BOCI Securities Limited

中銀國際證券有限公司
CE No. AAC298 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BOCI Securities Limited (中銀國際證券有限公司), a Hong Kong-based licensed corporation with CE reference AAC298. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 322 (total recorded over time: 1414). Earliest licence on file: 2004-03-01.

Registered address

26/F, Bank of China Tower, 1 Garden Road, Central

Licence history

ActivityFromTo
Type 1 - Dealing in securities present present
Type 2 - Dealing in futures contracts 2005-10-06 present
Type 4 - Advising on securities 2004-03-01 present
Type 5 - Advising on futures contracts 2005-10-06 present
Type 3 - Leveraged foreign exchange trading 2011-02-25 2015-07-03
Type 4 - Advising on securities present 2004-01-12
Type 6 - Advising on corporate finance present 2004-01-12
Type 9 - Asset management present 2004-01-12

Licensed staff (all-time) (1414)
Active on date

Name Activities First licensed To
Andrew Edward James Bagnall RO 1 Rep 1 2005-04 2010-06
Richard Mark Anthony Bamber RO 1 Rep 1 2010-01 2011-06
Fang Bian 卞方 RO 1 Rep 1 2006-07 2018-02
Ho Ming Chan 陳鎬明 RO 1, 2, 4 Rep 1, 2, 4 2022-09 Present
Hui Chan 曾輝 RO 1, 4 Rep 1, 4 2007-09 Present
Joseph Kwok Wai Chan 陳國偉 RO 1 Rep 1, 2, 4, 6, 9 Pre-2003 2017-08
Ka Hung (SFC:AOA854) Chan 陳嘉鴻 RO 1 Rep 1 2021-01 Present
Wing Chiu Chan 陳榮照 RO 1, 2 Rep 1, 2 2004-03 2013-03
Yue Chan 陳裕 RO 1, 4 Rep 1, 2, 3, 4 2008-06 Present
Anyuan Chen 陳安源 RO 1 Rep 1 2025-03 Present
Haofei Chen 陳昊飛 RO 4 2026-03 Present
Iok Wa Cheung 張育華 RO 1, 4 Rep 1, 4 2023-03 Present
James Kwok Lung Cheung 張國龍 RO 1, 4 2022-08 Present
Kat Cheung Cheung 張吉祥 RO 1, 2 Rep 1, 2, 4 2024-09 Present
Shing Yat Cheung 張聲一 RO 1, 2, 4 Rep 1, 2, 3, 4 2004-07 Present
Kee Hong Chiang 蔣紀康 RO 1, 4 Rep 1, 4 2013-05 Present
Kim Fung Ching 程劍鋒 RO 1, 4 Rep 1, 2, 4, 5 2024-03 Present
Kin Chiu Choi 蔡建超 RO 1, 4 Rep 1, 4 2007-01 Present
Sai Keung Chow 周世鏹 RO 1, 4 Rep 1, 2, 4, 5 2023-08 2024-12
Siu Fai Chow 周兆輝 RO 1, 4 Rep 1, 4 2010-04 Present
Alvin Cheng-Hock Chua RO 1, 4 Rep 1, 4 2014-06 2022-09
Jinsong (SFC:AQU252) Du 杜勁松 RO 1, 2, 4 Rep 1, 2 2008-04 2015-02
Yan Du 杜岩 RO 1, 2, 4, 5 2024-11 Present
Timothy Ralph Franks RO 1 Rep 1 2010-06 2011-06
Chi Kin (SFC:AAY096) Fung 馮志堅 RO 1, 4, 6, 9 Pre-2003 2003-06
Gan Niu Ge 葛甘牛 RO 1, 2, 4, 5 Pre-2003 2006-05
David Kwong Lam Hang 幸廣林 RO 1, 2, 3, 4, 5, 6, 9 Pre-2003 2012-10
