Principal Asset Management Company (Asia) Limited
信安資金管理(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Principal Asset Management Company (Asia) Limited (信安資金管理(亞洲)有限公司), CE reference AFA235. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 36.
Registered address
29/F, Sun Hung Kai Centre, 30 Harbour Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2024-07-19 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2004-11-04 |
Licensed staff (36)
As of
| Name | Activities | Since |
|---|---|---|
| Kam Ping Cheung 張錦屏 | RO 4, 9 | 2021-04 |
| Amanda Yi-Chun Lin Bauchinger 林怡君 | RO 1, 4 Rep 9 | 2025-08 |
| Phillip Howard Hasenfus Saran 郝振毅 | RO 1, 4, 9 | 2025-04 |
| Raj Kumar Singh | RO 4, 9 | 2025-02 |
| Xi (SFC:AON741) Wang 王曦 | RO 4, 9 | 2022-07 |
| Yang (SFC:BHN783) Cao 曹阳 | Rep 4, 9 | 2024-11 |
| Hiu Yung Crystal Chan 陳曉蓉 | Rep 1, 4, 9 | 2024-10 |
| Kwok Chee Chong 莊國幟 | Rep 1, 4 | 2024-10 |
| Yifan Deng 鄧逸凡 | Rep 4, 9 | 2025-06 |
| Prakash Gopalakrishnan | Rep 9 | 2022-07 |
| Chun Yee Ho 何俊義 | Rep 1, 4, 9 | 2025-11 |
| Wing Shuen Ke 柯泳璇 | Rep 1, 4 | 2024-10 |
| Chee Sin Koh | Rep 9 | 2022-11 |
| Lai Kwan Lam 林麗君 | Rep 1, 4 | 2024-10 |
| Martin Kin Yeung Lau 劉健洋 | Rep 1, 4 | 2025-07 |
| Wing Hang (SFC:BRU664) Leung 梁永恒 | Rep 4, 9 | 2021-10 |
| Man Li 李曼 | Rep 4, 9 | 2022-12 |
| Chang (SFC:BDO978) Liu 劉暢 | Rep 4, 9 | 2023-04 |
| Hsiang Ching Liu 劉向晴 | Rep 4, 9 | 2023-11 |
| Tianyu (SFC:BTO567) Liu 劉天雨 | Rep 4, 9 | 2026-02 |
| Xi (SFC:BAE895) Luo 羅希 | Rep 4, 9 | 2022-12 |
| Han Peng 彭瀚 | Rep 4, 9 | 2020-07 |
| Mei Shan Shek 石美珊 | Rep 1, 4 | 2025-07 |
| Kiat Hau Siaw | Rep 9 | 2023-03 |
| Chin Wei Teoh 張津偉 | Rep 4, 9 | 2024-10 |
| Ming Kan To 杜銘勤 | Rep 1, 4, 9 | 2024-10 |
| Howe Chung Wan | Rep 9 | 2022-07 |
| Wing Leong Wong 王永亮 | Rep 4, 9 | 2022-11 |
| Yuet Fong Yau 丘月芳 | Rep 1, 4 | 2024-10 |
| Junrui Ye 叶俊睿 | Rep 4, 9 | 2022-12 |
| Wai Shum Yeung 楊惠深 | Rep 4, 9 | 2020-11 |
| Ran Yu 郁然 | Rep 4, 9 | 2022-12 |
| Ying (SFC:BFU726) Yu 余穎 | Rep 4, 9 | 2022-12 |
| Yifan (SFC:BIR398) Zhang 張一凡 | Rep 4, 9 | 2022-12 |
| Jing (SFC:BKG141) Zhao 趙晶 | Rep 1, 4 | 2025-07 |
| Chenruo Zhou 周辰若 | Rep 1, 4, 9 | 2025-10 |
Showing 1–36 of 36