Houlihan Lokey (China) Limited
華利安諾基(中國)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Houlihan Lokey (China) Limited (華利安諾基(中國)有限公司), a Hong Kong-based licensed corporation with CE reference ARC069. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 35 (total recorded over time: 103). Earliest licence on file: 2008-10-09.
Registered address
1903-1907, 19/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2008-10-09 | present |
| Type 4 - Advising on securities | 2008-10-09 | present |
| Type 6 - Advising on corporate finance | 2008-10-09 | present |
Licensed staff (all-time) (103)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Scott Joseph Adelson | RO 1, 4, 6 | 2010-05 | 2011-09 |
| Weimin Chen 陳為民 | RO 1, 4, 6 Rep 1, 4, 6 | 2011-10 | Present |
| Reto Christian Eigenmann | RO 1, 4, 6 Rep 1, 4, 6 | 2015-11 | 2018-04 |
| Brandon Lawrence Gale | RO 1, 4, 6 Rep 1, 4, 6 | 2013-09 | Present |
| Edward Simon Middleton | RO 1, 4, 6 Rep 1, 4, 6 | 2018-05 | 2020-06 |
| David Abraham Preiser | RO 1, 4, 6 | 2008-10 | 2010-06 |
| David Paul Putnam | RO 1, 4, 6 Rep 1, 4, 6 | 2008-10 | 2014-06 |
| Thomas William Seward | RO 1, 4, 6 Rep 1, 4, 6 | 2019-01 | Present |
| David Rhee Timblick | RO 1, 4, 6 | 2013-05 | 2017-09 |
| Jeff Downing Wilson | RO 1, 4, 6 Rep 1, 4, 6 | 2008-10 | 2020-03 |
| Shiyun Xia 夏詩韵 | RO 1, 4, 6 Rep 1, 4, 6 | 2012-10 | Present |
| Danmin Yan 嚴旦旻 | RO 1, 4, 6 Rep 1, 4, 6 | 2008-10 | Present |
| Giles David Cameron Abbott | Rep 1, 4, 6 | 2012-03 | 2015-02 |
| Rahul Prem Balani | Rep 1, 4, 6 | 2022-03 | 2024-11 |
| Yixin Cai 蔡一鑫 | Rep 1, 4, 6 | 2021-03 | Present |
| Wanyue Cao 曹婉玥 | Rep 1, 4, 6 | 2023-12 | Present |
| Eddy Cheng-Chuan Chan 詹政荃 | Rep 1, 4, 6 | 2013-06 | 2014-06 |
| Ho Fung Ryan Chan 陳浩鋒 | Rep 1, 4, 6 | 2025-08 | 2025-10 |
| Wing Lam Chan 陳泳霖 | Rep 1, 4, 6 | 2019-04 | 2022-06 |
| Joseph Chau Chang | Rep 1, 4, 6 | 2008-12 | 2010-06 |
| Bing (SFC:AUN864) Chen | Rep 1, 4, 6 | 2010-01 | 2011-02 |
| Huilin (SFC:BJL084) Chen 陳輝林 | Rep 1, 4, 6 | 2017-04 | 2021-07 |
| Yewei Chen 陳也偉 | Rep 1, 4, 6 | 2021-03 | 2021-09 |
| Yipei Chen 陈依佩 | Rep 1, 4, 6 | 2022-10 | 2024-11 |
| Zi Heng Cheng 程梓恒 | Rep 1, 4, 6 | 2020-11 | Present |
| Matthew Siu Woon Cheung 張肇桓 | Rep 1, 4, 6 | 2025-03 | 2025-09 |
| Jae Seon Choi | Rep 1, 4, 6 | 2015-12 | 2016-08 |
| Jiaming Cui 崔家鳴 | Rep 1, 4, 6 | 2020-11 | 2021-09 |
