HSBC Global Asset Management (Hong Kong) Limited

CE No. AAF684 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Global Asset Management (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAF684. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 202 (total recorded over time: 720). Earliest licence on file: 2006-03-29.

Registered address

HSBC Main Building, 1 Queen's Road Central

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2006-03-29 present
Type 2 - Dealing in futures contracts 2010-09-20 present
Type 4 - Advising on securities present present
Type 5 - Advising on futures contracts present present
Type 9 - Asset management present present
Type 6 - Advising on corporate finance present 2004-05-07

Licensed staff (all-time) (720)
Active on date

Name Activities First licensed To
Elizabeth Anne Allen 林安妮 RO 1, 2, 4, 5, 9 Rep 1, 4, 9 2011-10 Present
Rudolf Eduard Walter Apenbrink RO 1, 4, 9 2007-07 2010-10
King Lun Au 區景麟 RO 1, 4, 5, 6, 9 Pre-2003 2008-08
Soren Beck-Petersen RO 1, 4, 9 Rep 1, 4, 9 2015-08 2021-05
William Anthony Benjamin RO 1, 4, 9 Rep 1, 4, 9 2018-08 Present
Pedro Augusto Botelho Bastos RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2009-09 2022-05
Alison Rosemary Brown RO 1, 4, 9 Rep 1, 4, 9 2015-07 2022-09
Cecilia Po Chi Chan 陳寶枝 RO 1, 2, 4, 5, 9 Rep 4, 6, 9 Pre-2003 2023-11
Suk Man Chan 陳淑敏 RO 1, 4, 5, 9 Rep 1, 4, 5, 9 2010-06 2019-12
Sridhar Chandrasekharan RO 1, 4, 9 Rep 1, 4, 9 2015-08 2019-09
Tat Sean Chang 鄭達成 RO 1, 4, 9 2010-06 2012-04
Eugene Ju Chuen Chen RO 4, 9 Pre-2003 2003-10
Edmund Yuk Hung Chong 莊鈺洪 RO 1, 4 Rep 1, 4, 9 2010-06 2015-03
Yeh Ling Chong RO 1, 4, 9 Rep 1, 4, 9 2017-01 Present
Paul Man Yiu Chow 周文耀 RO 4, 6, 9 Pre-2003 2003-04
Yin Kwan Chow 周妍君 RO 4, 9 Rep 4, 5, 9 2003-04 2007-03
Patrice Pierre Henri Conxicoeur RO 1, 2, 4, 5, 9 Rep 1, 4, 5, 9 2008-07 2022-07
Michael Cross RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2023-11 Present
Sanjiv Duggal RO 1, 4, 5, 9 Rep 1, 2, 4, 5, 9 2009-08 2024-06
Ayaz Hatim Ebrahim RO 1, 2, 4, 5, 9 Pre-2003 2011-05
Elina Ka Wai Fung 馮家慧 RO 1, 4, 9 Rep 1, 4, 5, 9 2010-06 Present
Leon Goldfeld RO 1, 4, 5, 9 Rep 4, 5, 9 2004-07 2010-06
Denis James Gould RO 1, 2, 4, 5, 9 Rep 1, 4, 5, 9 2011-07 2022-08
Winnie Wai Yin Hau 侯慧賢 RO 4, 9 Rep 1, 4, 5, 6, 9 Pre-2003 2011-07
Andy Ho 何肇聰 RO 1, 2, 9 Rep 1, 2, 4, 9 2021-10 Present
Wai Fun Ho 何慧芬 RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2021-11 Present
Yuk Chun Hsieh 佘玉真 RO 1, 2, 4, 9 Rep 1, 2, 4, 6, 9 Pre-2003 2011-06
Jasmine Yee Ting Hung 洪綺婷 RO 1, 4, 9 Rep 1, 4, 9 2017-06 Present
Masayuki Kaneko RO 1, 4, 9 Rep 1, 4, 9 2024-02 Present
John Nicholas Kearns RO 1, 4, 9 Rep 1, 4, 9 2024-01 Present
Julie J Koo RO 1, 4, 9 Rep 1, 4, 9 2010-02 2015-02
Siu Yan Lai 賴少忍 RO 1, 2 Rep 1, 2, 4, 6, 9 Pre-2003 2025-08
Po Yee Lam 林寶儀 RO 4 Rep 4, 6, 9 Pre-2003 2014-04
Andrew Shu Yan Lee 李樹仁 RO 1, 2, 4, 5, 9 Rep 1, 4, 5, 9 2005-01 2011-08
Ching Cheong Lee 李政昌 RO 1, 4, 5, 9 Rep 4, 5, 6, 9 Pre-2003 2011-07
Sandra Yuen Man Lee 李婉雯 RO 4, 9 Rep 6 Pre-2003 2005-11
Suen Chun Lee 李選進 RO 4, 9 Rep 4, 9 2003-09 2022-07
Andrew Wing Che Leung 梁穎致 RO 4, 5, 9 Rep 4, 5, 6, 9 Pre-2003 2007-01
James Samuel Levy RO 1, 2, 4 Rep 1, 2, 4, 9 2011-03 2021-10
Charles Sai Yiu Li 李世耀 RO 1, 4, 9 Rep 1, 4, 9 2022-09 Present
