Crosby Securities Limited
高誠證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Crosby Securities Limited (高誠證券有限公司), a Hong Kong-based licensed corporation with CE reference BAP681. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 14 (total recorded over time: 83). Earliest licence on file: 2013-03-06.
Registered address
23/F-24/F, Emperor Group Centre, 288 Hennessy Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2013-03-06 | present |
| Type 4 - Advising on securities | 2013-03-06 | present |
| Type 6 - Advising on corporate finance | 2013-09-18 | present |
| Type 9 - Asset management | 2013-03-06 | present |
Licensed staff (all-time) (83)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Johnny Kok Chung Chan 陳覺忠 | RO 1, 4, 6, 9 | 2013-03 | 2016-01 |
| Shan Shan Chan 陳珊珊 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-04 | 2025-04 |
| Yiu Nam (SFC:AWN387) Chan 陳耀南 | RO 6 | 2025-12 | Present |
| George Tak Yin Chang 張德賢 | RO 1, 4 Rep 1, 4, 9 | 2015-08 | 2017-06 |
| Heidi Mun Wah Cheng 鄭敏華 | RO 1, 6 | 2013-09 | 2025-12 |
| Mang Cheung 張萌 | RO 4 Rep 4 | 2015-09 | 2024-08 |
| Shirley Lai Ling Chiu 趙玲 | RO 1, 4, 9 | 2013-03 | 2014-03 |
| Raymond Chu 朱允明 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-08 | Present |
| Jeffery Michael Fisher | RO 1, 4 | 2013-03 | 2013-04 |
| Raymond Wai Cheuk Ip 葉偉焯 | RO 4 | 2015-08 | 2026-05 |
| Donald William Klip | RO 1, 4 Rep 1, 4 | 2013-03 | 2015-06 |
| Chun Kwok Kong 江振國 | RO 1, 4, 6 Rep 9 | 2016-08 | 2022-12 |
| Raymond Ho Yin Kwok 郭浩然 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-01 | Present |
| Calvin Si Yang Lam 林思暘 | RO 1, 4 Rep 1, 4 | 2015-08 | 2017-06 |
| Timothy Tze Him Lam 林子謙 | RO 4 Rep 1, 4 | 2017-10 | 2020-02 |
| Chi Wah Alex Lau 劉志華 | RO 1, 6 | 2013-09 | 2025-12 |
| Stephen Siu Hung Leung 梁少熊 | RO 4 | 2015-08 | 2022-04 |
| Ulric Yuk Lun Leung 梁玉麟 | RO 1, 4, 9 | 2014-04 | 2015-12 |
| Douglas Craham Morin | RO 1, 4 | 2013-03 | 2016-09 |
| E Wuen Tan 陳儀雯 | RO 4 Rep 4 | 2015-09 | Present |
| Kenny Sing Hing Tang 鄧聲興 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-06 | 2025-04 |
| Nelson Yu Ming Tang 湯毓銘 | RO 1, 4, 9 | 2013-03 | 2016-10 |
| Man Tsoi 蔡雯 | RO 4 Rep 1, 4 | 2013-03 | 2017-10 |
| King Pan Wong 王琼斌 | RO 6 | 2025-12 | Present |
| Carrie Ka Wai Wu 胡嘉慧 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-10 | Present |
| Jonathan Sheung Chern Yeoh | RO 1, 4 Rep 1, 4 | 2015-08 | 2018-03 |
| Patrick Chung Hang Yeung 楊頌恆 | RO 4, 6 Rep 4, 6, 9 | 2013-10 | 2022-04 |
| Artem Afonin | Rep 1, 4, 9 | 2024-03 | Present |
| Cheuk Fai Andy Chan 陳卓輝 | Rep 4 | 2019-01 | 2020-05 |
| Christy Cheuk Ki Chan 陳卓琦 | Rep 1, 4 | 2019-10 | 2020-05 |
| Tung Wa Chan 陳東華 | Rep 1, 4, 9 | 2023-12 | 2025-09 |
| Siman Chen 陳斯曼 | Rep 4 | 2020-03 | 2022-02 |
| Xiao (SFC:AVA602) Chen 陳曉 | Rep 1, 4, 6 | 2015-12 | 2016-06 |
| Yi Ru Chen 陳怡如 | Rep 1, 4, 9 | 2024-03 | Present |
| Ngan Ying Cheung 張銀英 | Rep 1, 4 | 2018-05 | 2018-09 |
| Ho Yin Choi 蔡浩然 | Rep 1, 4 | 2015-03 | 2023-07 |
| Matthew Chung Lee Choi 蔡頌禮 | Rep 4, 9 | 2018-11 | Present |
| Samantha Tak Yee Chung 鍾德懿 | Rep 4, 9 | 2014-06 | 2014-11 |
| Zhonghui Gan 甘中輝 | Rep 4 | 2015-10 | 2016-03 |
