Schroder Investment Management (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Schroder Investment Management (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference ACJ591. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 90 (total recorded over time: 378).
- Category:
-
Buyside · Asset management
- Registered address:
- Level 33, Two Pacific Place, 88 Queensway
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 5 - Advising on futures contracts | Pre-2003 | 2004-09-13 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-08 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (378)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wei Guo 郭煒 | RO 1, 4 Rep 1, 4, 9 | 2010-06 | Present |
| Guan Huang 黃冠 | RO 1, 4 Rep 1, 4, 9 | 2013-08 | Present |
| Seung Ju Kim 金升柱 | RO 4, 9 Rep 4, 9 | 2007-08 | Present |
| Keiko Kondo 近藤敬子 | RO 4, 9 Rep 4, 9 | 2017-10 | Present |
| Ginie Yuen Ngar Lam 林宛雅 | RO 1, 4 Rep 1, 4 | 2017-08 | Present |
| Clara Yuet Yee Law 羅月兒 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Wai Leung Lo 盧偉良 | RO 4, 9 Rep 4, 6, 9 | Pre-2003 | Present |
| Alexander Henry McDougall | RO 1, 4, 9 Rep 1, 4, 9 | 2019-05 | Present |
| Gopi Bhagu Mirchandani | RO 1, 4, 9 | 2023-02 | Present |
| Matthew Man Yat Pang 彭文逸 | RO 1, 4 Rep 1, 4, 9 | 2015-03 | Present |
| Robin Stewart Parbrook | RO 4, 9 Rep 4, 9 | Pre-2003 | Present |
| Andrew Frederick Peter Pidden | RO 1, 4, 9 | 2024-08 | Present |
| Hsueh-Yu Yu 于學宇 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-06 | Present |
| Chow Yang Ang | Rep 4, 9 | 2007-06 | Present |
| Manish Bhatia | Rep 4, 9 | 2008-09 | Present |
| Yin Hung Cham 湛燕虹 | Rep 4, 9 | 2026-03 | Present |
| Ka Mei Chan 陳家美 | Rep 1, 4, 9 | 2023-09 | Present |
| Matthew Ho Hin Chan 陳皥軒 | Rep 1, 4, 9 | 2026-01 | Present |
| Vanessa Wing Sze Chan 陳永詩 | Rep 1, 4, 9 | 2026-06 | Present |
| Jiangying Chen 陳江穎 | Rep 1, 4, 9 | 2018-06 | Present |
| Wencan Chen 陳文燦 | Rep 4 | 2025-10 | Present |
| Ching Bo Cheung 張靖寶 | Rep 1, 4, 9 | 2019-09 | Present |
| Pui Ying Cheung 張佩瑩 | Rep 1 | 2020-08 | Present |
| Sai Wa Cheung 張世華 | Rep 1, 4 | 2021-09 | Present |
| Sze Miu Chiu 招詩苗 | Rep 1, 4, 9 | 2011-09 | Present |
| Wai Man Ida Choi 蔡慧敏 | Rep 1 | 2021-10 | Present |
| Charles Chow 周灼健 | Rep 1 | 2014-12 | Present |
| Wing Yan Chow 周詠恩 | Rep 1, 4, 9 | 2021-11 | Present |
| Gary Chun Hung Chu 朱峻鴻 | Rep 1, 4, 9 | 2026-01 | Present |
| Ming Chian Chua | Rep 1, 4 | 2024-07 | Present |
| Rainer Markus Ender | Rep 1 | 2018-11 | Present |
| James Chi Jing Fan 范致貞 | Rep 4, 9 | 2026-02 | Present |
| Yi Fu 符怡 | Rep 1, 4 | 2018-01 | Present |
| Ka Man Fung 馮嘉雯 | Rep 1 | 2026-06 | Present |
| Xiang Gao 高翔 | Rep 1, 4 | 2016-09 | Present |
| Ya Gao 高雅 | Rep 1, 4, 9 | 2015-08 | Present |
| Swagato Sourya Ghosh | Rep 4 | 2025-12 | Present |
| Yixin Guo 郭逸馨 | Rep 4 | 2026-08 | Present |
| Ge Huang | Rep 4, 9 | 2022-08 | Present |
| Toby Walpole Hudson | Rep 4, 6, 9 | Pre-2003 | Present |
| Pui Yu Hui 許佩如 | Rep 1, 4, 9 | 2010-10 | Present |
| Meihui Ji 紀美惠 | Rep 4 | 2025-09 | Present |
| Stephen Cheuk Hang Kam 甘卓亨 | Rep 1, 4, 9 | 2018-11 | Present |
| Kok Yuen Lai 黎覺圓 | Rep 1, 4, 9 | 2017-06 | Present |