Kenny Yui Kwong Ho 何銳光 RO 1, 2, 3, 4, 5 Rep 1, 2, 4, 5 2004-10 2018-12
Michael Ton Min Hsu 徐東明 RO 1, 2, 4, 5 Rep 1, 2, 4 2014-07 2024-07
Yiqiang Hu 胡毅強 RO 2, 5 Rep 1, 2, 4, 5 2012-09 2026-04
Liang (SFC:AXF094) Huang 黃亮 RO 1, 4 2025-08 Present
Hubert Ming Kong Kam 甘明光 RO 1, 2, 4 Rep 1, 2, 3, 4 2005-04 Present
Ronnie Chun Hung Kung 龔臻虹 RO 1, 2, 4, 5 Rep 1, 2, 3 2014-01 Present
Warren Lai On Kwan 關澧安 RO 1, 2 Rep 1, 4, 6, 9 Pre-2003 2006-04
Eddie Sai Fung Lam 林世鋒 RO 1, 2 Rep 1, 2, 3 2004-01 Present
Franue Hing Chong Lam 林慶燦 RO 1, 2 Rep 1, 2, 3 2005-05 2019-12
Chi Sing Lau 劉志成 RO 4 2026-04 Present
John Chee On Lau 劉自安 RO 1 Rep 1, 2, 4, 6, 9 Pre-2003 2023-08
Muk Hoi Lau 柳木海 RO 1, 4 Rep 1, 2, 4, 5 2010-02 2016-07
Pak Hong Law 羅柏康 RO 1 Rep 1, 4, 6, 9 Pre-2003 2022-10
Eric Bing Kuen Lee 李秉權 RO 1, 4 Rep 1, 2, 4 2007-09 2022-06
Kin Man (SFC:AQC894) Lee 李建民 RO 1, 4 Rep 1, 4 2008-07 2025-12
Yik Shan Lee 李亦山 RO 1, 2 Rep 1, 2, 3, 4, 5 2004-01 2015-12
Yiu Kei (SFC:AFX469) Leung 梁耀基 RO 1 Rep 1 2021-01 2025-10
Chao (SFC:BQR891) Li 李超 RO 1, 4 Rep 1, 2, 4 2023-06 Present
Shan Li 李山 RO 1, 4, 6, 9 Pre-2003 2005-11
Tong (SFC:ANQ787) Li 李彤 RO 1, 2, 4, 5 Rep 1, 4 2006-07 2024-01
Zhe Li 李哲 RO 1, 4 Rep 1, 4 2024-08 Present
Shan Hock Liew 劉善學 RO 1 Rep 1 2021-01 2025-02
Swee Tin Lisa Lim 林瑞珍 RO 1 Rep 1 2015-01 2022-01
Lin (SFC:BVD901) Liu 劉林 RO 1 2025-06 2026-03
Taisheng Liu 柳太勝 RO 1 Rep 1 2021-01 Present
Bassanio Chun Keung Lo 盧振強 RO 1, 2, 5 Rep 1, 2 2004-01 2016-08
Rong (SFC:ACB322) Lu 陸戎 RO 1, 2, 4 Rep 1, 2, 4 2006-07 2014-01
Chi Ming Ma 馬志明 RO 1, 2 Rep 1, 2, 4 2009-10 2012-01
Michael Sin Yue Mak 麥善宇 RO 1, 4 Rep 1, 4 2008-04 2024-07
Shiu Ki Mak 麥兆岐 RO 1, 2, 4 Rep 1, 2, 4 Pre-2003 2026-05
Xin Meng 孟昕 RO 4 2026-04 Present
Graham Chi To Ng 伍志濤 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2004-01 2016-05
Oliver Tse Kuen Ng 伍子權 RO 1, 2, 3, 4 2004-01 2023-02
Warren Brian Ka Hei Ng 吳嘉羲 RO 1 Rep 1 2025-07 Present
John Marshall Nicholson 凌瀚燊 RO 1 Rep 1 2007-01 2012-02
Ngan Pak 白韌 RO 1, 2, 4, 5 Rep 1, 2, 5 2012-03 Present
Feng (SFC:ALK156) Qian 錢鋒 RO 1, 2 Rep 1, 2 2004-11 2024-03
Ngai Ho Shum 沈毅豪 RO 1, 2, 4 Rep 1, 2, 4 2005-03 2022-03
Francis Fong Chai Tang 鄧方濟 RO 1, 4 Rep 1, 4 2016-02 2021-06
Carter Richard Ting 丁文達 RO 1 Rep 1, 2 2010-06 2012-03
Ping Kwan Tsang 曾炳坤 RO 3 Rep 1, 2 2004-01 2013-10
Yung Hoi Tse 謝湧海 RO 1, 2, 4, 5 2004-02 2012-12
