Merrill Lynch (Asia Pacific) Limited

CE No. AAC198 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Merrill Lynch (Asia Pacific) Limited, a Hong Kong-based licensed corporation with CE reference AAC198. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 5 - Advising on futures contracts; 6 - Advising on corporate finance. Current licensed staff on file: 428 (total recorded over time: 4064). Earliest licence on file: 2017-04-26.

Registered address

55/F, Cheung Kong Center, 2 Queen's Road, Central

Licence history

ActivityFromTo
Type 1 - Dealing in securities present present
Type 4 - Advising on securities present present
Type 5 - Advising on futures contracts 2017-04-26 present
Type 6 - Advising on corporate finance present present
Type 7 - Providing automated trading services present 2013-11-14
Type 9 - Asset management present 2005-01-25

Licensed staff (all-time) (4064)
Active on date

Name Activities First licensed To
Charanjit Singh Arora RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2017-12
Devesh Bharat Ashra RO 1, 4, 6 Rep 1, 4, 6 2013-06 2020-01
Murat Atamer 艾莫瑞 RO 1 Rep 1 2014-06 2019-04
Samir Atassi RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2006-04
Michele Anne Barlow RO 1, 4 Rep 1, 4 2003-10 2016-06
Thomas Barsha RO 1, 4, 6 Rep 1, 4, 6 2007-10 Present
Matthew Howard Basler RO 1, 4, 6 Rep 1, 4, 6 2020-08 Present
Nitin Batra RO 1 Rep 1 2020-08 Present
Nigel John Beattie RO 1, 7 Rep 1, 4, 6, 7, 9 Pre-2003 2008-01
Russell William Beattie RO 1 Rep 1 2015-01 2021-07
Michael Bruno Benz RO 1, 4 Rep 1 2011-02 2013-11
Berat Elif Bilgi Zapparoli RO 1, 4, 6 Rep 1, 4, 6 2016-04 2018-10
Richard Peter Alexander Boseley RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2018-12
David John Broadfield RO 1 Rep 1 2014-07 Present
Simon Douglas Brookhouse RO 1, 4, 6, 7, 9 Pre-2003 2003-10
Jonathan Paul Brunello RO 1, 7 Rep 1, 7 2012-10 2016-04
Yingwei Cai 蔡英煒 RO 1, 4, 6 Rep 1, 4, 6 2010-03 2017-08
Brian John Canniffe RO 1 Rep 1 2007-01 2012-03
Angello Kam Chi Chan 陳錦池 RO 1, 4, 5 Rep 1, 4 2009-04 2023-03
Francis Chang Yu Chan 陳暢餘 RO 1, 4, 6, 7, 9 Rep 1 Pre-2003 2008-09
William Woon Yew Chan 曾煥耀 RO 1, 4, 5 Rep 1, 4 2004-10 2018-08
Steve Deh-Mo Chang 張德懋 RO 1 Rep 1 2009-09 2018-01
Wen- I Phoebe Chang RO 1, 4, 6 Rep 1, 4, 6 2013-03 2024-07
Alexis Chi Wing Chark 翟志榮 RO 1, 4 Rep 1 2006-11 2014-05
Richard Chau RO 1 Rep 1 2018-04 2020-01
Min (SFC:ANK574) Chen 陳敏 RO 1, 4, 6 Rep 1, 4, 6 2006-05 2014-03
David Kin Lung Cheng 鄭建龍 RO 1, 4, 6 Rep 1, 4, 6 2015-10 Present
Winston Shao-Min Cheng 鄭孝明 RO 1, 4, 6 Rep 1, 4, 6 2013-09 2015-08
Michael Man Yat Chiu 趙文逸 RO 1, 4, 6 Rep 1, 4, 6 2014-04 2018-07
Winnie Mo Sze Chiu 趙慕詩 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2008-02
Yue Seng Chiu 趙汝成 RO 1, 4, 6 Rep 1, 4, 6 2004-09 2012-07
Ellis Bih-Hsin Chu 朱璧辛 RO 1, 4, 6 Rep 1, 4, 6 2013-09 2017-03
Mark Chu RO 1, 4, 6 Rep 1, 4, 6 2005-09 2012-02
Peter Pa-En Chu 曲培恩 RO 1 Rep 1 2005-04 2023-02
Benny Koon Chung Chung 鍾冠聰 RO 1, 4, 6 Rep 1, 4, 6 2009-12 2015-06
Mark Kwok Fei Chung RO 1, 4, 6 Rep 1, 4, 6 2006-04 2020-11
Damian Ratilal Chunilal 秦德冕 RO 1, 4, 6 Rep 1, 4, 6 2003-12 2008-11
Craig Bradley Coben RO 1, 4, 6 Rep 1, 4, 6 2020-08 2022-03
Jason Ralph Cox RO 1, 4 Rep 1, 4, 6 2005-03 2015-07
Ralph Gregory David RO 1 Rep 1 2014-08 Present
Anthony Miles Davies RO 1 Rep 1 2003-10 2009-02
Kalpana Desai RO 1, 4, 6 Rep 1, 4, 6, 7, 9 Pre-2003 2009-05
