BOCI Securities Limited
中銀國際證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BOCI Securities Limited (中銀國際證券有限公司), CE reference AAC298. Currently licensed for regulated activity type(s) 1, 2, 4, 5. Current licensed staff on file: 316.
Registered address
26/F, Bank of China Tower, 1 Garden Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2005-10-06 | present |
| Type 4 — Advising on securities | 2004-03-01 | present |
| Type 5 — Advising on futures contracts | 2005-10-06 | present |
| Type 3 — Leveraged foreign exchange trading | 2011-02-25 | 2015-07-03 |
| Type 4 — Advising on securities | present | 2004-01-12 |
| Type 6 — Advising on corporate finance | present | 2004-01-12 |
| Type 9 — Asset management | present | 2004-01-12 |
Licensed staff (316)
As of
| Name | Activities | Since |
|---|---|---|
| Ho Ming Chan 陳鎬明 | RO 1, 2, 4 | 2025-07 |
| Hui Chan 曾輝 | RO 1, 4 | 2023-06 |
| Ka Hung (SFC:AOA854) Chan 陳嘉鴻 | RO 1 | 2025-08 |
| Yue Chan 陳裕 | RO 1, 4 Rep 2 | 2026-02 |
| Anyuan Chen 陳安源 | RO 1 | 2025-06 |
| Haofei Chen 陳昊飛 | RO 4 | 2026-03 |
| Iok Wa Cheung 張育華 | RO 1, 4 | 2024-02 |
| James Kwok Lung Cheung 張國龍 | RO 1, 4 | 2022-08 |
| Kat Cheung Cheung 張吉祥 | RO 1, 2 Rep 4 | 2025-05 |
| Shing Yat Cheung 張聲一 | RO 1, 2, 4 | 2026-02 |
| Kee Hong Chiang 蔣紀康 | RO 1, 4 | 2025-10 |
| Kim Fung Ching 程劍鋒 | RO 1, 4 Rep 2, 5 | 2025-04 |
| Kin Chiu Choi 蔡建超 | RO 1, 4 | 2023-07 |
| Siu Fai Chow 周兆輝 | RO 1, 4 | 2025-09 |
| Yan Du 杜岩 | RO 1, 2, 4, 5 | 2024-11 |
| Liang (SFC:AXF094) Huang 黃亮 | RO 1, 4 | 2025-08 |
| Ronnie Chun Hung Kung 龔臻虹 | RO 1, 2, 4, 5 | 2018-12 |
| Eddie Sai Fung Lam 林世鋒 | RO 1, 2 | 2026-03 |
| Chao (SFC:BQR891) Li 李超 | RO 1, 4 Rep 2 | 2025-07 |
| Zhe Li 李哲 | RO 1, 4 | 2025-03 |
| Lin (SFC:BVD901) Liu 劉林 | RO 1 | 2025-06 |
| Warren Brian Ka Hei Ng 吳嘉羲 | RO 1 | 2025-08 |
| Ngan Pak 白韌 | RO 1, 2, 4, 5 | 2025-08 |
| Yunhua Wang 王蘊華 | RO 1, 4 | 2025-04 |
| Ivan Sze Yuen Wong 王士元 | RO 1, 2 Rep 4 | 2025-04 |
| Qiong (SFC:ASZ115) Wu 吳琼 | RO 4 | 2017-03 |
| Ziwei Wu 吳子維 | RO 1 | 2025-06 |
| Kun Zhang 張鯤 | RO 1 | 2025-04 |
| Martin Bradley | Rep 1, 4 | 2018-05 |
| Meiqi Cai 蔡美琦 | Rep 4 | 2026-02 |
| Zhiwei (SFC:BOK250) Cai 蔡之偉 | Rep 1 | 2025-08 |
| Honglei Cao 曹鴻磊 | Rep 1, 2, 4 | 2021-03 |
| Andrew Ka Ho Chan 陳家豪 | Rep 1, 2, 4 | 2012-08 |
| Chor Yan Chan 陳楚欣 | Rep 1, 2 | 2020-11 |
| Chun Chung Chan 陳振聰 | Rep 1, 2 | 2023-06 |
| Chun Yu (SFC:BFT081) Chan 陳雋裕 | Rep 1, 2, 4 | 2021-03 |
| Hiu Lan Chan 陳曉蘭 | Rep 1, 4 | 2020-02 |
| Hiu Yu (SFC:ADT030) Chan 陳曉瑜 | Rep 1 | Pre-2003 |
| Kay Ming Yee Chan 陳明意 | Rep 1, 2 | 2023-07 |
| Lif Sing Chan 陳烈勝 | Rep 1, 2, 4 | 2021-04 |
| Man Chan 陳敏 | Rep 1, 2, 4 | 2015-07 |
