Po Kay Securities & Shares Company Limited
步基證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Kay Securities & Shares Company Limited (步基證券有限公司), CE reference AAD452. Currently licensed for regulated activity type(s) 1, 4, 6. Current licensed staff on file: 13.
Registered address
14/F, Grand Building, 15-18 Connaught Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 7 — Providing automated trading services | present | 2004-11-01 |
| Type 9 — Asset management | present | 2005-06-28 |
Licensed staff (13)
As of
| Name | Activities | Since |
|---|---|---|
| William Yan Kwai Ng 吳仁貴 | RO 1, 4, 6 | 2006-03 |
| Shuk Ming Suen 孫淑明 | RO 1, 4, 6 | Pre-2003 |
| Joseph Chung Ping Tang 鄧頌平 | RO 1, 4, 6 | Pre-2003 |
| Simon King Hay Chan 陳景禧 | Rep 1, 4 | 2011-09 |
| On So Chow 周安素 | Rep 1 | 2020-09 |
| Siu Wah Chui 徐少華 | Rep 1 | 2016-11 |
| Mimi Pui Mi Fok 霍佩媚 | Rep 1 | Pre-2003 |
| Sin Chak Hung 洪先澤 | Rep 1 | 2013-10 |
| Koon Kau Lai 黎冠球 | Rep 1 | Pre-2003 |
| Sammy Yuk Shing Lau 劉毓盛 | Rep 1 | Pre-2003 |
| Clary Yuk Sen Pak 柏玉仙 | Rep 1 | 2013-03 |
| Nelson Tze Shan Tang 鄧子山 | Rep 1 | 2013-07 |
| Beatrice Sum Mui Wai 衛心梅 | Rep 1 | Pre-2003 |
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