| Elaine Yuen Ling Lam 林宛玲 | Rep 1, 4, 9 | 2019-08 | Present |
| Vivienne Wai Yie Lam 林惠儀 | Rep 4, 9 | 2024-01 | Present |
| Yat Hong Colin Lam 林逸康 | Rep 1, 4, 9 | 2025-05 | Present |
| Lai In Candy Lau 柳勵賢 | Rep 4, 9 | 2026-02 | Present |
| Elaine Shuk Tak Lee 李淑德 | Rep 4, 6, 9 | Pre-2003 | Present |
| King Fuei Lee | Rep 4, 9 | 2006-08 | Present |
| Man Kit Lee 李文傑 | Rep 4, 9 | 2012-07 | Present |
| Miu Chi Lee 利妙芝 | Rep 1, 4, 9 | 2012-01 | Present |
| Yuk Kuen Lee 李玉娟 | Rep 1, 4 | 2022-05 | Present |
| Kwan Wai Leung 梁鈞瑋 | Rep 1, 4 | 2023-02 | Present |
| Priscilla Mankei Li 李敏琪 | Rep 1, 4, 9 | 2023-05 | Present |
| Xiao Yu Li 李晓宇 | Rep 4 | 2021-12 | Present |
| Wing Tung Tina Liang 梁穎桐 | Rep 1 | 2026-08 | Present |
| Joyce Kah Hwi Lim | Rep 1, 4 | 2024-09 | Present |
| Han-Chih Liu 劉翰芷 | Rep 4, 9 | 2019-01 | Present |
| Shiyun Liu 刘诗云 | Rep 1, 4 | 2022-08 | Present |
| Wai Keung Liu 廖偉強 | Rep 1 | 2004-10 | Present |
| Tsz Ying Joey Lo 盧芷盈 | Rep 1 | 2026-06 | Present |
| Jay C. Luong 梁競之 | Rep 4, 9 | 2008-05 | Present |
| Suk Ying Ma 馬淑英 | Rep 1 | 2025-01 | Present |
| Derek Tak-Lai Man 文德禮 | Rep 1, 4, 9 | 2021-06 | Present |
| Yuanyuan Meng 孟圓圓 | Rep 1, 4, 9 | 2026-04 | Present |
| Yoon Su Mok | Rep 1 | 2026-03 | Present |
| Peng Fong (Huang Bingfeng) Ng | Rep 4, 9 | 2011-06 | Present |
| Yan Ting Ng 吳胤婷 | Rep 1, 4, 9 | 2024-08 | Present |
| Yat Hin Ng 吳日軒 | Rep 1, 4, 9 | 2023-05 | Present |
| Ying Min Grace Ng 吳穎敏 | Rep 1, 9 | 2012-07 | Present |
| Jiayin Peng 彭嘉茵 | Rep 9 | 2026-01 | Present |
| Yuyu Peng 彭煜宇 | Rep 1, 4, 9 | 2024-08 | Present |
| Jose Pedro Pinheiro Pereira de Moura | Rep 1, 4 | 2022-08 | Present |
| Jose Kar Kiu Pun 潘加翹 | Rep 4, 9 | 2018-08 | Present |
| Jun Qian 錢軍 | Rep 1 | 2019-09 | Present |
| Robert Stephen Reid | Rep 1, 4, 9 | 2026-08 | Present |
| Chit Fai Siu 蕭捷輝 | Rep 1, 4, 9 | 2021-07 | Present |
| Yuet Ping Suen 孫月萍 | Rep 1, 4, 9 | 2026-06 | Present |
| Mervyn Hoy Chun Joseph Tang 鄧鎧俊 | Rep 1, 4, 9 | 2021-08 | Present |
| Wing Chi Tsang 曾穎芝 | Rep 1 | 2021-10 | Present |
| Pui Kwan Tse 謝佩坤 | Rep 1, 4, 9 | 2021-08 | Present |
| Chee Cheung Tsui 徐梓翔 | Rep 1, 4, 9 | 2021-07 | Present |
| Amelia Ngar Men Wong 黃雅雯 | Rep 4, 9 | 2007-11 | Present |
| Kwan Ho Wong 王君豪 | Rep 1, 4, 9 | 2024-08 | Present |
| Jeonghoon Yang 楊禎訓 | Rep 4 | 2017-10 | Present |
| Christopher Seeching Yim 嚴司政 | Rep 4 | 2021-07 | Present |
| Xiaoying Zhang 張曉瑩 | Rep 4, 9 | 2026-08 | Present |
| Yundi Zhao 趙芸笛 | Rep 1, 4, 9 | 2024-08 | Present |
| Chong Zheng 鄭冲 | Rep 4, 9 | 2013-11 | Present |
| Steve Roger Bryant | RO 1, 4 Rep 1, 4, 9 | 2012-09 | 2026-07 |
| Che Kaei Yu 游智凱 | Rep 1, 4, 9 | 2021-09 | 2026-06 |
| Lai Ha Lo 盧麗霞 | Rep 1 | 2007-08 | 2026-06 |
| Shu Xian Melanie Wong 王淑嫻 | Rep 1, 4 | 2021-07 | 2026-03 |
| Hin Kwong Wong 黃顯洸 | Rep 1 | 2021-01 | 2026-02 |
| Seow Eng Julia Ho | Rep 4, 9 | 2012-09 | 2026-02 |
| Lai Kwan Tung 董麗君 | Rep 1, 4, 9 | 2010-09 | 2026-02 |
| Yang Li 李阳 | Rep 4 | 2013-09 | 2026-02 |
| Jie Hu 胡洁 | Rep 1, 4 | 2021-09 | 2026-01 |
| Yunxin Liu 刘耘辛 | Rep 1, 4, 9 | 2025-01 | 2025-12 |
Showing 1–100 of 378
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