Audrey Chow Securities Limited

高陞證券有限公司

CE No. ABZ267 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Audrey Chow Securities Limited (高陞證券有限公司), a Hong Kong-based licensed corporation with CE reference ABZ267. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 5 (total recorded over time: 12).

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Registered address

6/F, Grand Building, 15-18 Connaught Road Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	2005-02-19
Type 6 — Advising on corporate finance	present	2005-02-19
Type 9 — Asset management	present	2005-02-19

Licensed staff (all-time) (12)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Audrey Pei Fung Chow 周佩芬	RO 1, 4, 6, 9	Pre-2003	2024-12
Kin Wing Lee 李健榮	RO 1 Rep 1, 4, 6, 9	Pre-2003	Present
Nicholas Lock 駱有隆	RO 1	2005-06	Present
Shu Wing Chiu 趙樹榮	Rep 1, 4, 6, 9	Pre-2003	2015-06
Fong Yin Chung 鍾仿賢	Rep 1	2004-02	2016-03
To Tung Hui 許道東	Rep 1, 4, 6, 9	Pre-2003	Present
Kwok Kan Kwan 關國根	Rep 1, 4, 6, 9	Pre-2003	Present
Tung Wai Lam 林東偉	Rep 1	2015-07	2017-07
How Ki Lo 羅厚基	Rep 1	2003-05	2018-08
Beatrice Mok 莫綺文	Rep 1	2006-07	2011-06
Shun Yi Ng 吳舜宜	Rep 1, 4, 6, 9	Pre-2003	2016-04
Sha Ku Susie Yao 姚霞姑	Rep 1, 4, 6, 9	Pre-2003	Present