Triada Capital Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Triada Capital Limited, a Hong Kong-based licensed corporation with CE reference AZG699. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 17). Earliest licence on file: 2012-06-21.
- Category:
-
Buyside · Asset management ?
- Registered address:
- Unit 2119, Level 21, New World Tower1, 16-18 Queen's Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2012-06-21 | present |
| Type 9 - Asset management | 2012-06-21 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (17)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jean-Marie Marc Michel Barreau | RO 4, 9 | 2012-06 | Present |
| Francois Jacques Marie Carnet | RO 4, 9 | 2012-06 | Present |
| Monica Lo-Ching Hsiao 蕭洛青 | RO 4, 9 Rep 4, 9 | 2013-09 | Present |
| Yi Ping Lin 林爾冰 | Rep 4, 9 | 2022-10 | 2025-07 |
| Xing Ju 巨星 | Rep 4, 9 | 2022-06 | 2022-10 |
| Austin Cyril Cam | Rep 4, 9 | 2021-06 | 2022-09 |
| Jing Wu 毋婧 | Rep 4, 9 | 2021-07 | 2022-05 |
| Dan Fang 方丹 | Rep 4, 9 | 2021-03 | 2022-02 |
| Jie Ying Low 劉洁穎 | Rep 4, 9 | 2021-11 | 2022-01 |
| Yijie Wang 王儀洁 | Rep 4, 9 | 2019-11 | 2021-09 |
| Yu Zhou 周雨 | Rep 4, 9 | 2020-08 | 2021-04 |
| Rui Zhang 張睿 | Rep 4, 9 | 2020-06 | 2021-03 |
| Man Lok Danny Hung 洪文諾 | Rep 4, 9 | 2018-05 | 2020-08 |
| Lodevico Jr. Mabunga Ulpo | Rep 4, 9 | 2019-04 | 2019-11 |
| James Christopher Brewer 布林生 | Rep 4, 9 | 2019-01 | 2019-04 |
| Ji Won Lee | Rep 4, 9 | 2015-07 | 2019-02 |
| Anna Marie Tham 譚妙芳 | RO 4, 9 Rep 4, 9 | 2013-08 | 2018-03 |
Showing 1–17 of 17
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司