Barry Eric Dick RO 1, 7 Rep 1, 4, 6, 7, 9 Pre-2003 2008-04
Mandar Suresh Donde RO 1, 4, 6 Rep 1, 4, 6 2016-09 Present
Arnaud Eugene Gilbert Droitcourt RO 1, 7 2013-07 2016-03
Boris Xavier Feschet RO 1 Rep 1 2019-08 Present
Amy Hoi Sze Fong 方凱詩 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2010-04
Melvyn Guy Ford RO 1 Rep 1 2003-11 2008-01
Yasuhiro Fujiwara RO 1, 7 Rep 1, 7 2007-12 2011-10
Casey Haran Gallagher RO 1 Rep 1 2016-10 2025-08
Christopher Mc Garr Gammons RO 1, 4, 6 Rep 1, 4, 6 2010-03 2020-07
Meng (SFC:AQN969) Gao 高甍 RO 1, 4, 6 Rep 1, 4, 6 2015-05 Present
Simon Robert Garing RO 1, 4 Rep 1, 4 2013-02 2017-09
Manish Hasmukh Ghia RO 1 Rep 1 2007-04 2018-09
Stephen Patrick Gore RO 1, 4, 6 Rep 1, 4, 6 2012-11 2017-05
Peter Konrad Guenthardt RO 1, 4, 6 Rep 1, 4, 6 2014-10 Present
Eddie Pierre Guillemette RO 1 Rep 1 2006-11 2011-02
Yijun Guo 郭一君 RO 1, 4, 6 Rep 1, 4, 6 2015-10 2020-04
Ajay Gupta RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2013-05
Stephen Haggerty RO 1, 4 Rep 1, 4 2012-06 2017-06
Michael James Halloran RO 1, 7 Rep 1, 7 2012-07 2013-01
Tucker Montana Highfield RO 1, 4, 6 Rep 1, 4, 6 2018-08 2023-03
Esther Shuk Gee Ho 何淑姿 RO 1, 4, 6 Rep 1, 4, 6 2007-04 2017-03
Ryan Hans Holsheimer RO 1, 7 2011-08 2014-03
Yan-Wen Hsueh 薛焱文 RO 1, 4, 6 Rep 1, 4, 6 2009-08 2023-10
Xiao Hu 胡曉 RO 1, 4, 6 Rep 1, 4, 6 2012-07 2017-03
Xiao (SFC:AXQ422) Hu 胡晓 RO 1, 4, 6 Rep 1, 4, 6 2011-07 2023-03
Antony Yuk Hung Hung 孔旭洪 RO 1, 4, 7 Pre-2003 2011-01
Victoria Gar Bo Ip 葉嘉寶 RO 1, 4 Rep 1, 4 2011-09 2013-08
Jianhong Kang 康健紅 RO 1, 4, 6 Rep 1, 4, 6 2014-08 2018-03
Terence Francois Keyes RO 1, 4, 6 Rep 1, 4, 6 2008-07 2009-06
David Dong-Wook Kim RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2010-11
Hun Soo Kim RO 1, 4, 6, 7, 9 Pre-2003 2012-05
Yong Chan Kim 金容賛 RO 1 Rep 1 2017-01 2022-04
Janice Yui Chit Ko 高睿哲 RO 1 Rep 1, 7 2010-08 2021-02
Jui-Fen Ko 柯瑞棻 RO 1, 4 Rep 1 2005-02 2013-11
Hisanori Koto 古東久典 RO 1 Rep 1 2012-05 2022-09
Gary Yan Kuen Kwok 郭恩權 RO 1, 4, 6 Rep 1, 4, 6 2007-05 2016-12
Alan Chi Hang Kwong RO 1 Rep 1 2015-06 2021-09
Hung Kai Lam 林鴻楷 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2006-06
Victoria Hoi Ying Lau 劉海盈 RO 1, 4, 6 Rep 1, 4, 6 2007-05 2015-10
David (SFC:AHL406) Lee RO 1 Rep 1 2007-10 2017-03
John Chen Kwok Lee 李鎮國 RO 1, 4, 6 Rep 1, 4, 6, 7, 9 Pre-2003 2016-12
Joseph B Lee RO 1 Rep 1 2011-04 Present
Martin Kin Mann Lee 李健文 RO 1 Rep 1 2013-06 2022-07
Nicholas Rensselaer Lee RO 1, 4 Rep 1, 4, 6, 7, 9 Pre-2003 2014-04
Pui Hang Julian Lee 李沛鏗 RO 1, 4, 6 Rep 1, 4, 6, 7, 9 Pre-2003 2012-01
Kenneth Chun Yin Leung 梁俊賢 RO 1, 4, 6 Rep 1, 4, 6 2006-03 2012-02
Kenneth Kin Leung 梁堅 RO 1, 4, 6 Rep 1, 4, 6, 7, 9 Pre-2003 2024-08
Matthew Craig Lewin RO 1 Rep 1 2014-11 Present
Charles Xiaojia Li 李小加 RO 1, 4, 6, 7, 9 Pre-2003 2003-04
Hu Li 李虎 RO 1, 4, 6 Rep 1, 4, 6 2006-07 2015-04
Lei (SFC:BLL868) Li 李蕾 RO 1 Rep 1 2022-06 Present
Zhonghuan Liang 梁仲歡 RO 1, 4 Rep 1, 4 2007-09 Present
Vincent Wai Sun Lien 連維新 RO 1, 4, 6 Rep 1, 4, 6 2005-09 2025-06
Li Woon Lim 林立文 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2011-05
George Chien Cheng Lin 林潔誠 RO 1, 4, 6 Rep 1, 4, 6 2013-06 2017-11
John Jun Lin 林俊 RO 1, 4, 6 Rep 1, 4, 6 2008-08 Present
Chong Hsin Liu 劉昌欣 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2010-09
Erh Fei Liu 劉二飛 RO 1, 4, 6, 7, 9 Pre-2003 2012-04
Showing 1–100 of 4064

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