State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for State Street Global Advisors Asia Limited (道富環球投資管理亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AEI343. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 33 (total recorded over time: 193). Earliest licence on file: 2015-07-02.
- Category:
-
Buyside · Asset management
- Registered address:
- 68/F, Two International Finance Centre, 8 Finance Street, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2015-07-02 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 5 - Advising on futures contracts | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2015-07-16 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (193)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Louis Anthony Boscia | RO 1, 2, 4, 5, 9 | 2026-06 | Present |
| Wai Fai Cheung 張偉輝 | RO 1, 2 Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | Present |
| Victor Wai Tak Chu 褚偉德 | RO 1, 4, 5 Rep 1, 4, 5 | 2016-09 | Present |
| Hoi Pan Hui 許海濱 | RO 4, 5, 9 Rep 4, 5, 9 | 2003-04 | Present |
| Ninghui Liu | RO 4, 5, 9 Rep 4, 5, 9 | 2025-09 | Present |
| Ka Ying Lo 羅嘉盈 | RO 1, 2 Rep 1, 2, 9 | 2018-10 | Present |
| Hiu Ting Siu 蕭曉婷 | RO 1, 4 Rep 1, 4 | 2020-10 | Present |
| Graham Alan Roger Sorrell | RO 1, 2 | 2023-05 | Present |
| Flora Elizabeth Margaret Young Herries | RO 1, 4 Rep 1, 4, 5 | 2024-08 | Present |
| Tak Mo Chan 陳德武 | Rep 1, 4, 5 | 2018-01 | Present |
| Solomon Hing Pong Chang 陳興邦 | Rep 1, 4, 5 | 2022-10 | Present |
| Yunyan Chen 陳韵彥 | Rep 1, 4, 5 | 2022-09 | Present |
| Rory Patrick Hartnett | Rep 1, 2, 9 | 2019-08 | Present |
| Sen Woei Huang 黃森瑋 | Rep 1, 4 | 2026-01 | Present |
| Lee Hung 洪莉 | Rep 1, 4, 5 | 2017-02 | Present |
| Kyung Hyun Hwang | Rep 1, 2 | 2023-08 | Present |
| Ying Lan 蘭瀅 | Rep 4, 5 | 2023-06 | Present |
| Chi Leung Lau 劉志良 | Rep 4, 9 | 2016-07 | Present |
| Saisai Lin 林賽賽 | Rep 4, 5, 9 | 2018-03 | Present |
| Jean-Francois Rene Philippe Marie Mesnard-Sense | Rep 1, 4 | 2018-01 | Present |
| Antony Shingai Mudukuti 木申高 | Rep 1, 2 | 2022-07 | Present |
| Ahren Adil Nariman | Rep 1, 4, 5 | 2026-03 | Present |
| Yuk In Ng 吳鈺姸 | Rep 1, 4 | 2024-07 | Present |
| Kyle Gideon Dy Ong | Rep 1, 4 | 2023-01 | Present |
| Chung Shia Jacqueline Pang 馮崇霞 | Rep 1, 4 | 2012-09 | Present |
| Ksenia Papkov | Rep 1, 4 | 2026-06 | Present |
| Kun Hee Park | Rep 1, 4 | 2025-09 | Present |
| Martin Salaroli 羅文庭 | Rep 1, 4, 5 | 2016-11 | Present |
| Chi Kit Robin Tsui 徐志傑 | Rep 1, 4 | 2016-02 | Present |
| Zhi Aik Yeo | Rep 4, 9 | 2016-12 | Present |
| Kwok Shing Yip 葉國盛 | Rep 4, 5, 9 | 2008-07 | Present |
| Tsz Tung Yuen 阮梓彤 | Rep 1, 4, 5 | 2021-01 | Present |
| Qin Zhang 張沁 | Rep 4 | 2023-03 | Present |
| Alexander Kin Yung Chan 陳健勇 | Rep 1, 4 | 2023-09 | 2026-07 |
| Jun Sub Kim | Rep 1, 4, 5 | 2023-08 | 2026-06 |
| Kevin David Anderson | RO 1, 2, 4, 5, 9 Rep 1, 4, 5, 9 | 2013-08 | 2026-06 |
| Meaghan Elizabeth Victor | RO 1, 4 Rep 1, 4 | 2020-12 | 2026-05 |
| Marie Ming Wai Tsang 曾明慧 | Rep 1, 4 | 2023-09 | 2026-04 |
| Bruce Raymond Apted | Rep 1, 4 | 2023-03 | 2026-04 |
| Yvette Louise Murphy | Rep 1, 4 | 2025-05 | 2026-04 |
| Yin Tong Ip 葉彦彤 | Rep 1, 4 | 2026-04 | 2026-04 |
| Cheng Gan Loo | Rep 1, 4 | 2025-07 | 2026-02 |
| Kheng Siang Ng | Rep 1, 4 | 2010-11 | 2025-09 |
