Asset Management One Hong Kong Limited

頂峰資產管理香港有限公司
CE No. ATO969 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Asset Management One Hong Kong Limited (頂峰資產管理香港有限公司), a Hong Kong-based licensed corporation with CE reference ATO969. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 5 (total recorded over time: 20). Earliest licence on file: 2010-03-10.

Category:
Buyside · Asset management
Registered address:
12/F, K11 Atelier, 18 Salisbury Road
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2013-02-21 present
Type 4 - Advising on securities 2010-03-10 2015-04-15
Type 9 - Asset management 2010-03-10 2015-04-15

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (20)

Active on date
Name Activities First licensed To
Takeshi Fukui 福井健至 RO 1 2023-05 Present
Haijun Huang 黃海軍 RO 1 Rep 4, 9 2010-04 Present
Chun Yin Ip 葉俊言 Rep 1 2025-08 Present
Hiu Ling Lam 林曉鈴 Rep 1 2025-10 Present
Huali Zhang 張華莉 Rep 1, 9 2010-05 Present
Ka Wai Leung 梁家瑋 RO 1 Rep 1 2021-01 2025-08
Kosuke Katsuki RO 1 2019-07 2023-06
Yoshiaki Kikuhara RO 1 Rep 1 2018-09 2020-07
Hiroaki Yura RO 1 2017-06 2019-07
Shin Yamaguchi 山口真 RO 1 Rep 1 2015-08 2018-06
Akinori Han 范揚典 RO 1, 4, 9 2010-03 2017-06
Motoshi Nagai RO 1, 4, 9 2010-03 2016-11
Hong-Wen Chen 陳鴻文 Rep 4, 9 2012-02 2015-04
Man Yin Foo 符敏言 Rep 4, 9 2011-10 2015-04
Lap Kok Leung 梁立壑 Rep 4, 9 2011-10 2015-04
Gwendolen Kwan Tung Tsui 徐君彤 Rep 4, 9 2011-11 2011-12
Stephen Man Chung Wong 黃敏聰 Rep 4, 9 2010-03 2011-10
Winson Wing Sum Tai 戴穎琛 Rep 4, 9 2010-08 2011-08
Goro Fukami RO 4, 9 2010-03 2011-05
Ka Yeung Chan 陳家揚 Rep 4, 9 2010-03 2010-04
Showing 1–20 of 20

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 1 shared activity type - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1370 staff - 1 shared activity type - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 1 shared activity type - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 1 shared activity type - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 1 shared activity type - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 1 shared activity type - 花旗環球金融亞洲有限公司

KGI Asia Limited

CE BKJ214 - 452 staff - 1 shared activity type - 凱基證券亞洲有限公司

Related