Merrill Lynch (Asia Pacific) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Merrill Lynch (Asia Pacific) Limited, CE reference AAC198. Currently licensed for regulated activity type(s) 1, 4, 5, 6. Current licensed staff on file: 433.
Registered address
55/F, Cheung Kong Center, 2 Queen's Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 5 — Advising on futures contracts | 2017-04-26 | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 7 — Providing automated trading services | present | 2013-11-14 |
| Type 9 — Asset management | present | 2005-01-25 |
Licensed staff (433)
As of
| Name | Activities | Since |
|---|---|---|
| Thomas Barsha | RO 1, 4, 6 | 2013-11 |
| Matthew Howard Basler | RO 1, 4, 6 | 2020-10 |
| Nitin Batra | RO 1 | 2021-04 |
| David John Broadfield | RO 1 | 2023-03 |
| David Kin Lung Cheng 鄭建龍 | RO 1, 4, 6 | 2015-11 |
| Ralph Gregory David | RO 1 | 2026-02 |
| Boris Xavier Feschet | RO 1 | 2019-12 |
| Meng (SFC:AQN969) Gao 高甍 | RO 1, 4, 6 | 2017-12 |
| Peter Konrad Guenthardt | RO 1, 4, 6 | 2020-02 |
| Joseph B Lee | RO 1 | 2015-08 |
| Matthew Craig Lewin | RO 1 | 2024-12 |
| Lei (SFC:BLL868) Li 李蕾 | RO 1 | 2023-06 |
| Yin Lo 盧彥 | RO 1, 4, 6 | 2014-05 |
| Lorenzo Giuseppe Lucido | RO 1 | 2022-04 |
| Daniel Robert Mc Lellan | RO 1 | 2020-01 |
| Syed Adnan Meraj 馬德明 | RO 1, 4, 6 | 2020-06 |
| Arthur Benoit Monnet | RO 1, 4, 6 | 2025-06 |
| Chao Ni 倪超 | RO 1, 4, 6 | 2017-11 |
| Navdeep Singh Oberoi | RO 4, 5 | 2018-06 |
| Bhavik Manohar Pandya | RO 1, 4, 6 | 2024-06 |
| Matthew Haw Ming Pau 鮑浩銘 | RO 1 | 2022-01 |
| Joseph Pepping | RO 1, 4, 6 | 2025-07 |
| Tarun Puri | RO 1 | 2021-10 |
| Akshay Sawhney | RO 1, 4, 6 | 2020-06 |
| Lei Shao 邵磊 | RO 1, 4, 6 | 2023-01 |
| Adarsh Sinha | RO 5 Rep 4 | 2017-10 |
| Chi Su 蘇馳 | RO 1, 4, 6 | 2018-03 |
| Conan Yui Hong Tam 譚悅康 | RO 1, 4, 6 | 2018-02 |
| Christine Tan 陳思亭 | RO 4, 5 | 2021-06 |
| Dominic Zhi Ping Tan 陳志平 | RO 1, 4, 6 | 2024-09 |
| Kwan Ho Tang 鄧鈞豪 | RO 1, 4, 6 | 2024-05 |
| Ka Lun Tsui 徐家麟 | RO 1 | 2019-05 |
| Shelton Siu Fung Tsui 徐兆峰 | RO 1, 4, 6 | 2017-12 |
| Xuelu Wang 王雪璐 | RO 1, 4, 6 | 2020-02 |
| Justinus Simon Weegenaar | RO 1 | 2022-03 |
| Timothy Tin Wai Wong 黃天維 | RO 1 | 2021-11 |
| Yi (SFC:AMI555) Wu 吳旖 | RO 4 Rep 5 | 2023-02 |
| Ye Xi 奚曄 | RO 1, 4, 6 | 2026-01 |
| Yifeng Yin 殷逸峰 | RO 1, 4, 6 | 2013-09 |
| Hideaki Yoneoka | RO 1 | 2023-02 |
| Dan Yuan 袁旦 | RO 1, 4, 6 | 2022-12 |
| Qin (SFC:AYA188) Zhang 張琴 | RO 1, 4, 6 | 2024-05 |
| Yanlin Zhao 趙彥琳 | RO 4 Rep 5 | 2023-02 |
