UBS Asset Management (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS Asset Management (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AGP568. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 43 (total recorded over time: 458). Earliest licence on file: 2012-09-12.
Registered address
45 & 47-52/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2012-09-12 | present |
| Type 4 - Advising on securities | present | present |
| Type 9 - Asset management | present | present |
| Type 2 - Dealing in futures contracts | 2012-09-12 | 2020-01-21 |
Licensed staff (all-time) (458)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| John Bradshaw | RO 1, 2, 9 Rep 4, 9 | 2012-03 | 2026-03 |
| Hayden Daniel Briscoe | RO 1, 4, 9 Rep 1, 4, 9 | 2016-08 | 2024-05 |
| Rene Buehlmann | RO 1, 4, 9 Rep 1, 4, 9 | 2014-08 | 2020-02 |
| Elsie Oi Sze Chan 陳愛詩 | RO 1, 4 Rep 4, 9 | 2006-07 | 2015-07 |
| Patrick Hin Wai Chan 陳獻為 | RO 4, 9 Rep 4, 9 | Pre-2003 | 2008-05 |
| Li Chang 常立 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-03 | 2025-03 |
| Lorenz Michael Chenaux-Repond | RO 4, 9 Rep 4, 9 | 2006-06 | 2021-05 |
| Sijin Choi | RO 9 Rep 1, 4, 9 | 2020-10 | 2023-04 |
| Markus Peter Egloff | RO 1, 4 Rep 1, 4 | 2015-10 | 2021-04 |
| Markus Karl Eugen Eichacker | RO 4, 9 Rep 4, 9 | Pre-2003 | 2008-09 |
| Teh-Hsiu Fu 傅德修 | RO 4, 9 | Pre-2003 | 2003-12 |
| Yu (SFC:BOE212) Fu 傅鈺 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-04 | Present |
| Lin Gui 桂林 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-05 | Present |
| Qingkun Guo 郭慶坤 | RO 1, 4, 9 Rep 1, 4, 9 | 2025-05 | Present |
| David Neil Halek | RO 1, 2, 4, 9 Rep 4, 9 | Pre-2003 | 2013-06 |
| David Patrick Ho 何嘉豪 | RO 1, 4 Rep 1, 4, 9 | 2011-06 | Present |
| Joyce Lok Yan Ho 何樂忻 | RO 1, 4 Rep 1, 4 | 2016-09 | 2025-12 |
| James Shu Kin Hong 洪樹堅 | RO 4, 9 | Pre-2003 | 2009-10 |
| Li Fei Hsu 許莉菲 | RO 1, 4 Rep 1, 4 | 2019-03 | Present |
| Seung-Bom Kim | RO 1, 2, 4, 9 Rep 1, 2, 4, 9 | 2012-03 | 2019-12 |
| Keiko Kondo 近藤敬子 | RO 9 Rep 4, 9 | 2011-09 | 2017-09 |
| Julie J Koo | RO 1, 4, 9 Rep 1, 4, 9 | 2015-04 | 2017-12 |
| Franklin Fan Keung Lam 林奮強 | RO 4, 9 Rep 4, 9 | 2005-12 | 2011-07 |
| Stefan Alexander Lecher | RO 1, 4 Rep 1, 4, 9 | 2013-08 | 2016-08 |
| Hon Kit Lee 李漢傑 | RO 4, 9 Rep 4, 9 | 2008-01 | 2011-11 |
| Charles Sai Yiu Li 李世耀 | RO 1, 4 Rep 1, 4, 9 | 2010-02 | 2022-07 |
| Tuo Li 李拓 | RO 1, 4 Rep 1, 4 | 2023-02 | 2025-03 |
| Xinyuan Ling 凌新源 | RO 1, 4, 9 Rep 4, 9 | 2010-01 | 2016-06 |
| Albert Ming 明耀文 | RO 1, 4, 9 Rep 1, 4, 9 | 2013-08 | 2016-08 |
| Andreas Georg Mondovits | RO 4, 9 Rep 4, 9 | 2005-07 | 2012-08 |
| Adolfo Oliete Galiano | RO 1, 4, 9 Rep 1, 4, 9 | 2015-06 | 2024-12 |
| David Michael Perrett | RO 1, 2, 9 Rep 1, 2, 4, 9 | 2012-03 | 2013-12 |
| Gian Arard Plebani | RO 1, 4, 9 Rep 1, 4, 9 | 2018-06 | 2022-05 |
| Eric Bradley Saxvik | RO 1, 2, 9 Rep 1, 2, 4, 9 | 2012-04 | 2017-01 |
| Bin Shi 施斌 | RO 4, 9 Rep 4, 9 | 2006-01 | Present |
| Ephrem Shiu 邵藹苓 | RO 1, 4, 9 | 2014-02 | 2023-04 |
| Kai Reiner Sotorp Jr | RO 1, 4, 9 | 2013-04 | 2014-06 |
| Yat Shing Tung 董日成 | RO 1, 4, 9 Rep 1, 4, 9 | 2007-08 | 2019-06 |
| Robert Charles Worthington | RO 1, 4, 9 Rep 1, 4, 9 | 2017-08 | 2022-01 |
| Yuan Wu 吳渊 | RO 1, 4, 9 Rep 4, 9 | 2015-05 | Present |
| Akiko Yagi 八木晶子 | RO 1, 4, 9 Rep 1, 4, 9 | 2013-08 | Present |
| Chung Kit Yeung 楊忠杰 | RO 1, 4, 9 Rep 1, 4, 9 | 2013-09 | Present |
