Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Junan Securities (Hong Kong) Limited (國泰君安證券(香港)有限公司), CE reference ABY236. Currently licensed for regulated activity type(s) 1, 2, 4. Current licensed staff on file: 362.
Registered address
26/F-28/F, Low Block Grand Millennium Plaza, 181 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2021-04-09 | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | 2004-03-30 |
| Type 7 — Providing automated trading services | present | 2003-08-26 |
| Type 9 — Asset management | present | 2004-03-30 |
Licensed staff (362)
As of
| Name | Activities | Since |
|---|---|---|
| Yu Wei Chang 張佑瑋 | RO 1 Rep 4 | 2026-02 |
| Liang (SFC:AWM930) Chen 陳亮 | RO 1 | 2022-06 |
| Yi-Yin Chen 陳怡吟 | RO 1, 4 | 2020-07 |
| Sheung Lun Chu 朱上倫 | RO 1 | 2024-04 |
| Chenying Ding 丁陳穎 | RO 1, 4 | 2022-06 |
| Bo Huang 黃博 | RO 4 | 2020-10 |
| Xiaoyan Jiang 蔣小燕 | RO 1, 4 | 2019-09 |
| Kin Kwok Ken Lam 林建國 | RO 1, 4 | 2023-09 |
| Tat Hung Lam 林達鴻 | RO 1 | 2023-06 |
| Tat Shing Lam 林達誠 | RO 1 Rep 4 | 2024-02 |
| Qiang Lei 雷強 | RO 1, 4 | 2016-08 |
| Jason Jie Sheng Liu 劉傑生 | RO 4 | 2025-11 |
| Simon Wing Chung Lou 羅永頌 | RO 1 | 2018-06 |
| Hung Kik Lui 呂鴻極 | RO 1 Rep 4 | 2020-08 |
| Zhe Mao 毛哲 | RO 1, 4 | 2024-05 |
| Shu Ouyang 歐陽姝 | RO 1, 4 | 2019-09 |
| Haiying Qi 祁海英 | RO 1, 2, 4 | 2022-12 |
| Cheng Song 宋誠 | RO 1, 4 | 2025-12 |
| Yi Lam Sun 孫意琳 | RO 1 | 2020-11 |
| Junhong Wang 汪俊紅 | RO 4 Rep 1 | 2024-07 |
| Tong (SFC:BJV907) Wang 王彤 | RO 1 | 2026-01 |
| Wei (SFC:APR020) Wang 王威 | RO 1 | 2024-04 |
| Wai Yuen Vincent Yam 任維淵 | RO 1, 4 | 2022-06 |
| Keng Chun Yeo 楊慶春 | RO 1, 2, 4 | 2022-07 |
| Tze Fung Yeung 楊子峰 | RO 1 | 2012-05 |
| Fung Yim 閻峰 | RO 1, 4 | 2019-01 |
| Ka Fai Yu 余家輝 | RO 1, 2, 4 | 2021-04 |
| Hao (SFC:BSW185) Zhou 周浩 | RO 4 | 2023-06 |
| Wai Chi Ao Ieong 歐陽惠慈 | Rep 1, 4 | 2019-09 |
| Tik Sun Au 區廸新 | Rep 1 | 2023-04 |
| Yang (SFC:BOR612) Bai 白揚 | Rep 1 | 2025-01 |
| Shixin Cai 蔡時欣 | Rep 1, 4 | 2026-02 |
| Calvin Tak Man Chan 陳德文 | Rep 1, 4 | 2026-03 |
| Cheung Kam Chan 陳章淦 | Rep 1, 4 | 2019-10 |
| Chi Man (SFC:APW196) Chan 陳智敏 | Rep 1 | 2022-03 |
| Chi Wai (SFC:AHK670) Chan 陳致偉 | Rep 1, 4 | 2026-03 |
| Chung Yin Chan 陳仲嬿 | Rep 1, 4 | 2025-07 |
| Esther Chan 陳穎謙 | Rep 1, 4 | 2018-10 |
| Hiu Tung Ivan Chan 陳曉東 | Rep 1, 4 | 2022-06 |
| Hoi Fung Chan 陳凱峰 | Rep 1, 4 | 2018-10 |
| Ivan Man Hung Chan 陳文洪 | Rep 1, 4 | 2018-09 |
| Ka Yi Chan 陳嘉兒 | Rep 1 | 2025-09 |
| Kai Yin Chan 陳佳燕 | Rep 1, 4 | 2020-05 |
