HSBC Global Asset Management (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Global Asset Management (Hong Kong) Limited, CE reference AAF684. Currently licensed for regulated activity type(s) 1, 2, 4, 5, 9. Current licensed staff on file: 207.
Registered address
HSBC Main Building, 1 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2006-03-29 | present |
| Type 2 — Dealing in futures contracts | 2010-09-20 | present |
| Type 4 — Advising on securities | present | present |
| Type 5 — Advising on futures contracts | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2004-05-07 |
Licensed staff (207)
As of
| Name | Activities | Since |
|---|---|---|
| Elizabeth Anne Allen 林安妮 | RO 1, 2, 4, 5, 9 | 2021-05 |
| William Anthony Benjamin | RO 1, 4, 9 | 2025-02 |
| Yeh Ling Chong | RO 1, 4, 9 | 2024-07 |
| Michael Cross | RO 1, 2, 4, 5, 9 | 2024-02 |
| Elina Ka Wai Fung 馮家慧 | RO 1, 4, 9 Rep 5 | 2025-10 |
| Andy Ho 何肇聰 | RO 1, 2, 9 Rep 4 | 2022-03 |
| Wai Fun Ho 何慧芬 | RO 1, 2, 4, 5, 9 | 2022-02 |
| Jasmine Yee Ting Hung 洪綺婷 | RO 1, 4, 9 | 2023-04 |
| Masayuki Kaneko | RO 1, 4, 9 | 2024-08 |
| John Nicholas Kearns | RO 1, 4, 9 | 2024-08 |
| Charles Sai Yiu Li 李世耀 | RO 1, 4, 9 | 2023-03 |
| Caroline Yu Maurer 沈昱 | RO 1, 4, 9 Rep 5 | 2021-01 |
| Marco Montanari | RO 1, 4, 9 | 2022-09 |
| Nicolas Jean Marie Denis Moreau | RO 1, 4, 9 | 2022-05 |
| Alfred Lap Chung Mui 梅立中 | RO 1, 4, 5, 9 | 2021-05 |
| Emin Yigit Onat | RO 1, 2, 4, 5, 9 | 2022-11 |
| Chung Shia Jacqueline Pang 馮崇霞 | RO 1, 4, 9 | 2021-07 |
| Paul Simon Rhodes | RO 1, 4, 9 | 2024-07 |
| Gordon Pierre Rodrigues | RO 1, 4, 9 | 2022-05 |
| Francis Nikolai Madayag Acosta | Rep 1, 4, 9 | 2025-01 |
| Jun Hwuy An | Rep 1, 4, 9 | 2025-04 |
| Tsz Ki Au 區子祈 | Rep 1, 4, 9 | 2025-10 |
| Wilson Wai Kwan Au 歐維鈞 | Rep 1, 4, 9 | 2019-03 |
| Muskan Bhimsaria | Rep 1, 4, 9 | 2024-06 |
| Jinru Cai 蔡瑾如 | Rep 1, 4, 5, 9 | 2025-08 |
| Alan Ho Kei Chan 陳號麒 | Rep 1, 4, 5, 9 | 2021-04 |
| Danny Tsz Fung Chan 陳梓楓 | Rep 1, 4, 9 | 2022-02 |
| Debbie Ka Yee Chan 陳嘉怡 | Rep 1, 4, 5, 9 | 2025-11 |
| Dominic Leonard Chan 陳文頌 | Rep 1, 4, 9 | 2025-02 |
| Frederick Wei Hin Chan 陳瑋軒 | Rep 1, 4, 9 | 2024-09 |
| Pak Lok Caesar Chan 陳柏駱 | Rep 1, 4, 5, 9 | 2025-08 |
| Ut Ieong Chan 陳悅楊 | Rep 1, 4, 9 | 2019-03 |
| Ka Ying Chau 巢家瑩 | Rep 1, 4, 9 | 2013-07 |
| Emily Chen | Rep 1, 4, 9 | 2017-10 |
| Stanley Chen | Rep 1, 4, 5, 9 | 2025-09 |
| Tianqi Chen 陳天琦 | Rep 1, 4, 9 | 2026-01 |
| Wei-Yuan Chen 陳威元 | Rep 1, 4, 9 | 2020-04 |
| Yi-Chun Chen 陳怡君 | Rep 1, 4, 9 | 2016-02 |
| Ying-Jo Chen 陳瑩若 | Rep 1, 4, 9 | 2012-05 |
| Hoi Yan (SFC:BUE378) Cheng 鄭凱昕 | Rep 1, 4, 9 | 2023-11 |
| King Hong Cheng 鄭競康 | Rep 1, 4, 9 | 2023-09 |
| Kwok Sum Cheng 鄭國森 | Rep 1, 2, 4, 5, 9 | 2022-06 |
| Jessica Hing Ying Cheung 張卿瑩 | Rep 1, 4, 5, 9 | 2021-08 |
