ALPS Capital Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ALPS Capital Management Limited ( ), CE reference ABP316. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 13.
Registered address
Unit 602 6/F, 100 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2013-11-20 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2004-06-25 |
Licensed staff (13)
As of
| Name | Activities | Since |
|---|---|---|
| Vincent Wing Yiu Au 區永耀 | RO 4, 9 Rep 1 | 2019-05 |
| Amy Sau Mai Ip 葉秀薇 | RO 1, 4, 9 | 2013-11 |
| Jonathan Ka Yan Lo 羅家炘 | RO 1, 4, 9 | 2020-10 |
| Audrey Wang 王允默 | RO 1, 4, 9 | 2013-11 |
| Mei Ling Chui 徐美玲 | Rep 1, 4, 9 | 2021-03 |
| Siu Lai Fu 傅小麗 | Rep 4, 9 | 2022-07 |
| Kui Bong Jonathan Lau 劉巨邦 | Rep 9 | 2025-10 |
| Eva Tsz Yan Lee 李芷茵 | Rep 1, 4, 9 | 2014-09 |
| Benjamin Ka How Lo 羅家浩 | Rep 1, 4, 9 | 2014-01 |
| Ming Hin Mak 麥銘顯 | Rep 1, 4, 9 | 2023-10 |
| Ying Yeung Sin 冼英揚 | Rep 1, 4, 9 | 2021-06 |
| Yee Ling Wong 王綺寧 | Rep 1, 4, 9 | 2016-10 |
| Dun He Yong 楊敦和 | Rep 4, 9 | 2020-05 |
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