Schroder Investment Management (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Schroder Investment Management (Hong Kong) Limited, CE reference ACJ591. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 85.
Registered address
Level 33, Two Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 5 — Advising on futures contracts | present | 2004-09-13 |
| Type 6 — Advising on corporate finance | present | 2003-08-08 |
Licensed staff (85)
As of
| Name | Activities | Since |
|---|---|---|
| Steve Roger Bryant | RO 1, 4 | 2024-01 |
| Wei (SFC:ASU040) Guo 郭煒 | RO 1, 4 | 2018-05 |
| Guan Huang 黃冠 | RO 1, 4 Rep 9 | 2022-09 |
| Seung Ju Kim 金升柱 | RO 4, 9 | 2008-04 |
| Keiko Kondo 近藤敬子 | RO 4, 9 | 2021-10 |
| Ginie Yuen Ngar Lam 林宛雅 | RO 1, 4 | 2018-03 |
| Clara Yuet Yee Law 羅月兒 | RO 1 Rep 4 | 2006-04 |
| Wai Leung Lo 盧偉良 | RO 4, 9 | 2008-04 |
| Alexander Henry McDougall | RO 1, 4, 9 | 2019-07 |
| Gopi Bhagu Mirchandani | RO 1, 4, 9 | 2023-02 |
| Matthew Man Yat Pang 彭文逸 | RO 1, 4 Rep 9 | 2022-09 |
| Andrew Frederick Peter Pidden | RO 1, 4, 9 | 2024-08 |
| Hsueh-Yu Yu 于學宇 | RO 1, 4, 9 | 2025-07 |
| Chow Yang Ang | Rep 4, 9 | 2007-06 |
| Manish Bhatia | Rep 4, 9 | 2008-09 |
| Yin Hung Cham 湛燕虹 | Rep 4, 9 | 2026-03 |
| Ka Mei Chan 陳家美 | Rep 1, 4, 9 | 2023-09 |
| Matthew Ho Hin Chan 陳皥軒 | Rep 1, 4, 9 | 2026-01 |
| Jiangying Chen 陳江穎 | Rep 1, 4, 9 | 2018-07 |
| Wencan Chen 陳文燦 | Rep 4 | 2025-10 |
| Ching Bo Cheung 張靖寶 | Rep 1, 4, 9 | 2019-09 |
| Pui Ying Cheung 張佩瑩 | Rep 1 | 2020-08 |
| Sai Wa Cheung 張世華 | Rep 1, 4 | 2021-09 |
| Sze Miu Chiu 招詩苗 | Rep 1, 4, 9 | 2011-09 |
| Wai Man Ida Choi 蔡慧敏 | Rep 1 | 2021-10 |
| Charles Chow 周灼健 | Rep 1 | 2014-12 |
| Wing Yan Chow 周詠恩 | Rep 1 | 2024-07 |
| Gary Chun Hung Chu 朱峻鴻 | Rep 1, 4, 9 | 2026-01 |
| Ming Chian Chua | Rep 1, 4 | 2024-07 |
| Rainer Markus Ender | Rep 1 | 2018-11 |
| James Chi Jing Fan 范致貞 | Rep 4, 9 | 2026-02 |
| Yi Fu 符怡 | Rep 1, 4 | 2018-01 |
| Xiang (SFC:BIC191) Gao 高翔 | Rep 1, 4 | 2021-09 |
| Ya (SFC:BGC216) Gao 高雅 | Rep 1, 4, 9 | 2015-08 |
| Swagato Sourya Ghosh | Rep 4 | 2025-12 |
| Ge Huang | Rep 4, 9 | 2022-08 |
| Toby Walpole Hudson | Rep 4, 9 | Pre-2003 |
| Pui Yu Hui 許佩如 | Rep 1, 4, 9 | 2010-10 |
