Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Junan Securities (Hong Kong) Limited (國泰君安證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ABY236. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities. Current licensed staff on file: 382 (total recorded over time: 1070). Earliest licence on file: 2021-04-09.
- Category:
-
Sell side · Brokerage
- Registered address:
- 26/F-28/F, Low Block Grand Millennium Plaza, 181 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2021-04-09 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-30 |
| Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
| Type 9 - Asset management | Pre-2003 | 2004-03-30 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (1070)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Yee Chan 陳家怡 | RO 1 | 2026-05 | Present |
| Yu Wei Chang 張佑瑋 | RO 1 Rep 1, 4 | 2023-05 | Present |
| Liang Chen 陳亮 | RO 1 Rep 1 | 2021-12 | Present |
| Yi-Yin Chen 陳怡吟 | RO 1, 4 Rep 1, 4 | 2012-07 | Present |
| Man Chi Cheng 鄭敏芝 | RO 1, 4 Rep 1, 4 | 2018-10 | Present |
| Sheung Lun Chu 朱上倫 | RO 1 Rep 1 | 2018-10 | Present |
| Chenying Ding 丁陳穎 | RO 1, 4 Rep 1, 4 | 2017-06 | Present |
| Wai Kim Fong 方偉儉 | RO 1 Rep 1, 4 | 2018-04 | Present |
| Bo Huang 黃博 | RO 4 Rep 4 | 2016-12 | Present |
| Xiaoyan Jiang 蔣小燕 | RO 1, 4 Rep 1, 4 | 2013-10 | Present |
| Lap Wa Kwok 郭立華 | RO 1 Rep 1, 4 | 2018-07 | Present |
| Kin Kwok Ken Lam 林建國 | RO 1, 4 Rep 1, 4 | 2022-04 | Present |
| Tat Hung Lam 林達鴻 | RO 1 Rep 1 | 2020-11 | Present |
| Tat Shing Lam 林達誠 | RO 1 Rep 1, 4 | 2013-09 | Present |
| Qiang Lei 雷強 | RO 1, 4 Rep 1, 4 | 2012-03 | Present |
| Jean Tan Li 李丹 | RO 1 Rep 1 | 2008-01 | Present |
| Jason Jie Sheng Liu 劉傑生 | RO 4 Rep 4 | 2025-05 | Present |
| Simon Wing Chung Lou 羅永頌 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Hung Kik Lui 呂鴻極 | RO 1, 4 Rep 1, 4 | 2012-03 | Present |
| Zhe Mao 毛哲 | RO 1, 4 Rep 1, 4 | 2021-09 | Present |
| Shu Ouyang 歐陽姝 | RO 1, 4 Rep 1, 4 | 2015-11 | Present |
| Haiying Qi 祁海英 | RO 1, 2, 4 | 2019-01 | Present |
| Ki Fung Shek 石奇峯 | RO 1 Rep 1, 4 | 2018-05 | Present |
| Jeffrey Yiu Cho Sit 薛耀祖 | RO 1, 4 Rep 1, 4 | 2019-02 | Present |
| Cheng Song 宋誠 | RO 1, 4 Rep 1, 4 | 2024-01 | Present |
| Yi Lam Sun 孫意琳 | RO 1 Rep 1 | 2005-11 | Present |
| Junhong Wang 汪俊紅 | RO 4 Rep 1, 4 | 2013-07 | Present |
| Tong Wang 王彤 | RO 1 Rep 1 | 2017-07 | Present |
| Wei Wang 王威 | RO 1 Rep 1 | 2023-09 | Present |
| Wai Yuen Vincent Yam 任維淵 | RO 1, 4 Rep 1, 4 | 2018-04 | Present |
| Keng Chun Yeo 楊慶春 | RO 1, 2, 4 Rep 1, 4 | 2018-10 | Present |
| Tze Fung Yeung 楊子峰 | RO 1 Rep 1 | 2010-01 | Present |
| Fung Yim 閻峰 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Ka Fai Yu 余家輝 | RO 1, 2, 4 Rep 1, 4 | 2018-11 | Present |
| Hao Zhou 周浩 | RO 4 Rep 4 | 2022-08 | Present |
| Wai Chi Ao Ieong 歐陽惠慈 | Rep 1, 4 | 2019-09 | Present |
| Tik Sun Au 區廸新 | Rep 1 | 2023-04 | Present |
| Boyi Bao 鮑波屹 | Rep 1 | 2026-06 | Present |
| Keying Cai 蔡可颖 | Rep 1 | 2023-11 | Present |
| Shixin Cai 蔡時欣 | Rep 1, 4 | 2026-02 | Present |
| Calvin Tak Man Chan 陳德文 | Rep 1, 4 | 2012-10 | Present |
| Cheung Kam Chan 陳章淦 | Rep 1, 4 | 2019-10 | Present |
