Citigroup Global Markets Hong Kong Futures and Securities Limited

CE No. ABM371 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Citigroup Global Markets Hong Kong Futures and Securities Limited, a Hong Kong-based licensed corporation with CE reference ABM371. Current licensed staff on file: 0 (total recorded over time: 1422). Earliest licence on file: 2003-10-15.

Category:
Not categorized yet
Registered address:
N/A
Website:
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Licence history

ActivityFromTo
Type 1 - Dealing in securities 2003-10-15 2014-01-21
Type 2 - Dealing in futures contracts Pre-2003 2014-01-21
Type 5 - Advising on futures contracts Pre-2003 2003-10-13
Type 9 - Asset management Pre-2003 2003-10-13

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (1422)

Active on date
Name Activities First licensed To
Wendy Wai Tak Chan 陳慧德 Rep 1 2013-08 2014-01
Kin Chung Ma 馬健聰 Rep 1 2013-08 2014-01
Arom Pathammavong Rep 2 2006-09 2013-12
Ka Lap Wong 黃嘉立 Rep 1, 2 2011-12 2013-12
Anthony Ka King Ho 何家景 Rep 1, 2 2009-01 2013-11
Jun Zhang 張俊 Rep 1, 2 2011-12 2013-11
Tsui Lin Lai 黎翠蓮 Rep 1 2003-10 2013-11
Kenneth Hsi Jung Koo 顧希雍 Rep 1 2003-10 2013-11
Debashish Dutta Gupta Rep 1, 2, 5, 9 Pre-2003 2013-11
Jidi Liu 劉極地 Rep 1 2009-09 2013-11
Marta Joann Obando Rep 1 2008-08 2013-10
Lydia Ka Yee Mok 莫嘉怡 Rep 1, 2 2011-10 2013-10
Karis Liam Johann Sese Napa Rep 1, 2 2012-03 2013-10
Jinbo Cao 曹晋波 Rep 2 2005-08 2013-09
Vijay C Jote Rep 1, 2 2010-01 2013-09
Alicia Yuen Yee Ho 何婉兒 Rep 2 2009-05 2013-09
Hae Jin Kim Rep 2 2011-04 2013-09
Fung Man Leung 梁鳳敏 Rep 2 2012-06 2013-09
Stephen John Albutt Rep 1, 2 2010-05 2013-08
Mohammed Zuned Apabhai Rep 1, 2 2009-03 2013-08
Jeffrey Pok Ho Au 區博濠 Rep 2 2007-05 2013-08
Vincent Che Tim Au 歐智添 Rep 2 2013-06 2013-08
Wan Fung Au 區雲峰 Rep 1, 2 2006-09 2013-08
Shi Peng Awyong Rep 1, 2 2012-11 2013-08
June Seok Baek 白埈錫 Rep 2 2003-07 2013-08
Kohei Banno Rep 1 2010-12 2013-08
Andrew Quentin Barrett RO 1, 2 2011-08 2013-08
James Joseph Boyle Rep 1, 2 2012-03 2013-08
Evren Cakirahmetoglu Rep 2 2012-10 2013-08
Ana Mang No Chan 陳盟娜 Rep 1, 2 2009-01 2013-08
Chui Fun Chan 陳翠歡 Rep 1, 2 2009-02 2013-08
Gai Yu Chan 陳佳裕 Rep 2 2005-07 2013-08
Gary Yat Fung Chan 陳一峰 Rep 1, 2 2009-02 2013-08
Ho Ming Chan 陳可名 Rep 1, 2 2006-03 2013-08
Hoi Ling Chan 陳凱玲 Rep 1, 2 2011-08 2013-08
Judy Chiu Kai Chan 陳超琪 Rep 1, 2 2009-01 2013-08
Mimi Tak Yee Chan 陳德愉 Rep 1 2013-01 2013-08
Mun Yee Chan 陳敏儀 Rep 1, 2 2009-08 2013-08
Norma Hon Mei Chan 陳翰媺 Rep 1, 2 2009-01 2013-08
Sin Ting Chan 陳倩婷 Rep 1, 2 2011-05 2013-08
Siu Kong Chan 陳兆剛 Rep 1, 2 2011-09 2013-08
Tat Kei Chan 陳達基 Rep 2 2010-04 2013-08
