AXA Rosenberg Investment Management Asia Pacific Limited
安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務)
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AXA Rosenberg Investment Management Asia Pacific Limited (安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務)), CE reference ABF948. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2019-07-05 |
| Type 4 — Advising on securities | present | 2019-07-05 |
| Type 5 — Advising on futures contracts | present | 2015-06-15 |
| Type 6 — Advising on corporate finance | present | 2004-12-02 |
| Type 9 — Asset management | present | 2018-02-20 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||