| Chi Man Chan 陳智敏 | Rep 1 | 2022-03 | Present |
| Chi Wai Chan 陳致偉 | Rep 1, 4 | 2023-11 | Present |
| Chung Yin Chan 陳仲嬿 | Rep 1, 4 | 2025-07 | Present |
| Esther Chan 陳穎謙 | Rep 1, 4 | 2018-10 | Present |
| Hiu Tung Ivan Chan 陳曉東 | Rep 1, 4 | 2022-06 | Present |
| Hoi Fung Chan 陳凱峰 | Rep 1, 4 | 2018-09 | Present |
| Ivan Man Hung Chan 陳文洪 | Rep 1, 4 | 2018-09 | Present |
| Ka Yi Chan 陳嘉兒 | Rep 1, 4 | 2025-09 | Present |
| Kai Yin Chan 陳佳燕 | Rep 1, 4 | 2020-05 | Present |
| Kelly Chan 陳家禮 | Rep 1 | 2020-09 | Present |
| Kong Yin Chan 陳廣賢 | Rep 1, 4 | 2019-04 | Present |
| Man Tik Chan 陳文迪 | Rep 1, 4 | 2013-08 | Present |
| Man Yi Chan 陳文意 | Rep 1, 4 | 2019-12 | Present |
| Shing Yip Chan 陳成業 | Rep 1, 4 | 2026-01 | Present |
| Steve Tsz Chun Chan 陳梓駿 | Rep 1, 4 | 2026-08 | Present |
| Suk Fong Chan 陳淑芳 | Rep 1, 4 | 2018-05 | Present |
| Sunny Chi Cheung Chan 陳志翔 | Rep 1, 4 | 2019-03 | Present |
| Sze Hon Chan 陳詩翰 | Rep 1, 4 | 2022-08 | Present |
| Tai Ching Michael Chan 陳大禎 | Rep 1 | 2019-01 | Present |
| Wai Tung Chan 陳偉東 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Bingjian Chen 陳冰鑒 | Rep 1, 4 | 2025-11 | Present |
| Chi Hing Chen 陳志興 | Rep 1, 4 | 2019-05 | Present |
| Huaizhe Chen 陳懷哲 | Rep 1, 4 | 2026-01 | Present |
| Mengzhou Chen 陈梦舟 | Rep 1, 4 | 2020-05 | Present |
| Mingdong Chen 陳銘東 | Rep 1, 4 | 2024-06 | Present |
| Sida Chen 陳斯达 | Rep 1, 4 | 2020-01 | Present |
| Wuhao Chen 陳吳昊 | Rep 1, 4 | 2019-03 | Present |
| Ying Chen 陳穎 | Rep 1, 4 | 2009-11 | Present |
| Yingying Chen 陳盈盈 | Rep 1 | 2007-01 | Present |
| Yuhang Chen 陳煜航 | Rep 1 | 2025-09 | Present |
| Zhenyuan Chen 陳貞媛 | Rep 1 | 2010-03 | Present |
| Ziyi Chen 陳子懿 | Rep 1, 4 | 2024-06 | Present |
| Fang Cheng 成芳 | Rep 1, 4 | 2021-07 | Present |
| Hao Cheng 程浩 | Rep 1, 4 | 2023-03 | Present |
| Jing Cheng 成静 | Rep 1 | 2025-11 | Present |
| Kwan Lok Cheng 鄭群樂 | Rep 1 | 2021-09 | Present |
| Kwok Ming Cheng 鄭國明 | Rep 1 | 2016-10 | Present |
| Raymond Man Ho Cheng 鄭文浩 | Rep 1 | 2018-10 | Present |
| Siu Wa Cheng 鄭少華 | Rep 1 | 2021-01 | Present |
| Tsz Hin Cheng 鄭梓軒 | Rep 1 | 2019-07 | Present |
| Yitong Cheng 程已桐 | Rep 1, 4 | 2026-02 | Present |
| Yuen Kin Cheng 鄭源見 | Rep 1, 4 | 2017-09 | Present |
| Chi Hang Cheung 張智恒 | Rep 1, 4 | 2019-11 | Present |
| Ka Lai Cheung 章嘉麗 | Rep 1, 4 | 2018-09 | Present |
| Ming Hung Cheung 張銘洪 | Rep 1 | 2008-07 | Present |
| Chung Him Chi 池仲謙 | Rep 1 | 2015-06 | Present |
| Pei Tzu Chiu 邱珮慈 | Rep 1, 4 | 2020-04 | Present |
| Wai Yan Choi 蔡瑋恩 | Rep 1, 4 | 2024-01 | Present |
| Oi Ki Chow 周藹琪 | Rep 1 | 2020-09 | Present |
| Shun Chiu Chow 周汛釗 | Rep 1, 4 | 2019-08 | Present |
| Lorraine Ka Kwan Chu 朱嘉群 | Rep 1, 4 | 2019-02 | Present |
| Yin Man Chu 朱賢文 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Ying Chu 朱瑩 | Rep 1, 4 | 2011-07 | Present |
| Jingyi Cui 崔婧怡 | Rep 4 | 2016-11 | Present |
| Zhenzhen Cui 崔珍珍 | Rep 4 | 2023-07 | Present |
| Huiwei Dai 戴惠偉 | Rep 1 | 2007-11 | Present |
| Keni Dai 戴可妮 | Rep 1, 4 | 2023-05 | Present |
| Yunfei Dai 戴韵菲 | Rep 1 | 2026-01 | Present |
Showing 1–100 of 1070
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