ABN AMRO (Hong Kong) Limited

CE No. AAL578 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ABN AMRO (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAL578. Current licensed staff on file: 0 (total recorded over time: 9).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2005-03-29
Type 4 - Advising on securities Pre-2003 2005-03-29
Type 6 - Advising on corporate finance Pre-2003 2005-03-29
Type 9 - Asset management Pre-2003 2005-03-29

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (9)

Active on date
Name Activities First licensed To
Chuen Lim 林泉 Rep 1, 4 Pre-2003 2005-03
Wai Yee Liu 廖慧儀 Rep 1, 4 Pre-2003 2005-03
Wing Fat Tse 謝永發 Rep 1, 4 Pre-2003 2005-03
Rex Josephat Wong 黃永初 Rep 1, 4 Pre-2003 2005-03
Nicholas Howard Yao 姚孝先 Rep 1, 4 Pre-2003 2005-03
Steve Chun Yin Yeung 楊俊賢 Rep 1, 4, 6 Pre-2003 2005-02
Samuel Man Fat Lee 李萬發 Rep 1, 4 Pre-2003 2004-11
Robert Grant MacPherson Rep 1, 4 Pre-2003 2004-03
Mark Levison Beames Rep 1, 4, 6 Pre-2003 2003-10
Showing 1–9 of 9

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