| Man Yau Cheung 張萬鈾 | Rep 1, 4, 9 | 2022-06 |
| Peter Ka Hing Chiu 招家慶 | Rep 1, 4, 9 | 2020-07 |
| Kar Lam Choi 蔡嘉霖 | Rep 1, 4, 5, 9 | 2025-09 |
| Yuvin Choi | Rep 1, 4, 9 | 2025-09 |
| Chee Ming Choong | Rep 1, 4, 5, 9 | 2021-07 |
| Kam Ling Chow 周錦玲 | Rep 1, 4, 9 | 2025-06 |
| Mitchelle Tze Wei Chow 周紫蕙 | Rep 1, 4, 9 | 2023-10 |
| Pui Hin Choy 蔡沛軒 | Rep 1, 4, 9 | 2025-08 |
| Zoe Miin I Chuang 莊閔伊 | Rep 1, 4, 9 | 2021-09 |
| Barry Joseph Chung 鍾伯麟 | Rep 1, 4, 9 | 2025-12 |
| Rafael Cintra Chiang | Rep 1, 4, 9 | 2024-07 |
| Xiao Dai 戴晓 | Rep 1, 4, 9 | 2025-05 |
| Raphael David | Rep 1, 4, 9 | 2022-11 |
| Suren Mark de Silva 狄樹仁 | Rep 1, 4, 9 | 2024-05 |
| Mounia El Kettani El Hamidi | Rep 1, 4, 9 | 2020-09 |
| Zacharias Cornelius Mathias Felzer | Rep 1, 4, 9 | 2024-01 |
| Thibaut Ferret | Rep 1, 4, 9 | 2021-05 |
| Christopher David Fletcher | Rep 1, 4, 9 | 2025-02 |
| Han Fu 付寒 | Rep 1, 4, 5, 9 | 2025-08 |
| Chin Lok Fung 馮展濼 | Rep 1, 2, 4, 5, 9 | 2025-05 |
| Zhuang Yi Goh | Rep 1, 4, 9 | 2023-05 |
| Chun Wang Heung 香俊宏 | Rep 1, 4, 9 | 2026-03 |
| Chi Kei Ho 何梓淇 | Rep 1, 4, 9 | 2021-09 |
| Judy May Wai Ho 何美蕙 | Rep 1, 4, 9 | 2015-11 |
| Lok Shan Ho 何樂山 | Rep 1, 4, 9 | 2024-10 |
| Hon Lam Hor 賀漢霖 | Rep 1, 4, 9 | 2014-05 |
| Anna Hu 胡安娜 | Rep 1, 4, 9 | 2024-10 |
| Genie Huang | Rep 1, 4, 5, 9 | 2023-11 |
| Tzu Chi Huang 黃姿淇 | Rep 1, 4, 9 | 2026-01 |
| Chak Hang Hui 許澤亨 | Rep 1, 4, 9 | 2026-02 |
| Mannix Yuen Fai Hui 許遠暉 | Rep 1, 4, 9 | 2019-07 |
| Shuk Hing Hui 許淑馨 | Rep 1, 4, 9 | 2023-09 |
| Jacqueline Chi-Ching Hung 孔芷晴 | Rep 1, 4, 9 | 2023-03 |
| Shan (SFC:BSZ764) Jiang 江山 | Rep 1, 2, 4, 5, 9 | 2024-12 |
| Jing Jin 金晶 | Rep 1, 4, 9 | 2021-08 |
| Hua Jing 景華 | Rep 1, 4, 5, 9 | 2021-07 |
| Sana Kakkar | Rep 1, 4, 9 | 2024-09 |
| Wai Man Ko 高偉文 | Rep 1, 4, 9 | 2007-07 |
| Xiangyi Kong 孔祥懿 | Rep 1, 4, 9 | 2023-06 |
| Fong Ming Koon 官晃名 | Rep 1, 4, 5, 9 | 2014-12 |
| Chun Fei Kwan 關振飛 | Rep 1, 4, 9 | 2024-03 |
| Man Chung Kwan 關文聰 | Rep 1, 4, 5, 9 | 2025-09 |
| Sarah King Wai Kwok 郭瓊蔚 | Rep 1, 4, 9 | 2021-09 |
| Siu Chung Kwong 鄺紹聰 | Rep 1, 4, 9 | 2019-05 |
| Chin Wai Lai 賴展懷 | Rep 1, 4, 9 | 2021-11 |
| Junxian Lai 賴俊賢 | Rep 1, 4, 9 | 2025-10 |
| So Ching Phoebe Lai 賴素貞 | Rep 1, 4, 9 | 2025-10 |
| Ying Tung Queenie Lai 黎映彤 | Rep 1, 4, 5, 9 | 2026-01 |
| Apple Ayumi Sze Wing Lam 林思穎 | Rep 1, 4, 9 | 2024-10 |
| Chun Yin Raymond Lam 林俊燃 | Rep 1, 4, 5, 9 | 2025-09 |
| Kimberly Seo Yun Lam 林書延 | Rep 1, 4, 9 | 2024-01 |
| Lok Ching Lam 林樂晴 | Rep 1, 4, 9 | 2024-05 |
| Mei Lam 林薇 | Rep 1, 4, 9 | 2025-08 |
| Pui Yan Lam 林培人 | Rep 1, 4, 9 | 2019-12 |
| Tsz Chun Lam 林子駿 | Rep 1, 4, 5, 9 | 2021-04 |
| Chi Kit Lau 劉子杰 | Rep 1, 4, 9 | 2023-09 |
| Chi Wing Cynthia Lau 劉智穎 | Rep 1, 4, 9 | 2025-03 |
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