Mason Securities Limited
茂宸證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mason Securities Limited (茂宸證券有限公司), a Hong Kong-based licensed corporation with CE reference AAC086. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 300). Earliest licence on file: 2016-09-02.
- Category:
-
Buyside · Wealth management
- Registered address:
- Unit 2101, 21/F, Office Tower, Convention Plaza, No. 1 Harbour Road, Wan Chai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | 2016-09-02 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2018-07-12 |
| Type 7 - Providing automated trading services | Pre-2003 | 2005-03-08 |
| Type 9 - Asset management | Pre-2003 | 2005-03-08 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (300)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ronny Wai Man Chow 周偉民 | RO 1, 4, 9 Rep 1 | 2021-10 | Present |
| Chung Hei Lau 劉仲熙 | RO 1, 4, 9 Rep 1, 4, 9 | 2021-01 | Present |
| Kwok Ming Leung 梁國明 | RO 1, 4, 9 | 2026-03 | Present |
| Windy Sau Ha Chan 陳秀霞 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Philip Ho Hei Chiu 趙可喜 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Wai Chi Ho 何慧之 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Wai Hong So 蘇偉康 | RO 1, 4, 9 Rep 1, 4, 9 | 2025-01 | 2025-12 |
| Wang Hei Kwok 郭宏禧 | Rep 1, 4, 9 | 2019-07 | 2025-09 |
| Kwok Yan Cheung 張國仁 | RO 1, 4 Rep 1 | 2014-11 | 2025-04 |
| Frankie Kwun Siu Chan 陳冠兆 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-01 | 2025-02 |
| Hui Xia 夏輝 | Rep 1, 4, 9 | 2024-10 | 2024-12 |
| Wai Ho Tsoi 蔡偉豪 | Rep 1 | 2022-07 | 2024-12 |
| Shut Sang Chan 陳述生 | Rep 1 | 2018-10 | 2024-09 |
| Rena Choi Ying Mo 毛賽英 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2024-04 |
| Xiaohui Geng 耿曉暉 | Rep 1, 4, 9 | 2020-10 | 2024-03 |
| Yi Tong 佟毅 | Rep 1, 4, 9 | 2023-07 | 2024-03 |
| Ninglu Wan 万凝璐 | Rep 1, 4, 9 | 2023-10 | 2024-01 |
| Yuen Tsun Lee 李遠浚 | RO 1, 4 Rep 1, 4, 9 | 2017-07 | 2023-10 |
| Yuen Ki Yeung 楊菀琪 | Rep 1, 4 | 2022-08 | 2023-09 |
| So Fan Chan 陳素芬 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2023-06 |
| Tsz San Wong 黃子燊 | RO 4, 9 Rep 1 | 2022-09 | 2023-05 |
| Yui Ho Wong 王銳豪 | RO 1, 4, 9 Rep 1, 4 | 2020-11 | 2023-02 |
| Tao Yang 楊濤 | Rep 1, 4, 9 | 2021-06 | 2023-01 |
| Chun Yip Chan 陳俊業 | Rep 1, 4, 9 | 2022-11 | 2022-11 |
| Ka Wing Ho 何家榮 | Rep 1 | 2020-10 | 2022-11 |
| Ho Kwan Lee 李浩堃 | Rep 1, 4, 9 | 2022-01 | 2022-08 |
| Fai Lam Chung 鍾輝霖 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2022-08 |
| Wing Lam Chow 周永林 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2022-07 |
| Priscilla Yuk Ping Cheung 張玉屏 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2022-07 |
| Phoebe Wai Fong Leung 梁惠芳 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2022-07 |
| Wing Yan Fu 符詠因 | Rep 1, 4, 9 | 2021-07 | 2022-06 |
| Tsz Kin Cheung 張子健 | Rep 1, 4, 9 | 2021-09 | 2022-05 |
| Chi Wing Ho 何志榮 | Rep 1 | 2021-09 | 2022-05 |
| Leo Wai Choi Hung 洪偉財 | RO 1, 4 Rep 1, 4 | 2018-04 | 2022-05 |
| Kwai Chun Lai 黎桂珍 | RO 1, 4 Rep 1, 4 | 2016-11 | 2022-05 |
| Sai Man Ting 丁世民 | Rep 1, 4 | 2018-06 | 2022-05 |
| Chi Wo Chan 陳志和 | RO 1, 4 Rep 1 | 2018-10 | 2021-11 |
| Eliza Lan Seung Li 李蘭嫦 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2021-11 |
| Nga Wing Leung 梁雅詠 | Rep 1 | 2020-08 | 2021-09 |
| Kelvin Pak Tao Ng 吳栢濤 | RO 1 Rep 1, 4, 9 | 2021-01 | 2021-09 |