| Rebecca Jane Chesworth | Rep 1, 4 | 2025-08 | 2025-08 |
| Michele Anne Barlow | RO 4, 5, 9 Rep 1, 4, 5, 9 | 2018-05 | 2025-05 |
| Marcus Miholich | RO 1, 4 | 2024-08 | 2025-02 |
| David Alan Fraser Fletcher | Rep 1, 4 | 2019-05 | 2024-10 |
| Janjira Jaruprateepkul | Rep 1, 4 | 2023-05 | 2024-05 |
| Daniel Patrick Farley | Rep 1, 4, 5 | 2017-06 | 2024-03 |
| Andrew Dong Xiao 肖晓东 | Rep 1, 4 | 2023-09 | 2023-09 |
| Kim Hochfeld | Rep 1, 4 | 2023-05 | 2023-05 |
| Ni Ni 倪妮 | Rep 1, 4 | 2021-06 | 2022-09 |
| Nicola Joy McGreal | Rep 1, 2, 9 | 2017-06 | 2022-07 |
| Yichan Shu 舒逸嬋 | Rep 1, 4, 5, 9 | 2012-09 | 2022-07 |
| Xing Cheng 程星 | Rep 1, 4, 5 | 2018-01 | 2022-06 |
| Michelle Huijun Shi 施慧君 | Rep 1, 4, 9 | 2016-07 | 2022-04 |
| Yue Zhao | Rep 1, 4, 5 | 2019-04 | 2022-04 |
| Wai Lun Tsang 曾慧倫 | Rep 1, 4 | 2018-04 | 2022-02 |
| Sau Man Siu 蕭秀雯 | Rep 1, 4 | 2019-02 | 2021-03 |
| Taie Wang 王太阿 | Rep 4, 5, 9 | 2011-12 | 2021-02 |
| Ka Wai Leung 梁家瑋 | Rep 1, 4, 5 | 2017-05 | 2021-01 |
| June Wai Man Wong 黃慧敏 | RO 1, 4, 5, 9 | 2016-08 | 2021-01 |
| Valery Guy Leon Derbaudrenghien | Rep 1, 2, 9 | 2019-01 | 2020-10 |
| Hoi Ching Wong 王海澄 | Rep 1, 4 | 2014-11 | 2020-04 |
| Chun Man Chan 陳俊文 | Rep 1, 4 | 2012-04 | 2020-04 |
| David Andrew Rogers | RO 1, 2, 9 Rep 1, 2, 9 | 2017-01 | 2020-03 |
| Yu Cai 蔡玉 | Rep 1, 4 | 2018-04 | 2020-01 |
| Lori Miller Heinel | Rep 4 | 2019-01 | 2019-12 |
| Johnnie Ka Sing Yung 翁嘉升 | Rep 1, 4, 5 | 2017-11 | 2019-11 |
| Nathalie Wallace | Rep 1, 4, 5 | 2019-11 | 2019-11 |
| Betty Ka Pik Ng 吳家碧 | Rep 1, 4, 5 | 2018-10 | 2019-10 |
| George Anthony Bicher III | Rep 1, 4 | 2019-05 | 2019-09 |
| Olivia Jane Engel | Rep 1, 4, 5 | 2016-10 | 2019-08 |
| Kar Yan Tsui 徐家欣 | Rep 1, 4 | 2019-01 | 2019-08 |
| Peixian Lye | Rep 1 | 2019-07 | 2019-07 |
| Ji Ho Han | Rep 4, 5 | 2018-07 | 2019-06 |
| Hann Yang 楊瀚 | Rep 1, 2, 9 | 2018-07 | 2019-06 |
| Julia Wai Nga Chan 陳慧雅 | Rep 1, 4 | 2018-08 | 2019-02 |
| Charles Cheong Ping Kwok 郭昌平 | Rep 1, 4, 5 | 2016-07 | 2019-01 |
| Kishore Lakshman Karunakaran | Rep 1, 4, 5 | 2017-06 | 2018-11 |
| Ha Yung Fung 馮夏融 | Rep 1, 4, 5 | 2018-07 | 2018-11 |
| Sally Yat Sze Wong 黃逸詩 | Rep 1, 4, 5 | 2017-04 | 2018-09 |
| Pui Fun Leung 梁佩芬 | Rep 1, 4 | 2012-01 | 2018-09 |
| Ronan Mc Mahon | Rep 1, 2, 4, 5, 9 | 2011-09 | 2018-08 |
| Benjamin Regnat | Rep 1, 4, 5 | 2018-07 | 2018-08 |
| Thomas James Leggett | Rep 1, 2 | 2018-06 | 2018-07 |
| Tsz Wang Cheung 張子宏 | Rep 1, 2, 4, 5, 9 | 2008-08 | 2018-06 |
| Man Ling Cheung 張敏玲 | Rep 4, 5, 9 | 2006-08 | 2018-06 |
| Vincent Wing Chiu Suen 孫穎超 | Rep 1, 2, 4, 5, 9 | 2006-03 | 2018-04 |
| Barry John Glavin | Rep 1, 4, 5 | 2018-02 | 2018-03 |
| Sanjib Guha | Rep 4, 9 | 2016-07 | 2018-02 |
| Hongyan Bi 畢宏燕 | Rep 1, 4, 5 | 2015-04 | 2018-01 |
| Qin Wu 武芹 | Rep 1, 4, 5 | 2013-05 | 2017-10 |
| Xiaoqing Yuan 袁晓晴 | Rep 4, 5, 9 | 2015-11 | 2017-10 |
| Louis Hang Fai So 蘇恒輝 | Rep 1, 4 | 2015-11 | 2017-08 |
| Brian Routledge | Rep 1, 4, 5 | 2017-03 | 2017-08 |
| Di Luo 羅迪 | Rep 1, 4, 5, 9 | 2016-04 | 2017-07 |
| Hon Wing Cheung 張漢榮 | RO 1, 4, 5, 6, 9 Rep 4, 5, 6, 9 | Pre-2003 | 2017-07 |
| Bo Goog Suh 徐輔國 | Rep 4, 9 | 2016-07 | 2017-06 |
| Wai Man Tin 田慧敏 | Rep 1, 4, 5 | 2016-11 | 2017-06 |
Showing 1–100 of 193
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