Anglo Chinese Securities, Limited
英高證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anglo Chinese Securities, Limited (英高證券有限公司), a Hong Kong-based licensed corporation with CE reference AAD365. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 16).
- Category:
-
Buyside · Proprietary trading
- Registered address:
- Room 4001 40/F, Two Exchange Square, 8 Connaught Place, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stephen Edward Clark | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Christopher John Howe | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Nicholas Edward Mawdsley | RO 1, 4, 9 Rep 1, 4, 9 | 2005-06 | Present |
| Darren Shun Kit Lam 林淳傑 | Rep 1, 4 | 2019-06 | Present |
| King Hei Lo 羅景曦 | Rep 1, 4 | 2024-02 | Present |
| Shing Hin Lai 黎丞軒 | Rep 1, 4 | 2021-09 | 2023-05 |
| Charles Yim 嚴儲文 | Rep 1, 4, 9 | 2015-06 | 2022-07 |
| Andrew Stephen Forbes | Rep 1, 4 | 2014-07 | 2017-05 |
| Wilfred Wai Chak Yuen 袁瑋澤 | Rep 1, 4, 9 | 2013-03 | 2015-02 |
| Shun Wah So 蘇順華 | Rep 1, 4 | 2011-10 | 2013-02 |
| Lok Tin Chan 陳樂天 | Rep 1, 4 | 2010-11 | 2011-08 |
| Pui Kit Lau 劉佩傑 | Rep 1, 4, 9 | 2006-09 | 2010-09 |
| Jay Hemant Bhatt | Rep 1, 4, 9 | 2005-07 | 2008-06 |
| Siew Mei Huang 黃雪梅 | Rep 4, 9 | 2003-05 | 2005-03 |
| Yuk Cheung Lam 林沃祥 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-12 |
| Mary Charlotte McBain | RO 4, 9 | Pre-2003 | 2003-10 |
Showing 1–16 of 16
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