State Street Global Advisors Asia Limited

道富環球投資管理亞洲有限公司
CE No. AEI343 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for State Street Global Advisors Asia Limited (道富環球投資管理亞洲有限公司), CE reference AEI343. Currently licensed for regulated activity type(s) 1, 2, 4, 5, 9. Current licensed staff on file: 31.

Registered address

68/F, Two International Finance Centre, 8 Finance Street, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts 2015-07-02 present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts present present
Type 9 — Asset management present present
Type 6 — Advising on corporate finance present 2015-07-16

Licensed staff (31)
As of

Name Activities Since
Kevin David Anderson RO 1, 2, 4, 5, 9 2015-07
Wai Fai Cheung 張偉輝 RO 1, 2 2016-09
Victor Wai Tak Chu 褚偉德 RO 1, 4, 5 2020-11
Hoi Pan Hui 許海濱 RO 4, 5, 9 2017-09
Ka Ying Lo 羅嘉盈 RO 1, 2 2022-09
Hiu Ting Siu 蕭曉婷 RO 1, 4 2022-07
Graham Alan Roger Sorrell RO 1, 2 2023-05
Flora Elizabeth Margaret Young Herries RO 1, 4 Rep 5 2025-07
Alexander Kin Yung Chan 陳健勇 Rep 1, 4 2023-09
Tak Mo Chan 陳德武 Rep 1, 4, 5 2018-02
Solomon Hing Pong Chang 陳興邦 Rep 1, 4, 5 2022-10
Yunyan Chen 陳韵彥 Rep 1, 4, 5 2022-10
Rory Patrick Hartnett Rep 1, 2 2019-08
Sen Woei Huang 黃森瑋 Rep 1, 4 2026-01
Lee Hung 洪莉 Rep 1, 4, 5 2017-02
Kyung Hyun Hwang Rep 1, 2 2023-08
Jun Sub Kim Rep 1, 4, 5 2023-08
Ying Lan 蘭瀅 Rep 4, 5 2023-06
Chi Leung Lau 劉志良 Rep 4 2016-07
Saisai Lin 林賽賽 Rep 4, 5, 9 2018-03
Ninghui Liu Rep 4, 5, 9 2025-09
Antony Shingai Mudukuti 木申高 Rep 1, 2 2022-07
Yuk In Ng 吳鈺姸 Rep 1, 4 2024-07
Kyle Gideon Dy Ong Rep 1, 4 2023-01
Kun Hee Park Rep 1, 4 2025-09
Martin Salaroli 羅文庭 Rep 1, 4, 5 2016-11
Chi Kit Robin Tsui 徐志傑 Rep 1, 4 2016-02
Zhi Aik Yeo Rep 4, 9 2016-12
Kwok Shing Yip 葉國盛 Rep 4, 5, 9 2008-07
Tsz Tung Yuen 阮梓彤 Rep 1, 4, 5 2021-01
Qin (SFC:BAC373) Zhang 張沁 Rep 4 2023-03
Showing 1–31 of 31

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