Edith Lin 林祥玲 RO 1, 4, 9 Rep 1, 4, 9 2018-07 2026-04
Alan Chi Lun Liu 廖志崙 RO 4, 5, 9 Rep 4, 5, 6, 9 Pre-2003 2005-08
Kristie Choi Man Loaring 沈賽文 RO 1, 4 Rep 4, 9 2004-08 2011-11
Guillermo Eduardo Maldonado-Codina RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 Pre-2003 2021-04
Caroline Yu Maurer 沈昱 RO 1, 4, 9 Rep 1, 4, 5, 9 2020-09 Present
Philip Wan Yu Mok 莫韻餘 RO 1, 4, 5, 9 Rep 4, 5, 9 2003-05 2015-02
Marco Montanari RO 1, 4, 9 Rep 1, 4, 9 2022-02 Present
Nicolas Jean Marie Denis Moreau RO 1, 4, 9 Rep 1, 4, 9 2021-12 Present
Alfred Lap Chung Mui 梅立中 RO 1, 4, 5, 9 Rep 1, 4, 6, 9 Pre-2003 2026-04
Joanna Mary Munro RO 1, 4, 9 Rep 1 2010-03 2014-07
Emin Yigit Onat RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2022-07 Present
Husan Pai 白浩森 RO 1, 4, 5, 9 Rep 4, 5, 6, 9 Pre-2003 2014-12
Chung Shia Jacqueline Pang 馮崇霞 RO 1, 4, 9 Rep 1, 4, 9 2021-01 2026-04
Blair Chilton Pickerell RO 1, 4, 9 2003-07 2007-05
Paul Simon Rhodes RO 1, 4, 9 Rep 1, 4, 9 2024-04 Present
Gordon Pierre Rodrigues RO 1, 4, 9 Rep 1, 4, 9 2007-12 Present
Wai Chun Shum 沈偉俊 RO 1, 4, 9 Rep 1, 4, 9 2007-10 2010-04
Susannah Mary Spence RO 4, 9 Rep 1, 4, 5, 6, 9 Pre-2003 2020-08
Anita Varga RO 1, 4 Rep 1, 4, 9 2014-12 2022-04
Brenda Yuen Ting Wong RO 1, 4, 9 Rep 1, 4, 9 2018-09 2024-06
Sze Ki Yip 葉士奇 RO 1, 4, 5, 9 Rep 1, 4, 9 2010-07 2022-10
Guilherme George Abbud Rep 1 2015-04 2015-04
Sami Julian Abouzahr Rep 4, 9 2010-06 2013-04
Francis Nikolai Madayag Acosta Rep 1, 4, 9 2025-01 Present
Christopher Richard Adams Rep 1, 4, 9 2011-10 2014-05
Jun Hwuy An Rep 1, 4, 9 2025-04 Present
Victor Crisol Arakaki Rep 1 2010-05 2012-10
Pui Ting Au 歐佩婷 Rep 4, 9 2006-02 2006-12
Tsz Ki Au 區子祈 Rep 1, 4, 9 2025-10 Present
Wilson Wai Kwan Au 歐維鈞 Rep 1, 4, 9 2019-03 Present
Wing Tung Au 歐穎桐 Rep 9 2010-09 2010-12
Divya Balakrishnan Rep 1 2013-01 2013-02
Xavier Francois Baraton Rep 1, 4 2010-04 2025-05
Antonio Barbera Rep 1, 4 2023-10 2023-10
Jean-Charles Bertrand Rep 1, 4 2010-06 2026-06
Muskan Bhimsaria Rep 1, 4, 9 2023-10 Present
Meike Bliebenicht Rep 1 2018-06 2019-03
Luke Jonathan Boardman Rep 1, 4, 9 2012-12 2015-07
Juliana Campos de Araujo Bonfa Rep 1, 4 2008-04 2008-11
Oliver Amadeus Boulind Rep 1, 4 2025-09 2026-03
Simon Alexander Bourke Rep 1, 4, 9 2014-09 2020-08
Remi William Jacques Bourrette Rep 1, 4, 9 2023-05 2024-07
Mary Gottshall Bowers Rep 1 2018-04 2018-04
Loic Yves Aurelien Brach Rep 1, 4, 9 2018-10 2023-06
Sascha Franz Breitfuss Rep 1, 4, 9 2008-02 2009-08
Alexandre Francois Joseph Broggi Rep 1, 4, 9 2021-02 2024-06
Kara Kyung Wha Byun Rep 1, 4, 9 2022-10 2025-12
Jinru Cai 蔡瑾如 Rep 1, 4, 5, 9 2024-10 Present
Luther Bryan Carter Rep 1, 4 2024-09 2025-06
Alan Ho Kei Chan 陳號麒 Rep 1, 4, 5, 9 2021-04 Present
Angel On Kei Chan 陳安琪 Rep 1, 4, 9 2010-11 2014-03
Ann Chi On Chan 陳芷安 Rep 4, 6, 9 Pre-2003 2004-04
Celia King Ki Chan 陳景琪 Rep 1, 4, 9 2010-06 2011-01
Chi Nang Chan 陳志能 Rep 1, 4, 9 2007-09 2021-07
Chi Tat Chan 陳志達 Rep 1, 4, 9 2016-03 2018-01
Chun Man (SFC:AGJ907) Chan 陳俊文 Rep 1, 4, 9 2021-07 2026-01
Danny Tsz Fung Chan 陳梓楓 Rep 1, 4, 9 2022-02 Present
Debbie Ka Yee Chan 陳嘉怡 Rep 1, 4, 5, 9 2004-01 Present
Dominic Leonard Chan 陳文頌 Rep 1, 4, 9 2025-01 Present
Fiona Nga Yee Chan 陳雅儀 Rep 1, 4, 6, 9 Pre-2003 2008-05
Showing 1–100 of 720

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