| Runqiu Du 杜润秋 | Rep 1, 4, 6 | 2021-08 | Present |
| Ho Man Fu 傅浩文 | Rep 1, 4, 6 | 2022-12 | Present |
| Man Hin Fung 馮敏軒 | Rep 1, 4, 6 | 2023-11 | Present |
| Minghui Gong 宮明慧 | Rep 1, 4, 6 | 2017-08 | 2019-02 |
| Bryan Goudzwaard | Rep 1, 4, 6 | 2019-02 | Present |
| Haoming Gu 顾浩铭 | Rep 1, 4, 6 | 2023-12 | 2025-01 |
| Sau Ping Ho 何少平 | Rep 1, 4, 6 | 2018-11 | 2023-10 |
| Jia Cheng Hu | Rep 1, 4, 6 | 2022-03 | 2024-11 |
| Lingyan Hu 胡凌彦 | Rep 1, 4, 6 | 2023-06 | Present |
| Tianzong Angela Hu 胡天縱 | Rep 1, 4, 6 | 2025-04 | Present |
| Zeyang Hu 胡泽阳 | Rep 1, 4, 6 | 2024-02 | Present |
| Wen Hua 華文 | Rep 1, 4, 6 | 2008-12 | 2012-03 |
| Wenyan Huang 黄文衍 | Rep 1, 4, 6 | 2023-09 | 2024-11 |
| Cheng Jin 金鋮 | Rep 1, 4, 6 | 2017-05 | 2019-07 |
| Daniel Jin Kim | Rep 1, 4, 6 | 2022-03 | 2022-08 |
| Sangjin Kim | Rep 1, 4, 6 | 2022-12 | 2025-02 |
| Chun-Yuan Lai 賴俊元 | Rep 1, 4, 6 | 2025-02 | Present |
| Yu Yeung Lam 林雨陽 | Rep 1, 4, 6 | 2022-02 | Present |
| Christopher Chi Him Lau 柳智謙 | Rep 1, 4, 6 | 2018-11 | 2021-08 |
| Junho (SFC:BKO336) Lee 李俊鎬 | Rep 1, 4, 6 | 2017-08 | 2021-07 |
| David Sen Li 李森 | Rep 1, 4, 6 | 2011-04 | 2011-08 |
| Nicholas Che-Sun Li 李子燊 | Rep 1, 4, 6 | 2021-03 | Present |
| Ningti Li 李寧惕 | Rep 1, 4, 6 | 2017-04 | 2017-08 |
| Huijing Charlene Lim | Rep 1, 4, 6 | 2016-12 | 2019-07 |
| Regan Nan-Hong Lin 林南宏 | Rep 1, 4, 6 | 2011-08 | 2014-08 |
| Tian Lin 林天 | Rep 1, 4, 6 | 2015-10 | 2018-10 |
| Xiaoqiu Lin 林笑湫 | Rep 1, 4, 6 | 2025-04 | Present |
| Yixiao Lin 林逸逍 | Rep 1, 4, 6 | 2025-01 | Present |
| Bo (SFC:AWF420) Liu 劉波 | Rep 1, 4, 6 | 2010-11 | 2011-08 |
| Jimmy Chenxi Liu 劉晨曦 | Rep 1, 4, 6 | 2022-05 | 2024-02 |
| Qiushi Liu 劉秋實 | Rep 1, 4, 6 | 2016-02 | 2019-05 |
| Shuai (SFC:BTE532) Liu 劉帥 | Rep 1, 4, 6 | 2022-11 | Present |
| Xiao (SFC:BBQ430) Ma 馬驍 | Rep 1, 4, 6 | 2013-07 | 2015-09 |
| Yiqing Ma 馬亦勍 | Rep 1, 4, 6 | 2015-12 | 2019-12 |
| Tsz Kin (SFC:BXA738) Mak 麥子健 | Rep 1, 4, 6 | 2025-11 | Present |
| Shuhua Mo 莫抒華 | Rep 1, 4, 6 | 2022-11 | 2025-12 |
| Ho Hin Ng 吳浩軒 | Rep 1, 4, 6 | 2020-05 | 2024-08 |
| Daniel Eugene O'Donnell | Rep 1, 4, 6 | 2010-11 | Present |
| Jiayi Panyang 潘楊家一 | Rep 1, 4, 6 | 2014-04 | 2015-07 |
| Can Peng 彭粲 | Rep 1, 4, 6 | 2014-09 | 2015-12 |
| Shuyang Ren 任抒杨 | Rep 1, 4, 6 | 2023-01 | Present |
| Zhengwei Ren 任征微 | Rep 1, 4, 6 | 2013-05 | 2017-03 |