| Wai Ho Yiu 姚偉浩 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-10 | Present |
| Ben Cheuk Bun Yuen 阮卓斌 | RO 1, 4, 9 Rep 4, 9 | 2006-04 | 2013-12 |
| Yu Ming Yung 翁耀明 | RO 4, 9 Rep 4, 9 | 2005-12 | 2012-04 |
| Joseph Khalid Abed | Rep 1, 4 | 2016-06 | 2024-01 |
| Helmuth Aberer | Rep 1, 4 | 2014-04 | 2015-09 |
| Zieshan Afzal | Rep 1, 4 | 2023-01 | Present |
| Bernard Shinmen Ahkong | Rep 1, 4 | 2023-11 | 2023-11 |
| Mohammad Ahmad | Rep 1, 4 | 2017-05 | 2024-05 |
| Tommaso Albanese | Rep 1, 4 | 2015-11 | 2015-12 |
| Bruce Huddleston Amlicke | Rep 1, 4 | 2016-02 | 2018-12 |
| Boris Marcello Amstalden | Rep 1, 4 | 2018-07 | 2022-06 |
| Maximilian Anderl | Rep 1, 4 | 2015-09 | 2023-03 |
| Brian Scott Atlee | Rep 1, 4 | 2018-10 | 2018-11 |
| Joseph Kenneth Azelby | Rep 1, 4 | 2019-11 | 2019-12 |
| Christopher Thomas Bae | Rep 1, 4 | 2017-01 | 2019-09 |
| Michael Werner Baldinger | Rep 1, 4 | 2019-03 | 2019-06 |
| Edward Soo Jong Bang | Rep 1, 4, 9 | 2010-11 | 2014-09 |
| Sascha Peter Banz | Rep 1, 4 | 2024-02 | 2025-08 |
| Kevin Raymond Barker | Rep 1, 4 | 2026-02 | 2026-03 |
| Alain Henri Martin Barthel | Rep 1, 4 | 2017-01 | 2017-01 |
| Markus Maria Kurt Benzler | Rep 1 | 2016-04 | 2023-04 |
| Bruno Bertocci | Rep 1, 4 | 2017-01 | 2018-06 |
| Niraj Dilip Bhagwat | Rep 4, 9 | Pre-2003 | 2005-10 |
| James Malcolm Blair | Rep 1, 4, 9 | 2012-11 | 2016-01 |
| Evan Michael Brown | Rep 1, 4 | 2018-11 | 2019-12 |
| Erin F Browne | Rep 1, 4 | 2017-11 | 2018-08 |
| Luke Richard Tyrrill Browne | Rep 1, 4 | 2018-01 | 2018-01 |
| Anais Roxane Brunner | Rep 1, 4 | 2017-06 | 2019-01 |
| Michael John Brunner | Rep 1 | 2023-04 | 2023-04 |
| Charles Burbeck | Rep 1, 4 | 2016-03 | 2016-03 |
| Brynjar Eirik Bustnes | Rep 4, 9 | 2004-11 | 2006-12 |
| Eric Charles Sprague Byrne | Rep 1, 4 | 2016-10 | 2024-11 |
| Ying (SFC:BKB468) Cao | Rep 1, 4, 9 | 2022-03 | 2023-01 |
| Erik Anders Carell | Rep 1, 4 | 2017-10 | 2017-10 |
| Massimiliano Castelli | Rep 1, 4 | 2024-05 | 2026-05 |
| Yiu Chung Benjamin Cha 查燿中 | Rep 1, 4, 9 | 2013-07 | 2014-09 |
| Sebastien Alexandre Chaker | Rep 1, 4 | 2018-02 | 2018-04 |
| Chee Seng Chan | Rep 4, 9 | 2004-03 | Present |
| Cheuk Wing Chan 陳芍穎 | Rep 1, 4 | 2022-07 | 2023-03 |
| Dominic Leonard Chan 陳文頌 | Rep 1, 4 | 2022-09 | 2024-12 |
| Gary Siu Tung Chan 陳兆東 | Rep 1, 4 | 2025-10 | Present |
| Ho Yau Chan 陳可柔 | Rep 1, 4, 9 | 2025-09 | Present |
| Irene Wing Yin Chan 陳詠妍 | Rep 1, 4, 9 | 2014-09 | 2017-10 |
| Karen Ka Ning Chan 陳嘉寧 | Rep 4, 9 | 2011-08 | 2013-01 |
| Kwan Ho Chan 陳鈞浩 | Rep 4, 9 | 2011-04 | 2012-05 |
| Ngai Ting Chan 陳毅亭 | Rep 1, 4 | 2021-06 | 2024-12 |
| Alexander Paul Chang 張明波 | Rep 1, 4 | 2015-10 | 2016-04 |
| Qing Chang 常青 | Rep 4, 9 | 2021-06 | 2024-04 |
| Bingyu Chen 陳冰玉 | Rep 4, 9 | 2021-08 | 2024-05 |
| Chen (SFC:BVN773) Chen 陳晨 | Rep 1, 4 | 2024-10 | 2025-08 |
| Helen Yan Heung Chen 陳仁香 | Rep 4, 9 | 2005-09 | 2011-07 |
| Jiesheng Chen 陈杰生 | Rep 1, 4, 9 | 2024-04 | 2024-10 |
| Lu (SFC:BEH822) Chen 陳璐 | Rep 1, 4, 9 | 2014-10 | 2016-08 |
| Michael Hao Chen 陳豪 | Rep 1, 4, 9 | 2014-01 | 2019-02 |
| Ya Shih Chen 陳雅詩 | Rep 1, 4, 9 | 2023-07 | Present |
| Zhanglong Chen 陳章龍 | Rep 1, 4, 9 | 2011-09 | 2021-02 |
| Zhuhong Chen 陳鑄鴻 | Rep 4, 9 | 2018-09 | 2021-05 |
| Ka Ying Cheng 鄭家櫻 | Rep 1, 4 | 2023-07 | Present |
Showing 1–100 of 458
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