Barclays Capital Asia Limited
巴克萊亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barclays Capital Asia Limited (巴克萊亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAC257. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 203 (total recorded over time: 1531). Earliest licence on file: 2005-01-12.
Registered address
41/F, Cheung Kong Center, 2 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | present |
| Type 2 - Dealing in futures contracts | 2005-01-12 | present |
| Type 4 - Advising on securities | present | present |
| Type 6 - Advising on corporate finance | present | present |
| Type 9 - Asset management | present | 2005-01-12 |
Licensed staff (all-time) (1531)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lars Erik Aagaard | RO 1, 6 Rep 1, 6 | 2014-07 | 2024-07 |
| Rodney Ramon Banus | RO 1, 2 | 2005-01 | 2010-02 |
| Russell William Beattie | RO 2 Rep 1, 2 | 2010-10 | 2014-06 |
| John Alexander Bennett | RO 1 Rep 1 | Pre-2003 | 2005-02 |
| Susan Wai-Lan Chan 陳蕙蘭 | RO 2 Rep 1 | 2004-06 | 2011-05 |
| Jian Chang 常健 | RO 4 Rep 4 | 2010-08 | Present |
| John Jae Chang | RO 1 | 2014-12 | 2016-10 |
| Kuan-Ting Chen 陳冠婷 | RO 1, 6 Rep 1, 6 | 2011-08 | Present |
| Wenlai James Chen | RO 1, 2 Rep 1, 2 | 2009-11 | 2013-11 |
| Xuehua Chen 陳雪花 | RO 1, 6 Rep 1, 6 | 2020-04 | 2024-04 |
| Nicolas Paul Cohen-Addad | RO 1, 2 Rep 1 | 2005-02 | 2010-11 |
| Peter Antony Corrigan | RO 1, 2 Rep 1, 2 | 2011-01 | 2020-01 |
| Wei (SFC:AOR609) Dai 戴維 | RO 4 Rep 4 | 2022-06 | Present |
| Anthony Miles Davies | RO 1, 4 Rep 1, 2 | 2010-04 | 2023-10 |
| Nathan Luke Davison | RO 1, 2 | 2012-03 | 2015-08 |
| Warren Edmund Deats | RO 1, 2 Rep 1, 2 | 2014-11 | 2016-07 |
| Andrew James Devonald | RO 1, 2 | 2005-01 | 2007-02 |
| Michael Anthony Di Iorio | RO 1, 2 | 2010-11 | 2013-08 |
| Yibing Ding 丁一賓 | RO 1, 6 Rep 1, 6 | 2010-10 | 2014-12 |
| Larissa Anne Downes | RO 4 Rep 4 | 2010-11 | 2016-01 |
| Philippe El Asmar | RO 1 Rep 1 | 2011-04 | 2014-04 |
| Nathan David Fischer | RO 1, 4 Rep 1 | 2009-10 | 2020-04 |
| Bradley James Fraser | RO 2 Rep 2 | 2017-10 | Present |
| Ken Fujii | RO 1, 2 Rep 1, 2 | 2012-10 | 2014-11 |
| Matthew David Ginsburg | RO 1, 6 Rep 1, 6 | 2009-09 | 2014-05 |
| Ben Quentin Gledhill | RO 1, 6 Rep 1, 6 | 2008-07 | 2011-04 |