Bernard Chang 張啟煒 Rep 1, 2, 5, 9 Pre-2003 2013-08
Shu-Wei Chang 張書維 Rep 1, 2 2008-07 2013-08
Yung Ching Chang 張永經 RO 1, 2 Rep 1, 2 2009-08 2013-08
Saion Chatterjee NA Rep 2 2012-07 2013-08
Angela Fang Chen 陳方 Rep 1, 2 2013-05 2013-08
Kai Chen 陳愷 Rep 1, 2 2003-07 2013-08
Ling Hua Chen 陳玲華 Rep 1, 2, 5, 9 Pre-2003 2013-08
Yu Chen 陳宇 Rep 1 2009-10 2013-08
Zhao Teng Chen 陳騰昭 RO 2 Rep 2 2008-04 2013-08
Cindy Kit Yee Cheng 鄭潔儀 Rep 1, 2, 5, 9 Pre-2003 2013-08
Ka Ming Cheng 鄭嘉洺 Rep 1, 2 2010-11 2013-08
Victor Shing Chung Cheng 鄭承宗 Rep 1, 2 2010-09 2013-08
Hei Man Cheung 張希汶 Rep 1 2011-12 2013-08
James Tin Chung Cheung 張天寵 Rep 1, 2, 5, 9 Pre-2003 2013-08
Kit Sum Cheung 張潔心 Rep 2 2009-06 2013-08
Ming Tak Cheung 張明德 Rep 1, 2 2009-11 2013-08
Priscilla Po Shan Cheung 張寶珊 Rep 2 2007-10 2013-08
Shuk Kwan Cheung 張淑君 Rep 1, 2 2013-04 2013-08
Tiffany Debra Cheung 張天心 Rep 2 2012-01 2013-08
Hok Yuen Chiang 蔣學源 RO 1 Rep 1 2003-10 2013-08
Emily Yuen See Chiu 招琬思 Rep 2 2004-01 2013-08
Man Chun Chiu 趙文俊 Rep 1, 2 2011-05 2013-08
Shui Kei Chiu 趙萃琦 Rep 2 2010-12 2013-08
Yongjoon Cho Rep 2 2013-06 2013-08
Stephanie Wai Lum Choi 蔡煒琳 Rep 1 2012-03 2013-08
Chyi Yiing Alyce Chong Rep 1 2006-08 2013-08
Phoebe Sin Ting Choy 蔡蒨婷 Rep 1 2010-11 2013-08
Yiu Lun Chu 朱耀麟 Rep 1, 2 2013-04 2013-08
Calvin Yiu-Ting Chung 鍾耀庭 Rep 1, 2 2009-07 2013-08
Ka Kei Chung 鍾家琪 Rep 1, 2 2011-02 2013-08
Richard Chung Rep 1, 2 2012-05 2013-08
Simon Kwok Keung Chung 鍾國強 Rep 1, 2 2012-12 2013-08
Yiu Yan Elaine Chung 鍾耀恩 Rep 1, 2 2010-05 2013-08
Simon John Clarke Rep 1, 2 2011-02 2013-08
Ryan O'Donnell Clendenny Rep 1, 2 2007-07 2013-08
Jeremy David Collard Rep 2 2003-07 2013-08
David Raphael Cukierman Rep 1, 2 2012-01 2013-08
Ashish Kumar Daga Rep 2 2007-08 2013-08
Carl Julian Davey Rep 2 2012-08 2013-08
Monique Dayaram Rep 1, 2 2011-10 2013-08
David Neil Derbyshire Rep 1, 2 2009-06 2013-08
Alexander Edward Dickinson Rep 1, 2 2007-02 2013-08
Qi Dong 董琦 Rep 1, 2 2011-02 2013-08
Yili Dong 董怡立 Rep 2 2009-10 2013-08
Zhenyu Duanmu 端木震宇 Rep 1, 2 2012-09 2013-08
Peter Thomas Dunn Rep 1 2006-03 2013-08
Andrew Wayne Edelist Rep 1, 2 2010-11 2013-08
Xiaochen Fan 范晓晨 Rep 1 2012-01 2013-08
Jian Feng 馮劍 Rep 1, 2 2011-07 2013-08
Nancy Ching Man Fung 馮靜敏 Rep 1, 2 2007-07 2013-08
Hui Gao 高暉 Rep 1, 2 2010-07 2013-08
Florian Pierre Garivier Rep 1, 2 2010-11 2013-08
Robert William Christopher Gasper Rep 2 2013-06 2013-08
Kumar Gaurav Rep 2 2007-08 2013-08
Edward Marc Gildar Rep 2 2005-08 2013-08
James Anthony Gleeson Rep 1, 2 2009-04 2013-08
Huan Guo 郭歡 Rep 1, 2 2009-07 2013-08
Steven Thomas Halford Rep 2 2011-03 2013-08
Showing 1–100 of 1422

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