| Zoe Wing Sze Kam 甘詠思 | Rep 1, 4 | 2015-10 | 2025-08 |
| Aaron Tze Hin Ko 高子軒 | Rep 1, 6 | 2013-09 | 2014-09 |
| Maureen May Lin Kwok 郭美蓮 | Rep 1, 4, 9 | 2013-03 | 2017-10 |
| Hun-Yeu Lai 賴晃宇 | Rep 1, 6 | 2015-02 | 2015-06 |
| Mo Ying Lai 黎慕瑩 | Rep 1, 4 | 2021-12 | Present |
| Pui Yan (SFC:BDH507) Lau 劉沛茵 | Rep 1, 4 | 2015-10 | 2022-02 |
| Warren Lau 劉侹均 | Rep 4 | 2016-05 | 2018-09 |
| Colin Pak Hei Lee 李柏熙 | Rep 1, 6 | 2013-12 | 2014-10 |
| Baoxi Lei 雷宝溪 | Rep 1, 4, 9 | 2019-08 | Present |
| Shing Yam Leung 梁城鑫 | Rep 4 | 2022-05 | 2024-06 |
| Shiu Keung Leung 梁肇強 | Rep 1, 4 | 2026-04 | Present |
| Stanley Leung 梁煐泰 | Rep 1, 6 | 2014-06 | 2014-09 |
| Wai Chung (SFC:BOC966) Leung 梁偉聰 | Rep 1, 4 | 2019-03 | 2019-09 |
| Wai Ying Leung 梁慧盈 | Rep 1, 6 | 2013-09 | 2014-09 |
| Li (SFC:AMF794) Li 李莉 | Rep 1, 6 | 2013-09 | 2014-10 |
| Yip Sin Li 李葉倩 | Rep 1, 4, 9 | 2024-03 | 2024-12 |
| Haoyu (SFC:BTV821) Liu | Rep 1, 4 | 2024-03 | 2025-04 |
| Yat Hin Liu 廖日軒 | Rep 1, 4 | 2022-01 | 2022-05 |
| Ho Tak Lo 盧浩德 | Rep 1, 4, 9 | 2013-03 | 2013-12 |
| Cuiping Lu 陸翠萍 | Rep 4 | 2015-09 | 2017-08 |
| Wai Yip Luk 陸偉業 | Rep 1, 6 | 2013-09 | 2014-02 |
| Liqun Ma 馬立群 | Rep 1, 4, 9 | 2024-03 | 2024-12 |
| Xiaona Ma 馬曉娜 | Rep 1, 4, 6 | 2015-12 | 2016-08 |
| Wai Lap Gavin Mok 莫湋苙 | Rep 1, 4 | 2015-09 | 2020-10 |
| Hung Tai Ng 吳鴻泰 | Rep 1, 4 | 2020-10 | 2021-07 |
| Russell Robert Otten | Rep 1, 4 | 2015-04 | 2016-11 |
| Philip Chung Hein Poon 潘頌軒 | Rep 1, 4, 9 | 2022-10 | 2022-12 |
| Zhenyuezi Ren 任振悅子 | Rep 1, 4, 9 | 2024-03 | 2025-04 |
| Tianyu Shang 尚天雨 | Rep 1, 4 | 2020-08 | 2021-08 |
| Shuk Yee Shum 沈淑怡 | Rep 1, 4 | 2022-07 | Present |
| Ko Wai Sit 薛高偉 | Rep 1, 4 | 2015-08 | 2017-06 |
| Sei Kit Tang 鄧思傑 | Rep 1, 4, 9 | 2022-01 | 2023-02 |
| Wai Ming Tham 譚維明 | Rep 1, 4, 9 | 2024-03 | 2024-05 |
| Chi Kun Tsoi 蔡智勤 | Rep 1, 4 | 2021-05 | 2024-11 |
| Yawen (SFC:BLS719) Wang 王雅雯 | Rep 4 | 2018-01 | 2019-12 |
| Alex Mang Chung Wong 黃孟聰 | Rep 1, 4 | 2015-10 | 2025-08 |
| King Cheung Wong 黃敬璋 | Rep 4 | 2015-09 | 2020-04 |
| Man Wai (SFC:AWY555) Wong 黃文威 | Rep 1, 4, 9 | 2017-03 | 2019-07 |
| Wai Yip Wong | Rep 1, 4 | 2024-09 | Present |
| William Koon Wei Wong 黃觀威 | Rep 1, 4 | 2020-02 | 2020-12 |
| Sinan Ying 應司南 | Rep 1, 4 | 2015-10 | 2019-05 |
| Kai (SFC:AVR403) Yu 喻凱 | Rep 1, 4 | 2013-04 | 2013-12 |
| Weihua (SFC:BHB480) Zhang 張威華 | Rep 1, 4 | 2016-03 | 2017-06 |
| Xin (SFC:AMM491) Zhao 趙昕 | Rep 1, 4 | 2013-03 | 2013-04 |
Showing 1–83 of 83
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 915 staff - 4 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 894 staff - 4 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 844 staff - 4 shared activity types - 華泰金融控股(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 401 staff - 4 shared activity types - 招商證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 268 staff - 4 shared activity types - 瑞穗證券亞洲有限公司
BlackRock Asset Management North Asia Limited
CE AFF275 - 234 staff - 4 shared activity types - 貝萊德資產管理北亞有限公司
Yuanta Securities (Hong Kong) Company Limited
CE ABS015 - 136 staff - 4 shared activity types - 元大證券(香港)有限公司
Prudential Brokerage Limited
CE ABI439 - 126 staff - 4 shared activity types - 信誠證券有限公司