| Suk Han Chan 陳淑嫻 | Rep 1, 4 | 2015-09 |
| Sung Chan 陳嵩 | Rep 1, 2, 4 | 2022-03 |
| Tak Shing Chan 陳德成 | Rep 1, 4 | 2013-09 |
| Tsz Yin (SFC:BEI887) Chan 陳梓彥 | Rep 1, 4 | 2025-10 |
| Wai Ling (SFC:ADR696) Chan 陳慧玲 | Rep 1 | Pre-2003 |
| Wilson Wai Hang Chan 陳瑋恆 | Rep 1, 2, 4 | 2021-03 |
| Wing Yee (SFC:AEV342) Chan 陳穎沂 | Rep 1, 2, 4 | 2020-12 |
| Yee Man (SFC:BFN193) Chan 陳綺文 | Rep 1, 2 | 2017-07 |
| Yin Hong Chan 陳彥匡 | Rep 1, 2, 4 | 2025-04 |
| Yu Hin Chan 陳宇軒 | Rep 1, 2, 4 | 2021-02 |
| Luen Kit Ernest Chao 曹暖傑 | Rep 1, 4 | 2024-03 |
| Jieshan Chen 陳潔珊 | Rep 1 | 2023-02 |
| Kun (SFC:BQT597) Chen 陳坤 | Rep 1, 2, 4 | 2026-03 |
| Oceane Chen 陳菁慧 | Rep 1, 4 | 2025-12 |
| Sichao Chen 陳思超 | Rep 4 | 2026-01 |
| Yiqun Chen 陳逸群 | Rep 4 | 2025-12 |
| Ka Bing Cheng 鄭嘉冰 | Rep 1, 4 | 2024-04 |
| Teresa Bik Gwan Cheng 鄭璧鈞 | Rep 1, 4 | 2025-03 |
| Chi Wai Cheuk 卓芷慧 | Rep 1, 2 | 2009-05 |
| Cho Chi Cheung 章楚枝 | Rep 1, 2, 4 | 2018-07 |
| Eva Lai Mui Cheung 張麗梅 | Rep 1 | 2019-06 |
| Hang Lok Cheung 張恒樂 | Rep 1, 2, 4, 5 | 2022-06 |
| Kam Fai Cheung 張錦輝 | Rep 1, 2, 4 | 2018-09 |
| Kwok On Cheung 張國安 | Rep 1, 2, 4 | 2021-03 |
| Lai Hung Cheung 張麗虹 | Rep 1 | 2024-04 |
| Siu Keung Cheung 張少強 | Rep 1, 2, 4 | 2021-12 |
| Wai Lap Cheung 張偉立 | Rep 1, 2, 4 | 2021-01 |
| Chen (SFC:APZ373) Chi 池晨 | Rep 1, 4 | 2012-03 |
| Chun Yin Chiu 趙俊賢 | Rep 1, 2, 4 | 2021-02 |
| Kam Fai Chiu 趙錦輝 | Rep 1, 2, 4 | 2018-09 |
| Pong Hang Ryan Chow 周邦恒 | Rep 1, 2 | 2025-09 |
| Sai Wing Chow 周世榮 | Rep 1, 4 | 2024-04 |
| Sheung Kar Chow 周尚嘉 | Rep 1, 2, 4 | 2021-02 |
| Fiona Man Yee Chu 朱敏儀 | Rep 1, 4 | 2024-03 |
| Fong Ting Chu 朱芳婷 | Rep 1, 2 | 2010-10 |
| Hung Chu 朱紅 | Rep 1, 2, 4 | 2014-02 |
| Ping Kei Chu 朱平基 | Rep 1, 2 | 2005-10 |
| Shu Him Chui 徐樹謙 | Rep 1, 2, 4 | 2023-06 |
| Yuen Shan Chui 徐婉姗 | Rep 1, 4 | 2024-03 |
| Wai Chun Chung 鍾煒晋 | Rep 1, 2, 4 | 2021-03 |
| Jieli Cui 崔洁俐 | Rep 1, 4 | 2016-11 |
| Zile Cui 崔子乐 | Rep 4 | 2026-02 |
| Dongyun Dai 戴東云 | Rep 4 | 2026-02 |
| Hoi Chi Fan 范凱智 | Rep 1, 2, 4 | 2021-05 |
| Kam Ho Fan 范錦濠 | Rep 1, 2, 4 | 2021-04 |
| Kin Ming Fan 范鍵明 | Rep 1, 2, 4 | 2020-12 |
| Yuen Wing Fan 范婉穎 | Rep 1, 2 | 2008-06 |
| Yunqing Fei 費云青 | Rep 4 | 2026-01 |
| Kam Kong Fok 霍錦江 | Rep 1, 4 | 2024-03 |
| Alexander Chun Kit Fong 方振傑 | Rep 1 | 2009-12 |
| Tok Cheung Fong 方鐸璋 | Rep 1, 2, 4 | 2020-12 |
| Kun Fu 傅堃 | Rep 1 | 2019-07 |
| Tsun Wai Fu 符雋偉 | Rep 1, 4 | 2025-10 |
| Zuo Qiu Fu 傅作秋 | Rep 1 | 2021-01 |
| Cheuk Ming Fung 馮焯銘 | Rep 1, 4 | 2022-06 |
| Mei Po Fung 馮美寶 | Rep 1, 2, 4 | 2021-02 |
| Wing To Fung 馮詠濤 | Rep 1 | 2009-07 |
| Ying (SFC:ARO106) Gao 高影 | Rep 1, 2, 4 | 2021-03 |
| Zhiwei Guo 郭志伟 | Rep 1 | 2025-10 |
Showing 1–100 of 316