| Paul Martin Gregory | RO 1, 6 Rep 1, 4, 6, 9 | Pre-2003 | 2006-03 |
| Marcus Charles Gunn | RO 4 Rep 4 | 2011-10 | 2015-09 |
| Alexander Robin Gvozden | RO 4 Rep 4 | 2006-01 | 2008-02 |
| Jacques Wai Hung Han 韓偉鴻 | RO 1 Rep 1 | Pre-2003 | 2006-12 |
| Stuart Hau 侯振榮 | RO 2 Rep 1, 2 | 2013-08 | 2018-09 |
| Kevin Ka Wing Ho 何嘉穎 | RO 2 | 2010-09 | 2016-04 |
| Haizhou Huang 黃海洲 | RO 4 Rep 4 | 2005-12 | 2007-11 |
| Rachel Catherine Huf | RO 1, 2, 4, 6 | 2024-07 | Present |
| Chris Yung Hui 許勇 | RO 1, 6 Rep 1, 6 | Pre-2003 | 2010-04 |
| Paul Anthony Johnson | RO 1, 2, 4 Rep 1, 2 | 2025-02 | Present |
| Andrew Mark Jones | RO 1, 6 | 2014-08 | 2017-04 |
| Jason Lee Kim | RO 1, 2 Rep 1, 2 | 2016-02 | 2017-04 |
| Edward Kai King 金愷 | RO 1, 6 Rep 1, 6 | 2010-09 | 2014-03 |
| Vanessa Lee Ying Koo 顧琍瀅 | RO 1, 6 Rep 1 | 2011-05 | 2025-05 |
| Vikesh Kotecha | RO 1, 2 Rep 1, 2 | 2010-10 | 2017-01 |
| Patrick Chun Yue Kwan 關振宇 | RO 1, 6 Rep 1, 6 | Pre-2003 | 2016-09 |
| Casey Kwong | RO 1 Rep 1, 2 | 2011-06 | 2017-09 |
| Darcy Tat Sze Lai 黎達詩 | RO 1, 6 Rep 1, 6 | Pre-2003 | 2009-02 |
| David Tat Wai Lau 劉達維 | RO 1, 6 Rep 1, 6 | 2009-04 | 2011-06 |
| Gregory Joseph Lee | RO 1 | 2014-08 | 2016-07 |
| Sang Kyo Lee | RO 1, 2 Rep 1, 2 | 2010-08 | Present |
| Fred Ka Fai Leung 梁家輝 | RO 1, 6 Rep 1, 6 | 2008-07 | 2013-02 |
| Hans Johan Leven | RO 6 Rep 1, 6 | 2009-12 | 2014-06 |
| Meng (SFC:AMF257) Li 李猛 | RO 1, 6 Rep 1, 6 | 2011-07 | 2014-06 |
| Yanjun Lin 林彥軍 | RO 1, 6 Rep 1, 6 | 2012-07 | 2015-03 |
| Angela Yang Liu 劉洋 | RO 1 Rep 1 | 2021-10 | Present |
| Xiaohong Liu 劉曉紅 | RO 1, 6 Rep 1, 6 | 2022-10 | 2023-10 |
| Paul Kwok Yi Louie 雷國怡 | RO 4 Rep 4 | 2013-09 | 2016-04 |
| Alan Reid Marsh-Jr | RO 1, 6 | 2014-12 | 2023-10 |
| Daniel Owen Miller 但米勒 | RO 1 Rep 1, 2 | 2014-05 | 2016-06 |
| Robert Alexander Morrice | RO 1, 6 Rep 1, 6 | Pre-2003 | 2014-06 |
| Lap Fung Ng 伍立峯 | RO 1, 6 Rep 1, 6 | Pre-2003 | 2006-02 |
| Jeremy Anthony Norris | RO 1 Rep 1 | 2010-03 | 2013-03 |
| Stephen John O'Sullivan | RO 4 | 2010-03 | 2011-11 |
| Aditya Parthasarathy | RO 1, 2 Rep 1, 2 | 2006-08 | 2020-11 |
| Jean-Baptiste Francois Damien Henri Patois | RO 1, 2 Rep 1, 2 | 2024-01 | 2025-04 |
| Charles Matthew Pecot III | RO 1, 2 Rep 1, 2 | 2018-05 | 2022-05 |
| Bernard Chin Ann Peh 白振安 | RO 4 Rep 4 | Pre-2003 | 2008-04 |