| Li Sze Sia 謝理思 | Rep 1, 6 | 2008-10 | 2009-02 |
| Fengyuan Tian 田豐源 | Rep 1, 4, 6 | 2024-12 | Present |
| Chang-Chieh Tu 凃張傑 | Rep 1, 4, 6 | 2023-02 | 2025-01 |
| Madhav Verma | Rep 1, 4, 6 | 2016-08 | Present |
| Jiang Wang 王江 | Rep 6 | 2008-10 | 2009-02 |
| Jingwen (SFC:BGL672) Wang 王靜雯 | Rep 1, 4, 6 | 2015-11 | 2020-12 |
| Wei (SFC:BKQ730) Wang 王巍 | Rep 1, 4, 6 | 2017-08 | 2021-07 |
| Yaqing Wang 汪雅清 | Rep 1, 4, 6 | 2019-10 | 2020-12 |
| Weizhi Wei 卫伟志 | Rep 1, 4, 6 | 2024-08 | 2025-12 |
| Edwin Chun Yin Wong 王俊賢 | Rep 1, 4, 6 | 2010-07 | 2010-09 |
| Kin Tung Howard Wong 王建棟 | Rep 1, 4, 6 | 2023-04 | 2024-11 |
| Zhangmeng Wu 吳章萌 | Rep 1, 4, 6 | 2025-09 | Present |
| Finn-Ole Wulf | Rep 1, 4, 6 | 2018-12 | 2019-12 |
| Juanwen Xu 徐隽文 | Rep 1, 4, 6 | 2025-02 | 2025-12 |
| Jun (SFC:AYO393) Xu 徐俊 | Rep 1, 4, 6 | 2013-06 | 2015-06 |
| Zhiyao Xu 徐志珧 | Rep 1, 4, 6 | 2022-07 | Present |
| Yang (SFC:AWK548) Xue 薛揚 | Rep 1, 4, 6 | 2010-12 | 2013-07 |
| Patrick Sing Yan Yang | Rep 1, 4, 6 | 2019-09 | 2024-05 |
| Xiaotong Ying 应晓彤 | Rep 1, 4, 6 | 2023-10 | 2024-02 |
| Qianwei Yu 俞乾偉 | Rep 1, 4, 6 | 2024-04 | 2025-09 |
| Xianghai Yu 余向海 | Rep 1, 4, 6 | 2023-12 | Present |
| Xinyi Yuan 袁昕怡 | Rep 1, 4, 6 | 2025-10 | Present |
| Xiangyun Zeng 曾祥云 | Rep 1, 4, 6 | 2009-07 | 2011-01 |
| Yao Zeng 曾耀 | Rep 1, 4, 6 | 2023-06 | Present |
| Erzheng Zhang | Rep 1, 4, 6 | 2020-03 | 2024-07 |
| Taoran Zhang 張陶然 | Rep 1, 4, 6 | 2014-04 | 2015-02 |
| Yi (SFC:BXF473) Zhang 张毅 | Rep 1, 4, 6 | 2025-12 | Present |
| Yihan Zhang | Rep 1, 4, 6 | 2024-03 | Present |
| Yue Yang Zhang 張越洋 | Rep 1, 4, 6 | 2016-10 | 2018-12 |
| Fengyue Zhao 赵凤月 | Rep 1, 4, 6 | 2025-02 | Present |
Showing 1–100 of 103
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1652 staff - 3 shared activity types - 中國國際金融香港證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 915 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 894 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 844 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 548 staff - 3 shared activity types - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 459 staff - 3 shared activity types - 花旗環球金融亞洲有限公司
Merrill Lynch (Asia Pacific) Limited
CE AAC198 - 428 staff - 3 shared activity types
China Merchants Securities (HK) Co., Limited
CE AAI650 - 401 staff - 3 shared activity types - 招商證券(香港)有限公司