Barclays Capital Asia Limited
巴克萊亞洲有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barclays Capital Asia Limited (巴克萊亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAC257. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 205 (total recorded over time: 1540). Earliest licence on file: 2005-01-12.
- Category:
-
Sell side · Investment banking
- Registered address:
- 41/F, Cheung Kong Center, 2 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2005-01-12 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | 2005-01-12 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (1540)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jian Chang 常健 | RO 4 Rep 4 | 2010-08 | Present |
| Kuan-Ting Chen 陳冠婷 | RO 1, 6 Rep 1, 6 | 2011-08 | Present |
| Chi Hoi Chiu 趙之海 | RO 1 Rep 1, 2 | 2008-06 | Present |
| Wei Dai 戴維 | RO 4 Rep 4 | 2022-06 | Present |
| Bradley James Fraser | RO 2 Rep 2 | 2017-10 | Present |
| Rachel Catherine Huf | RO 1, 2, 4, 6 | 2024-07 | Present |
| Paul Anthony Johnson | RO 1, 2, 4 Rep 1, 2 | 2025-02 | Present |
| Sang Kyo Lee | RO 1, 2 Rep 1, 2 | 2010-08 | Present |
| Angela Yang Liu 劉洋 | RO 1 Rep 1 | 2021-10 | Present |
| Jit Ming Tan 陳日明 | RO 4 | 2020-06 | Present |
| Akhil Braj Raj Thakur | RO 1 Rep 1, 2 | 2011-08 | Present |
| Avinash Thakur | RO 1, 6 Rep 1, 6 | 2014-08 | Present |
| Matthew Howard Toms | RO 1, 2, 4 Rep 1, 2 | 2019-01 | Present |
| Christian Philippe Martin Treuer | RO 1, 2, 4 Rep 1, 2 | 2024-10 | Present |
| Raymond Waikit Yu 余瑋傑 | RO 1, 6 Rep 1, 6 | 2009-06 | Present |
| Siu Fai Au 區肇輝 | Rep 1, 2 | 2020-03 | Present |
| Yingyue Bi 畢贏月 | Rep 1, 2 | 2026-07 | Present |
| Thomas Laurent Philippe Bord | Rep 1, 2 | 2022-07 | Present |
| Cathy Jane Tao Burbridge | Rep 1, 2 | 2025-08 | Present |
| Jung Mo Byun 卞廷謨 | Rep 1, 2 | 2013-01 | Present |
| Ching Sze Chan 陳正思 | Rep 1, 2 | 2022-09 | Present |
| Kwan Lee Chan 陳昀利 | Rep 1, 2 | 2021-04 | Present |
| Man Ho Chan 陳文浩 | Rep 1, 2 | 2023-09 | Present |
| Man Yin Tiffany Chan 陳敏妍 | Rep 1 | 2021-02 | Present |
| Yik Pang Chan 陳奕鵬 | Rep 1, 2 | 2019-02 | Present |
| Ying Tung Eugenia Chan 陳影彤 | Rep 1 | 2011-10 | Present |
| Chih Jou Chang 張至柔 | Rep 1, 6 | 2025-08 | Present |
| Xueer Chao 晁雪儿 | Rep 1 | 2018-02 | Present |
| Cheuk Yan Roanna Chau 周芍慇 | Rep 4 | 2023-09 | Present |
| Cecile Chen 陳云溪 | Rep 1 | 2016-08 | Present |
| Liangyu Chen 陳亮宇 | Rep 1, 2 | 2025-08 | Present |
| Sihan Chen 陈思涵 | Rep 1, 6 | 2020-10 | Present |
| Ying Chen 陳瑛 | Rep 1, 2 | 2021-11 | Present |
| Yuhong Chen 陳昱宏 | Rep 1, 6 | 2026-05 | Present |
| Zian Chen 陳梓安 | Rep 1, 2 | 2026-08 | Present |
| Hau Yuet Cheng 鄭巧悅 | Rep 1, 6 | 2025-07 | Present |
| Ho Yin Cheng 鄭浩賢 | Rep 1, 2 | 2018-07 | Present |
| Zhiying Cheng 程芷滢 | Rep 1, 6 | 2021-09 | Present |
| Beck Ping Hang Cheung 張秉恆 | Rep 1, 2 | 2021-09 | Present |
| Kwan Wai William Chiu 招君煒 | Rep 1 | 2013-01 | Present |
| Ka Ki Claudia Choi 蔡嘉琪 | Rep 1, 2 | 2021-06 | Present |
| Kai Wo Chong 莊佳和 | Rep 1 | 2024-09 | Present |
| Long Ching Chow 周朗程 | Rep 1 | 2023-11 | Present |
| Poi Yu Chow 周佩榆 | Rep 1 | 2022-08 | Present |
