baraton | Rep 1, 4 | 2010-04 | 2025-05 |
| Antonio Barbera | Rep 1, 4 | 2023-10 | 2023-10 |
| Jean-Charles Bertrand | Rep 1, 4 | 2010-06 | 2026-06 |
| Meike Bliebenicht | Rep 1 | 2018-06 | 2019-03 |
| Luke Jonathan Boardman | Rep 1, 4, 9 | 2012-12 | 2015-07 |
| Juliana Campos de Araujo Bonfa | Rep 1, 4 | 2008-04 | 2008-11 |
| Oliver Amadeus Boulind | Rep 1, 4 | 2025-09 | 2026-03 |
| Simon Alexander Bourke | Rep 1, 4, 9 | 2014-09 | 2020-08 |
| Remi William Jacques Bourrette | Rep 1, 4 | 2023-05 | 2023-11 |
| Mary Gottshall Bowers | Rep 1 | 2018-04 | 2018-04 |
| Loic Yves Aurelien Brach | Rep 1, 4, 9 | 2018-10 | 2023-06 |
| Sascha Franz Breitfuss | Rep 1 | 2008-02 | 2009-08 |
| Kara Kyung Wha Byun | Rep 1, 4 | 2022-10 | 2025-12 |
| Jinru Cai 蔡瑾如 | Rep 1 | 2025-08 | Present |
| Luther Bryan Carter | Rep 1, 4 | 2024-09 | 2025-06 |
| Angel On Kei Chan 陳安琪 | Rep 1 | 2010-11 | 2014-03 |
| Ann Chi On Chan 陳芷安 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-04 |
| Celia King Ki Chan 陳景琪 | Rep 1, 4, 9 | 2010-06 | 2011-01 |
| Chi Nang Chan 陳志能 | Rep 1 | 2007-09 | 2021-07 |
| Chi Tat Chan 陳志達 | Rep 1, 4, 9 | 2016-03 | 2018-01 |
| Chun Man (SFC:AGJ907) Chan 陳俊文 | Rep 1, 4, 9 | 2021-07 | 2026-01 |
| Danny Tsz Fung Chan 陳梓楓 | Rep 1 | 2022-02 | Present |
| Debbie Ka Yee Chan 陳嘉怡 | Rep 1 | 2004-08 | 2005-04 |
| Dominic Leonard Chan 陳文頌 | Rep 1, 4, 9 | 2025-01 | Present |
| Fiona Nga Yee Chan 陳雅儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-05 |
| Frederick Wei Hin Chan 陳瑋軒 | Rep 1 | 2024-09 | Present |
| Kai Yuen Chan 陳繼元 | Rep 1 | 2007-11 | 2011-05 |
| Kanise Choi Wah Chan 陳再華 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Lee Ni Chan 陳俐妮 | Rep 1 | 2022-06 | 2022-12 |
| Simon Siu Man Chan 陳兆文 | Rep 1, 4, 9 | 2013-07 | 2015-11 |
| Suet Ying Chan 陳雪盈 | Rep 1, 4, 9 | 2019-03 | 2019-09 |
| Toby Yuen Ching Chan 陳婉貞 | Rep 1, 4, 9 | 2007-11 | 2013-03 |
| Ut Ieong Chan 陳悅楊 | Rep 1, 4, 9 | 2019-03 | Present |
| Wai Leng Chan 陳惠玲 | Rep 1 | 2016-10 | 2017-08 |
| Wai Ming (SFC:ALT876) Chan 陳偉明 | Rep 1 | 2005-03 | 2005-07 |
Showing 1–100 of 571
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