| Hoi Yan Wong 黃凱欣 | Rep 1 | 2020-11 | 2021-08 |
| Hoi Ki Wong 黃海祺 | RO 1 Rep 1, 4, 9 | 2013-04 | 2021-07 |
| Shek Tin Leung 梁碩天 | Rep 1, 4, 9 | 2021-01 | 2021-06 |
| Maat Sheung Chiu Lam 林襄潮 | Rep 1 | 2014-11 | 2021-05 |
| Mei Ling Ho 何美鈴 | Rep 1 | 2021-01 | 2021-05 |
| Jiahuan Fan 范佳歡 | Rep 1 | 2020-08 | 2021-04 |
| Yim Ha Ho 何艷霞 | Rep 1, 4 | 2021-01 | 2021-04 |
| Kit Wai Chan 陳傑偉 | RO 1, 4 Rep 1, 4, 9 | 2019-07 | 2021-03 |
| Tsang Keung Yeung 楊錚強 | RO 1, 4 | 2020-11 | 2021-01 |
| King Wai Fan 范涇渭 | Rep 1, 6 | 2018-05 | 2020-12 |
| An Peng 彭安 | Rep 1, 4, 9 | 2020-09 | 2020-11 |
| Kun Ming Ip 葉貫明 | Rep 1 | 2019-02 | 2020-08 |
| Yu Tung Chiu 趙汝東 | Rep 1 | 2016-11 | 2020-08 |
| Wai Yin Chu 朱尉然 | Rep 1 | 2019-04 | 2020-08 |
| Kam Yi Chua 蔡錦怡 | Rep 1, 4, 9 | 2018-10 | 2020-08 |
| Ka Yee Chong 莊嘉誼 | RO 1, 4, 9 | 2016-09 | 2020-07 |
| Kwok Wai Lui 呂國威 | Rep 1, 4, 6, 9 | 2016-10 | 2020-07 |
| Wai Lun Sze 施偉倫 | Rep 1, 4, 6, 9 | 2017-10 | 2020-07 |
| Yinyin Zhuang 庄茵茵 | Rep 1, 4, 6, 9 | 2016-11 | 2020-07 |
| Teresa Ching Man Ho 何靜文 | Rep 1, 6 | 2018-04 | 2020-07 |
| Siu Man Ho 何小敏 | Rep 1 | 2019-06 | 2020-07 |
| Ching Yiu Yuen 阮靜瑤 | Rep 1, 4 | 2018-05 | 2020-07 |
| Chi Ming Cheng 鄭致明 | Rep 1 | 2004-05 | 2020-05 |
| Ka Lee Pak 白嘉莉 | Rep 1, 4, 6, 9 | 2016-11 | 2020-05 |
| Kwan Hung Ho 何鈞雄 | Rep 1 | 2017-10 | 2020-05 |
| Chi Hang Lui 呂志恒 | RO 4, 9 Rep 1, 4, 9 | 2016-10 | 2020-04 |
| Louis Shing Ming Chan 陳成名 | RO 1 Rep 1 | 2018-09 | 2020-04 |
| Tung Yuen Chan 陳東遠 | RO 1 Rep 1, 6 | 2018-01 | 2020-04 |
| Yong Qiao 喬雍 | Rep 1, 4, 9 | 2019-02 | 2020-04 |
| Ka Man Cheung 張嘉雯 | Rep 1 | 2018-05 | 2020-03 |
| Na Yi 伊娜 | Rep 1, 4, 9 | 2017-08 | 2020-03 |
| Jason Siu 蕭智舜 | RO 4 Rep 4 | 2018-12 | 2020-03 |
| Ying Liang 梁莹 | Rep 1, 4, 9 | 2018-06 | 2020-02 |
| Yan Xiao 肖燕 | Rep 1 | 2018-09 | 2020-02 |
| Yat Cheong Chan 陳逸昌 | Rep 1 | 2018-10 | 2020-02 |
| Wing Pong Man 文永邦 | Rep 1 | 2019-01 | 2020-02 |
| Kaixu Wang 王凱旭 | Rep 1 | 2018-10 | 2020-02 |
| Liuqing Chen 陳柳青 | Rep 1, 4, 6, 9 | 2014-08 | 2020-02 |
| Kenneth Yuk Hei Tseung 蔣旭熙 | RO 1, 6 Rep 1, 6 | 2017-02 | 2020-01 |
| Kam Chun Lam 林錦珍 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2019-12 |
| Rong Liang 梁蓉 | Rep 1 | 2019-03 | 2019-12 |
| Man Kuk Cheung 張文谷 | Rep 1 | 2018-02 | 2019-11 |
| Yat On Lo 盧逸安 | Rep 4 | 2017-12 | 2019-11 |
| Johnny Kok Chung Chan 陳覺忠 | RO 6, 9 | 2016-11 | 2019-11 |
| Charles Hui Chun Chui 崔栩焌 | Rep 1, 4, 9 | 2019-03 | 2019-11 |
| Debby Wan Ying Chan 陳韻盈 | Rep 1 | 2018-09 | 2019-10 |
| Tsz Huen Ng 吳梓烜 | Rep 1, 4, 9 | 2018-11 | 2019-10 |
| Kwong Yuen Chan 陳廣源 | Rep 1, 4, 9 | 2018-04 | 2019-10 |
| Kin Wing Mitchell Lam 林健榮 | Rep 1, 4, 9 | 2018-05 | 2019-10 |
| Wenhui Zhang 張文慧 | Rep 1 | 2019-03 | 2019-09 |
| Patricia Yuen Fai Tai 戴婉暉 | Rep 1 | 2018-11 | 2019-09 |
| Heddy Tsang 曾愷悌 | Rep 1 | 2018-04 | 2019-08 |
| Nick Chi Yuen Tang 鄧智遠 | RO 1, 4 Rep 1 | 2018-01 | 2019-07 |
| Andrew Hei Ming Tong 唐熹明 | Rep 1 | 2018-01 | 2019-07 |
| Yang Guo 郭阳 | Rep 1, 4, 9 | 2018-04 | 2019-06 |
| Lu Zhang 張璐 | Rep 1 | 2019-03 | 2019-06 |
| Ching Yin Judy Lau 劉靜妍 | Rep 1, 4, 9 | 2015-03 | 2019-06 |
| Boh Gee Yap 葉謀義 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2019-06 |
| Yang Jiang 姜楊 | Rep 1, 6 | 2017-09 | 2019-06 |
| Kai Ming Tse 謝佳明 | Rep 1 | 2019-04 | 2019-05 |
Showing 1–100 of 300
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司