| Sung-Min Chung | Rep 1, 6 | 2020-05 | Present |
| Myung Ho Eric Cin | Rep 1, 2 | 2023-04 | Present |
| Sukrit Dewan | Rep 1, 6 | 2024-08 | Present |
| Jem Mollaahmetoglu Dunman | Rep 1 | 2026-04 | Present |
| Linxi Fang 房臨溪 | Rep 1, 2 | 2024-09 | Present |
| Yiren Fang 方怡人 | Rep 1, 2 | 2024-06 | Present |
| Stephen Robert Farrell | Rep 1, 2 | 2020-09 | Present |
| Andrea Wai Ming Gordon 陳慧明 | Rep 1, 2 | 2022-07 | Present |
| Stephane Frederic Goursat | Rep 1, 2 | 2026-03 | Present |
| Yinsu Han 韩寅苏 | Rep 1, 6 | 2023-09 | Present |
| Wei Hao | Rep 1 | 2024-07 | Present |
| Li He 何犁 | Rep 1, 6 | 2025-01 | Present |
| Chun Yin Patrick Ho 何駿彥 | Rep 1 | 2022-09 | Present |
| Joann Chung Yan Ho 何頌茵 | Rep 1, 2 | 2021-03 | Present |
| Kenneth Kar-Hin Ho 何家軒 | Rep 1, 6 | 2026-05 | Present |
| Wai Fu Ho 何偉富 | Rep 4 | 2018-01 | Present |
| Wai Yan Joanne Ho 何慧欣 | Rep 1, 6 | 2011-08 | Present |
| Eugene Cheeryeh Hong | Rep 1, 6 | 2009-04 | Present |
| Cheng Hung Hsu 徐承鴻 | Rep 1 | 2025-07 | Present |
| Lili Hu 胡黎立 | Rep 1, 2 | 2017-11 | Present |
| Saiya Hu 胡賽亞 | Rep 1, 2 | 2019-07 | Present |
| Charley Sarah Jacobs | Rep 1, 2, 4 | 2025-12 | Present |
| Prateek Jain | Rep 1, 2 | 2023-04 | Present |
| Yong Kyu Ji | Rep 1 | 2020-05 | Present |
| Weiyi Jiang 姜逶迤 | Rep 1, 6 | 2021-09 | Present |
| Swapnil Joshi | Rep 1, 2 | 2025-07 | Present |
| Chariya Kaeomani | Rep 1, 2 | 2021-04 | Present |
| Katheresia Kasiman | Rep 1 | 2023-07 | Present |
| Masood Ahmed Khan | Rep 1, 2 | 2020-03 | Present |
| Chee Yong Eric Khor 陳志洋 | Rep 1, 6 | 2012-08 | Present |
| Bum Soo Kim | Rep 1, 2 | 2017-08 | Present |
| Kai Loon Koh 許楷崙 | Rep 1, 2 | 2019-02 | Present |
| Ayoub El-Khalil Kontar | Rep 1, 2 | 2022-05 | Present |
| Tuhin Kulshrestha | Rep 1, 2 | 2018-05 | Present |
| Chi Yan Lawrence Kwan 關智仁 | Rep 1, 2 | 2026-01 | Present |
| Julien Chi-Leung Kwan | Rep 1, 2 | 2026-06 | Present |
| Jacky Hoi Kin Lam 林凱健 | Rep 1, 6 | 2022-06 | Present |
| Tsz Man Lam 林子雯 | Rep 1, 2 | 2021-11 | Present |
| Hiu Tung Athena Lau 劉曉桐 | Rep 1, 2 | 2025-08 | Present |
| Kwok Wai Lau 劉國威 | Rep 1, 2 | 2021-03 | Present |
| Vincent Har Yin Lau | Rep 1, 2 | 2017-07 | Present |
| Wai Choy Lau 劉偉才 | Rep 1, 2 | 2023-08 | Present |
| Neel Laungani | Rep 1, 6 | 2025-10 | Present |
| Chung Ho Colin Law 羅琮皓 | Rep 1 | 2019-08 | Present |
| Yuk Shan Law 羅玉珊 | Rep 1, 2 | 2019-04 | Present |
| Alex Kin Chung Lee 李建中 | Rep 1, 2 | 2010-10 | Present |
| Jae Chang Lee 李在昌 | Rep 1 | 2023-10 | Present |
| Jiwon Lee 李知原 | Rep 1, 2 | 2020-01 | Present |
| Joseph Won Lee | Rep 1, 2 | 2025-08 | Present |
| Ka Nok Christopher Lee 李嘉諾 | Rep 1, 2 | 2026-04 | Present |
| Kai Him Lee 李啟謙 | Rep 1, 2 | 2019-06 | Present |
| Kar Ming Chris Lee 李家銘 | Rep 1, 2 | 2018-12 | Present |
| Ming Lee 李銘 | Rep 1, 2, 4 | 2026-08 | Present |
| Chun Yin Savio Leung 梁俊彥 | Rep 1, 2 | 2021-06 | Present |
| Dominic Kwok Wai Leung 梁國威 | Rep 1, 2 | 2025-08 | Present |
| Cheng Li 李琤 | Rep 1, 2 | 2022-01 | Present |
Showing 1–100 of 1540
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