Didier Louis M. van Runckelen 王令龍 RO 1, 2, 4 Rep 1, 2, 4 2013-12 2017-01
Wei (SFC:AJC207) Wang RO 4 Rep 1, 4 2008-05 2020-10
Yan (SFC:AJA480) Wang 王岩 RO 1 Rep 1 2005-12 2011-09
Yunhua Wang 王蘊華 RO 1, 4 Rep 1, 4 2006-09 Present
Zhongze Wang 王中澤 RO 1, 2, 4, 5 2021-09 2023-03
Chung Mun Wong 黃仲文 RO 1, 2, 3, 4, 5 Rep 1 2004-01 2016-12
Ivan Sze Yuen Wong 王士元 RO 1, 2 Rep 1, 2, 4 2015-06 Present
Kim Hung Wong 黃劍雄 RO 1, 2, 4 Rep 1, 2, 4 2010-08 2015-12
Siu Leung Wong 黃紹良 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2022-05 2024-11
Qiong (SFC:ASZ115) Wu 吳琼 RO 4 Rep 4 2009-05 Present
Wei Wu 吳畏 RO 1, 4 Rep 1, 4 2025-09 2026-03
Ziwei Wu 吳子維 RO 1 Rep 1 2025-03 Present
Fan (SFC:BDY994) Yang 楊凡 RO 1 2026-04 Present
Sunny Kai Sun Yip 葉啟燊 RO 1 Rep 1 2021-01 2026-01
Ka Fai Yu 余家輝 RO 1, 2, 4 Rep 1, 2 2013-04 2016-09
Albert Ka Lun Yuen 袁嘉麟 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2009-09 2023-09
Kwok Hung Yuen 袁國雄 RO 1, 2, 4 Rep 1, 2, 3, 4 2014-01 Present
Kun Zhang 張鯤 RO 1 2025-04 Present
Mario Altenburger Rep 1, 4 2010-07 2024-09
Fumiko Bonnie Arai 荒井富美子 Rep 1 2009-12 2010-11
Bekhzod Artikov Rep 1, 4 2013-12 2014-09
Aruna 阿汝娜 Rep 1, 2 2016-10 2016-12
Chiang Wai Au 區蔣偉 Rep 1, 4 2008-01 2023-09
Ka Cheong Michael Au 區家昌 Rep 1, 2, 4 2018-07 2023-12
Kai Tat Au 區繼達 Rep 1, 2 2011-09 2013-02
Kar Yee Au 歐家宜 Rep 4 2008-01 2008-02
Karen Kar Oi Au 區家愛 Rep 1, 4 2007-11 2009-03
Tat Sang Au 區達生 Rep 1, 2 2004-10 2008-07
Wing Tung Au 歐穎桐 Rep 1, 2, 3 2012-12 2014-10
Yin Ki Au 區嫣琪 Rep 1, 4 2012-09 2013-03
Ling Au Yeung 歐陽靈 Rep 1 2013-05 2017-08
Showing 1–100 of 1414

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1652 staff - 4 shared activity types - 中國國際金融香港證券有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 548 staff - 4 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 459 staff - 4 shared activity types - 花旗環球金融亞洲有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 406 staff - 4 shared activity types - 宏利投資管理(香港)有限公司

J.P. Morgan Broking (Hong Kong) Limited

CE AAB027 - 263 staff - 4 shared activity types

SinoPac Securities (Asia) Limited

CE BIZ502 - 217 staff - 4 shared activity types - 永豐金證券(亞洲)有限公司

China Securities (International) Brokerage Company Limited

CE BAU373 - 204 staff - 4 shared activity types - 中信建投(國際)証券有限公司

HSBC Global Asset Management (Hong Kong) Limited

CE AAF684 - 202 staff - 4 shared activity types

Related