ALPS Capital Management Limited

CE No. ABP316 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ALPS Capital Management Limited, a Hong Kong-based licensed corporation with CE reference ABP316. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 13 (total recorded over time: 36). Earliest licence on file: 2013-11-20.
Category:: Buyside · Wealth management
Registered address:: Unit 602 6/F, 100 Queen's Road Central, Central
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	2013-11-20	present
Type 4 - Advising on securities	Pre-2003	present
Type 9 - Asset management	Pre-2003	present
Type 6 - Advising on corporate finance	Pre-2003	2004-06-25

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (36)

Active on date RO only

Name	Activities	First licensed	To
Vincent Wing Yiu Au 區永耀	RO 4, 9 Rep 1, 4, 9	2018-04	Present
Amy Sau Mai Ip 葉秀薇	RO 1, 4, 9 Rep 4, 9	2004-07	Present
Jonathan Ka Yan Lo 羅家炘	RO 1, 4, 9 Rep 1, 4, 9	2017-09	Present
Audrey Wang 王允默	RO 1, 4, 6, 9	Pre-2003	Present
Mei Ling Chui 徐美玲	Rep 1, 4, 9	2021-03	Present
Siu Lai Fu 傅小麗	Rep 1, 4, 9	2022-07	Present
Kui Bong Jonathan Lau 劉巨邦	Rep 9	2025-10	Present
Eva Tsz Yan Lee 李芷茵	Rep 1, 4, 9	2014-09	Present
Benjamin Ka How Lo 羅家浩	Rep 1, 4, 9	2013-01	Present
Ming Hin Mak 麥銘顯	Rep 1, 4, 9	2023-10	Present
Ying Yeung Sin 冼英揚	Rep 1, 4, 9	2021-06	Present
Yee Ling Wong 王綺寧	Rep 1, 4, 9	2016-10	Present
Dun He Yong 楊敦和	Rep 1, 4, 9	2020-05	Present
Wai Lam Janice Own 翁慧霖	Rep 4, 9	2025-05	2026-01
Yee Nam Lee 李怡南	Rep 1, 4, 9	2009-11	2024-06
Chin-Ling Tseng 曾慶齡	Rep 1, 4, 9	2024-01	2024-03
Hoi Yan Jennifer Lam 林凱欣	Rep 1, 4, 9	2021-10	2023-08
Karen Kwok Yan Chui 崔幗欣	Rep 1, 4, 9	2008-12	2021-08
Ryan Pui Yu Lam 林沛宇	Rep 1, 4, 9	2017-05	2020-08
Wing Lam Cheng 鄭穎琳	Rep 1, 4, 9	2017-05	2017-12
Kwok Wai Leung 梁國威	Rep 1, 4, 9	2012-09	2017-09
Karen Yui Ping Cheung 張蕊萍	Rep 1, 4, 9	2016-10	2017-04
Ka Wai Kenneth Tam 譚家維	Rep 1, 4, 9	2014-01	2017-04
Winnie Chan 陳慧如	Rep 1, 4, 9	2004-09	2016-10
Jacky Wai Man Chan 陳偉民	RO 1, 4, 9 Rep 4, 6, 9	Pre-2003	2016-05
Lai Shan Lau 劉麗珊	Rep 1, 4, 9	2014-07	2015-03
Rebecca Cheuk Ying Ng 吳卓瑩	Rep 1, 4, 9	2011-08	2014-10
Diego Kalaw Cuenca	Rep 4, 9	2012-01	2014-02
Kalina Shaw Tsang-Jia King	Rep 4, 9	2010-02	2012-02
Shiu Hung Wong 黃兆鏗	Rep 4, 9	2009-08	2011-08
An Ming Lin 林安明	Rep 4, 9	2007-03	2009-10
Sze Man Chui 徐思敏	Rep 4, 9	2004-11	2009-08
Kai Ki Cheng 鄭佳琪	Rep 4, 9	2007-06	2009-08
Jonathan Dei Jeng Fu 傅棣章	Rep 9	2008-04	2008-09
Fai Tong Chan 陳輝棠	RO 4 Rep 4, 6, 9	Pre-2003	2006-08
Robert Franklin Jr. Jones 鍾尚錞	RO 4, 9	2004-01	2004-08