| Kai Yin (SFC:BEC490) Chan 陳啟賢 | Rep 1, 4 | 2021-04 |
| Kelly Chan 陳家禮 | Rep 1 | 2020-09 |
| Kong Yin Chan 陳廣賢 | Rep 1, 4 | 2019-04 |
| Man Tik Chan 陳文迪 | Rep 1, 4 | 2017-03 |
| Man Yi Chan 陳文意 | Rep 1, 4 | 2021-01 |
| Shing Yip Chan 陳成業 | Rep 1, 4 | 2026-01 |
| Suk Fong Chan 陳淑芳 | Rep 1, 4 | 2018-05 |
| Sunny Chi Cheung Chan 陳志翔 | Rep 1 | 2019-03 |
| Sze Hon Chan 陳詩翰 | Rep 1, 4 | 2022-08 |
| Tai Ching Michael Chan 陳大禎 | Rep 1 | 2019-01 |
| Wai Tung Chan 陳偉東 | Rep 1 | Pre-2003 |
| Bingjian Chen 陳冰鑒 | Rep 1, 4 | 2025-11 |
| Chi Hing Chen 陳志興 | Rep 1, 4 | 2019-06 |
| Huaizhe Chen 陳懷哲 | Rep 1, 4 | 2026-01 |
| Mengzhou Chen 陈梦舟 | Rep 1, 4 | 2020-05 |
| Mingdong Chen 陳銘東 | Rep 1, 4 | 2024-06 |
| Sida (SFC:APQ831) Chen 陳斯达 | Rep 1, 4 | 2020-01 |
| Wuhao Chen 陳吳昊 | Rep 1, 4 | 2019-03 |
| Xinyi Chen 陳心怡 | Rep 1, 4 | 2025-04 |
| Ying (SFC:ASX209) Chen 陳穎 | Rep 1 | 2009-11 |
| Yingying (SFC:AOJ051) Chen 陳盈盈 | Rep 1 | 2007-01 |
| Yuhang Chen 陳煜航 | Rep 1 | 2025-09 |
| Zhenyuan Chen 陳貞媛 | Rep 1 | 2010-03 |
| Ziyi (SFC:BUZ458) Chen 陳子懿 | Rep 1, 4 | 2024-06 |
| Fang Cheng 成芳 | Rep 1, 4 | 2022-07 |
| Hao Cheng 程浩 | Rep 1, 4 | 2023-10 |
| Jing Cheng 成静 | Rep 1 | 2025-11 |
| Kwan Lok Cheng 鄭群樂 | Rep 1 | 2021-09 |
| Kwok Ming Cheng 鄭國明 | Rep 1 | 2016-10 |
| Man Chi (SFC:AGC897) Cheng 鄭敏芝 | Rep 1, 4 | 2023-03 |
| Raymond Man Ho Cheng 鄭文浩 | Rep 1 | 2018-10 |
| Siu Wa Cheng 鄭少華 | Rep 1 | 2021-01 |
| Tsz Hin Cheng 鄭梓軒 | Rep 1 | 2019-07 |
| Yitong Cheng 程已桐 | Rep 1, 4 | 2026-02 |
| Yuen Kin Cheng 鄭源見 | Rep 1, 4 | 2021-11 |
| Chi Hang Cheung 張智恒 | Rep 1, 4 | 2019-12 |
| Ka Lai Cheung 章嘉麗 | Rep 1, 4 | 2018-09 |
| Ming Hung Cheung 張銘洪 | Rep 1 | 2008-07 |
| Chung Him Chi 池仲謙 | Rep 1 | 2015-06 |
| Pei Tzu Chiu 邱珮慈 | Rep 1, 4 | 2020-04 |
| Wai Yan Choi 蔡瑋恩 | Rep 1, 4 | 2024-01 |
| Oi Ki Chow 周藹琪 | Rep 1 | 2020-09 |
| Shun Chiu Chow 周汛釗 | Rep 1, 4 | 2019-08 |
| Lorraine Ka Kwan Chu 朱嘉群 | Rep 1, 4 | 2019-02 |
| Yin Man Chu 朱賢文 | Rep 1 | Pre-2003 |
| Ying Chu 朱瑩 | Rep 1 | 2011-07 |
| Jingyi Cui 崔婧怡 | Rep 4 | 2016-11 |
| Zhenzhen Cui 崔珍珍 | Rep 4 | 2023-07 |
| Huiwei Dai 戴惠偉 | Rep 1 | 2007-11 |
| Keni Dai 戴可妮 | Rep 1, 4 | 2023-05 |
| Yunfei Dai 戴韵菲 | Rep 1 | 2026-01 |
| Chengqi Deng 邓铖琦 | Rep 4 | 2026-03 |
| Chong Deng 鄧冲 | Rep 1 | 2025-03 |
| Jiaheng Ding 丁佳珩 | Rep 1, 4 | 2026-02 |
| Jialu Ding 丁嘉璐 | Rep 1 | 2025-11 |
| Qi Dong 董琦 | Rep 4 | 2023-07 |
| Chao Du 杜超 | Rep 1 | 2026-02 |
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