| Nathan Agnew | Rep 1, 4, 6 | 2022-06 |
| Xihong Ai 艾錫宏 | Rep 1, 4, 6 | 2015-02 |
| Lakshmi Soumya Ambadipudi | Rep 1 | 2022-08 |
| Qi (SFC:AUM597) An 安琪 | Rep 1 | 2022-05 |
| Momoe Anno 安野百萌 | Rep 1 | 2021-07 |
| Cherie Tsui Yee Au 區翠兒 | Rep 1 | 2020-07 |
| Navneet Kumar Bansal | Rep 1 | 2010-06 |
| Xitong Bao 包希曈 | Rep 1, 4, 6 | 2015-07 |
| Tate James Barnes | Rep 1 | 2025-06 |
| Victor Charles Moise Baudoin | Rep 1 | 2022-08 |
| Alexander Robert Booth | Rep 1 | 2025-02 |
| Jacques Cai | Rep 1, 4, 6 | 2025-07 |
| Rajat Chadda | Rep 1 | 2021-09 |
| Angela Ruo Jun Chan 陳若君 | Rep 1 | 2015-07 |
| Jet Yin Chan 陳則延 | Rep 1, 4, 6 | 2024-11 |
| Ming Ho (SFC:BSS413) Chan 陳銘浩 | Rep 1 | 2022-07 |
| Ming Hong Chan | Rep 4 | 2016-06 |
| Wing Yan Chan 陳頴欣 | Rep 4 | 2021-05 |
| Yee Tak Chan 陳怡德 | Rep 1 | 2025-05 |
| Yet Wun Joyce Chan 陳日韻 | Rep 1, 4, 6 | 2014-08 |
| Arun Chandramouli | Rep 1 | 2025-09 |
| Vishal Channa | Rep 1 | 2020-06 |
| Sze Yuen Chau 周思源 | Rep 1, 4, 6 | 2022-07 |
| Haonan Chen 陈浩男 | Rep 1, 4, 6 | 2022-07 |
| Keni Chen 陈柯霓 | Rep 1, 4, 6 | 2020-08 |
| Runhui Chen 陳潤揮 | Rep 1, 4, 6 | 2016-03 |
| Ruofan (SFC:BKV994) Chen 陳若凡 | Rep 4 | 2022-10 |
| Yanhong Chen 陳雁宏 | Rep 1, 4, 6 | 2021-07 |
| Yumei Chen 陳毓梅 | Rep 1, 4, 6 | 2015-07 |
| Yusi Chen 陈于思 | Rep 1, 4, 6 | 2024-04 |
| Zihan (SFC:BVF902) Chen 陳子涵 | Rep 1, 4, 6 | 2024-08 |
| Ziyao Chen 陈子尧 | Rep 1, 4, 6 | 2020-04 |
| Anthony R Cheng 陳若嘉 | Rep 1 | 2021-06 |
| Chu Yi Cheng 鄭楚奕 | Rep 1, 4, 6 | 2024-07 |
| Sheng-Jung Cheng 鄭勝榮 | Rep 4 | 2012-12 |
| Yan Ting Cheng 鄭恩婷 | Rep 1 | 2020-04 |
| Andrew Tsz On Cheung 張子安 | Rep 1 | 2022-05 |
| Chun Him Cheung 張俊謙 | Rep 4, 5 | 2020-05 |
| Ka Po Cheung 張家寶 | Rep 1, 4, 6 | 2020-03 |
| Chan Hee Cho 趙贊熙 | Rep 1, 4, 6 | 2024-01 |
| Jack Wen Jie Cho 曹文傑 | Rep 1, 4, 6 | 2019-07 |
| Cheong Ga Choi 蔡崇嘉 | Rep 4 | 2010-04 |
| Sung Min Choo | Rep 1 | 2020-06 |
| Tiffany Li-Fang Choo | Rep 1, 4, 6 | 2024-09 |
| Laurent Chouillet | Rep 1 | 2022-06 |
| Wing Yiu Chow 周永曜 | Rep 1, 4, 6 | 2023-04 |
| Minguang Donald Chua | Rep 4 | 2026-03 |
| Raybourne Wai Bong Chui 徐偉邦 | Rep 1, 4, 6 | 2021-04 |
| Hao Chung 鍾皓 | Rep 1, 4, 6 | 2021-07 |
| Benjamin Joseph Cohen | Rep 1 | 2015-10 |
| Sarah Louise Cooper | Rep 1 | 2010-09 |
| Shuo Cui 崔碩 | Rep 4 | 2021-04 |
| Jonathan James Cumby | Rep 1 | 2016-04 |
| Yuekai Deng 鄧躍凱 | Rep 1 | 2025-08 |
| Remi Richard Depalmas | Rep 1 | 2025-06 |
| Lin Ding 丁琳 | Rep 1, 4, 6 | 2021-05 |
| Min Ding 丁旻 | Rep 1 | 2021-08 |
Showing 1–100 of 433