| Wensheng Peng 彭文生 | RO 4 | 2008-09 | 2010-08 |
| Philip Chung Hein Poon 潘頌軒 | RO 2 Rep 1, 2 | 2011-05 | 2020-11 |
| Jon Vaughan Merrick Pratt | RO 1, 6 Rep 1, 4, 6 | 2010-10 | 2016-04 |
| Anand Ramachandran | RO 4 Rep 4 | 2011-05 | 2013-07 |
| Jason Martin Rijnbeek | RO 1, 6 | 2008-07 | 2014-05 |
| Mark Charles Sandeford | RO 1 Rep 2 | 2010-07 | 2014-04 |
| Sudeep Kumar Sarma | RO 4 Rep 4 | 2015-12 | 2020-01 |
| Alexander Schrantz | RO 6 Rep 1, 6 | 2011-08 | 2012-08 |
| Jason William Scrivens | RO 1 Rep 1 | 2013-02 | 2014-12 |
| Vineet Kulbandhu Sharma | RO 4 Rep 4 | 2010-08 | 2016-04 |
| Zheqing Shen 沈哲清 | RO 1, 6 Rep 1, 6 | 2011-06 | 2015-03 |
| Raju Shukla | RO 1, 6 Rep 1, 6 | Pre-2003 | 2005-01 |
| Kirk Chester Sweeney | RO 1, 2, 6 Rep 1, 2, 4, 6 | 2010-02 | 2013-05 |
| Grace Hai Wei Tam 譚希慧 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2006-06 |
| Jit Ming Tan 陳日明 | RO 4 | 2020-06 | Present |
| Yuk Hin Richard Tang 鄧煜騫 | RO 1, 6 Rep 1, 4, 6, 9 | Pre-2003 | 2006-07 |
| Avinash Thakur | RO 1, 6 Rep 1, 6 | 2014-08 | Present |
| Matthew Howard Toms | RO 1, 2, 4 Rep 1, 2 | 2019-01 | Present |
| Christian Philippe Martin Treuer | RO 1, 2, 4 Rep 1, 2 | 2024-10 | Present |
| Gilbert Ling Biu Tsang 曾令鏢 | RO 6 Rep 1, 6 | 2005-01 | 2013-01 |
| Bhavtosh Vajpayee | RO 4 Rep 4 | 2014-04 | 2016-02 |
| Adrian Valenzuela Castro | RO 1 | 2011-05 | 2012-08 |
| Pieter van der Schaft | RO 4 Rep 4 | Pre-2003 | 2006-02 |
| He-Shiuan Wang 王鶴璇 | RO 1 Rep 1 | 2011-12 | 2024-07 |
| Erik Helge Weiner | RO 1, 6 | 2011-03 | 2014-06 |
| Barbara Wong 黃曼君 | RO 1, 6 Rep 1, 6 | 2010-11 | 2014-08 |
| Michael Sheh Chung Wong 王錫聰 | RO 1 Rep 1, 2 | 2006-07 | 2012-06 |
| Sheng Wu 武胜 | RO 1, 6 Rep 1, 6 | 2010-09 | 2020-06 |
| Kirk Y-C Yang 楊應超 | RO 4 Rep 4 | 2010-08 | 2016-04 |
| Sheung Kam Yau 邱湘琴 | RO 1 Rep 1 | 2005-02 | 2011-01 |
| Pan Na Yeung 楊彬娜 | RO 1, 4 Rep 1 | 2007-06 | 2022-07 |
| Samson Yan Tion Yip 葉仁犉 | RO 1 Rep 1 | 2004-02 | 2018-12 |
| Raymond Waikit Yu 余瑋傑 | RO 1, 6 Rep 1, 6 | 2009-06 | Present |
| Hossein Zaimi 薛浩成 | RO 1, 2 Rep 1, 2 | 2022-07 | 2024-05 |
| Matthew Olajide Adetula | Rep 1, 2 | 2015-07 | 2019-03 |
| Amit Agarwal | Rep 1 | 2006-07 | 2014-06 |
Showing 1–100 of 1531
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