UBS Asset Management (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS Asset Management (Hong Kong) Limited, CE reference AGP568. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 45.
Registered address
45 & 47-52/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2012-09-12 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 2 — Dealing in futures contracts | 2012-09-12 | 2020-01-21 |
Licensed staff (45)
As of
| Name | Activities | Since |
|---|---|---|
| John Bradshaw | RO 1, 9 | 2012-09 |
| Yu (SFC:BOE212) Fu 傅鈺 | RO 1, 4, 9 | 2022-07 |
| Lin Gui 桂林 | RO 1, 4, 9 | 2023-11 |
| Qingkun Guo 郭慶坤 | RO 1, 4, 9 | 2025-11 |
| David Patrick Ho 何嘉豪 | RO 1, 4 | 2022-11 |
| Li Fei Hsu 許莉菲 | RO 1, 4 | 2020-06 |
| Bin Shi 施斌 | RO 4, 9 | 2010-08 |
| Yuan Wu 吳渊 | RO 1, 4, 9 | 2023-11 |
| Akiko Yagi 八木晶子 | RO 1, 4, 9 | 2021-06 |
| Chung Kit Yeung 楊忠杰 | RO 1, 4, 9 | 2023-10 |
| Wai Ho Yiu 姚偉浩 | RO 1, 4, 9 | 2024-09 |
| Zieshan Afzal | Rep 1, 4 | 2024-08 |
| Chee Seng Chan | Rep 4, 9 | 2004-03 |
| Gary Siu Tung Chan 陳兆東 | Rep 1, 4 | 2025-10 |
| Ho Yau Chan 陳可柔 | Rep 1, 4, 9 | 2025-09 |
| Ya Shih Chen 陳雅詩 | Rep 1, 4, 9 | 2023-07 |
| Ka Ying Cheng 鄭家櫻 | Rep 1, 4 | 2023-07 |
| Wing Yan Denise Cheung 張穎欣 | Rep 4, 9 | 2015-12 |
| Florian Cisana | Rep 1, 4 | 2026-03 |
| Ning Ding 丁宁 | Rep 4, 9 | 2020-01 |
| Weisi He 何維斯 | Rep 1, 4, 9 | 2025-05 |
| Brian Boon Yun Ho 何本恩 | Rep 1, 4 | 2023-01 |
| Renbin Huang 黃仁斌 | Rep 1, 4, 9 | 2021-01 |
| Thomas Kaegi | Rep 1, 4 | 2024-08 |
| Jui Tang Kao 高瑞堂 | Rep 1, 4 | 2024-03 |
| Yee Huen Kwok 郭懿萱 | Rep 1, 4 | 2019-07 |
| Ngan Chi Lau 劉晏芝 | Rep 1, 4 | 2022-07 |
| Po Yan Lau 劉寶茵 | Rep 1, 4, 9 | 2023-08 |
| Wai Tsam Alisa Leung 梁蔚沁 | Rep 1, 4, 9 | 2025-06 |
| Hiu Tung Li 李曉彤 | Rep 1, 4, 9 | 2025-05 |
| Victoria Audrey Liu 廖卓琦 | Rep 1, 4 | 2021-08 |
| Desmond Ka Yiu Ng 吳家耀 | Rep 1, 4, 9 | 2025-11 |
| Sau Man Siu 蕭秀雯 | Rep 4 | 2022-01 |
| Ka Wai (SFC:BNC194) So 蘇嘉慧 | Rep 1, 4 | 2021-03 |
| Cheuk Hang Tsang 曾焯恒 | Rep 1, 4 | 2023-08 |
| Chen (SFC:BBL390) Wang 王晨 | Rep 4, 9 | 2019-12 |
| Yimiao Wang 王一苗 | Rep 1, 4, 9 | 2023-02 |
| Enoch Tsz Wang Wong 黃梓泓 | Rep 1, 4, 9 | 2025-10 |
| Ka Wing (SFC:BLP057) Wong | Rep 1, 4, 9 | 2017-11 |
| Sirui Yang | Rep 1, 4, 9 | 2025-10 |
| Kwan Mei Emily Yeung 楊鈞湄 | Rep 1, 4 | 2025-08 |
| Wai Lam Yiu 姚瑋霖 | Rep 1, 4, 9 | 2021-01 |
| Wai Ling Yuen 袁慧玲 | Rep 1, 4, 9 | 2013-07 |
| Wing Yan Yuen 袁穎恩 | Rep 1, 4, 9 | 2024-09 |
| Dongliang Zou 鄒東亮 | Rep 4, 9 | 2025-08 |
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