| Meihui Ji 紀美惠 | Rep 4 | 2025-09 |
| Stephen Cheuk Hang Kam 甘卓亨 | Rep 1, 4, 9 | 2018-11 |
| Kok Yuen Lai 黎覺圓 | Rep 1, 4, 9 | 2017-06 |
| Elaine Yuen Ling Lam 林宛玲 | Rep 1, 4, 9 | 2019-08 |
| Vivienne Wai Yie Lam 林惠儀 | Rep 4, 9 | 2024-01 |
| Yat Hong Colin Lam 林逸康 | Rep 1, 4, 9 | 2025-05 |
| Lai In Candy Lau 柳勵賢 | Rep 4, 9 | 2026-02 |
| Elaine Shuk Tak Lee 李淑德 | Rep 4 | Pre-2003 |
| King Fuei Lee | Rep 4, 9 | 2006-08 |
| Man Kit (SFC:AEY549) Lee 李文傑 | Rep 4, 9 | 2012-07 |
| Miu Chi Lee 利妙芝 | Rep 1, 4, 9 | 2012-01 |
| Yuk Kuen Lee 李玉娟 | Rep 1, 4 | 2022-05 |
| Kwan Wai Leung 梁鈞瑋 | Rep 1, 4 | 2023-02 |
| Priscilla Mankei Li 李敏琪 | Rep 1, 4, 9 | 2023-05 |
| Xiao Yu Li 李晓宇 | Rep 4 | 2021-12 |
| Joyce Kah Hwi Lim | Rep 1, 4 | 2024-09 |
| Han-Chih Liu 劉翰芷 | Rep 4, 9 | 2019-02 |
| Shiyun Liu 刘诗云 | Rep 1, 4 | 2022-08 |
| Wai Keung Liu 廖偉強 | Rep 1 | 2004-10 |
| Lai Ha Lo 盧麗霞 | Rep 1 | 2007-08 |
| Jay C. Luong 梁競之 | Rep 4, 9 | 2014-01 |
| Suk Ying (SFC:ALH735) Ma 馬淑英 | Rep 1 | 2025-01 |
| Derek Tak-Lai Man 文德禮 | Rep 1, 4, 9 | 2021-06 |
| Yoon Su Mok | Rep 1 | 2026-03 |
| Peng Fong (Huang Bingfeng) Ng | Rep 4, 9 | 2011-06 |
| Yan Ting Ng 吳胤婷 | Rep 1, 4, 9 | 2024-08 |
| Yat Hin Ng 吳日軒 | Rep 1, 4, 9 | 2023-05 |
| Ying Min Grace Ng 吳穎敏 | Rep 1 | 2012-07 |
| Robin Stewart Parbrook | Rep 4, 9 | 2025-11 |
| Jiayin Peng 彭嘉茵 | Rep 9 | 2026-01 |
| Yuyu Peng 彭煜宇 | Rep 1, 4, 9 | 2024-08 |
| Jose Pedro Pinheiro Pereira de Moura | Rep 1, 4 | 2022-08 |
| Jose Kar Kiu Pun 潘加翹 | Rep 4, 9 | 2018-08 |
| Jun Qian 錢軍 | Rep 1 | 2019-09 |
| Chit Fai Siu 蕭捷輝 | Rep 1, 4, 9 | 2021-08 |
| Mervyn Hoy Chun Joseph Tang 鄧鎧俊 | Rep 1, 4, 9 | 2021-08 |
| Wing Chi Tsang 曾穎芝 | Rep 1 | 2021-10 |
| Pui Kwan (SFC:AFF231) Tse 謝佩坤 | Rep 1, 4, 9 | 2021-08 |
| Chee Cheung Tsui 徐梓翔 | Rep 1, 4, 9 | 2021-07 |
| Amelia Ngar Men Wong 黃雅雯 | Rep 4, 9 | 2007-11 |
| Kwan Ho (SFC:BVF684) Wong 王君豪 | Rep 1, 4, 9 | 2024-08 |
| Shu Xian Melanie Wong 王淑嫻 | Rep 1, 4 | 2021-07 |
| Jeonghoon Yang 楊禎訓 | Rep 4 | 2017-10 |
| Christopher Seeching Yim 嚴司政 | Rep 4 | 2021-07 |
| Che Kaei Yu 游智凱 | Rep 1, 4, 9 | 2021-09 |
| Yundi Zhao 趙芸笛 | Rep 1, 4, 9 | 2024-08 |
| Chong Zheng 鄭冲 | Rep 4, 9 | 2013-11 |
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