First Shanghai Securities Limited
第一上海證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Shanghai Securities Limited (第一上海證券有限公司), CE reference ABV488. Currently licensed for regulated activity type(s) 1, 4, 6. Current licensed staff on file: 93.
Registered address
Rm 1905 Wing On House, 71 Des Voeux Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 7 — Providing automated trading services | present | 2003-09-02 |
| Type 9 — Asset management | present | 2010-08-20 |
Licensed staff (93)
As of
| Name | Activities | Since |
|---|---|---|
| Chi Hung Fok 霍智鴻 | RO 1 | 2021-04 |
| Chi Hung Leung 梁志鴻 | RO 1 | 2018-06 |
| Chi Keung Eliot Li 李智強 | RO 1, 6 | 2026-03 |
| Mingjiang Li 李明江 | RO 4 | 2012-11 |
| Ho Yin Lo 盧浩然 | RO 1 | 2019-04 |
| Wen (SFC:AQJ818) Pan 潘雯 | RO 1 | 2023-10 |
| Hong Qiu 邱紅 | RO 1 | 2006-09 |
| Chi Wing Shim 單志榮 | RO 1 | 2023-01 |
| Chi Chiu So 蘇志超 | RO 1 Rep 4 | 2019-09 |
| Pak Chun Wong 王柏俊 | RO 4 | 2014-05 |
| Wai Kin (SFC:ACC364) Yeung 楊偉堅 | RO 1, 4, 6 | Pre-2003 |
| Chi Ho Yip 葉志豪 | RO 1 | 2018-04 |
| Lingji Cao 曹凌霽 | Rep 4 | 2023-08 |
| Bernard Hon Wai Chan 陳漢偉 | Rep 1 | Pre-2003 |
| Chau Kam Chan 陳周金 | Rep 1 | 2020-10 |
| Pang Chan 陳鵬 | Rep 1 | 2005-12 |
| Hongyu Che 車宏宇 | Rep 1 | 2007-10 |
| Jiamin Chen 陳嘉敏 | Rep 1 | 2025-04 |
| Peili Chen 陳培莉 | Rep 1 | 2005-07 |
| Weiran Chen 陳巍然 | Rep 1 | 2025-08 |
| Xiaoxia Chen 陳曉霞 | Rep 4 | 2010-09 |
| Lai Ching (SFC:BRD954) Cheng 鄭麗晴 | Rep 1 | 2025-03 |
| Lit Fai Cheng 鄭烈輝 | Rep 1 | 2021-05 |
| Anthony Yiu Fai Cheung 張耀徽 | Rep 1 | 2025-11 |
| Chik Fai Cheung 張藉輝 | Rep 1 | 2023-03 |
| Laam Amanda Cheung 張嵐 | Rep 1 | 2026-02 |
| Chun Shing Chu 朱俊胜 | Rep 1 | 2024-05 |
| Yucui Dan 但玉翠 | Rep 4 | 2016-12 |
| Mei Gao 高梅 | Rep 1, 4 | 2014-03 |
| Dachen Gong 龔達宸 | Rep 1 | 2025-11 |
| Yuqiang Guan 管宇強 | Rep 1 | 2025-08 |
| Xiaoyu Han 韓嘯宇 | Rep 4 | 2019-03 |
| Chip Hang Ho 何接恆 | Rep 1 | Pre-2003 |
| Virginia Yi Kuen Hon 韓儀娟 | Rep 1 | 2013-09 |
| Xuening Hou 侯雪宁 | Rep 1 | 2020-12 |
| Chen Huang 黃晨 | Rep 4 | 2025-02 |
| Jiajie Huang 黃佳杰 | Rep 4 | 2016-06 |
| Hui Jin 金暉 | Rep 1 | 2006-07 |
| Xuan Jin 金煊 | Rep 4 | 2023-04 |
| Yu (SFC:BBX757) Kang 康瑜 | Rep 1 | 2014-12 |
| Ka Fai Kwan 關家輝 | Rep 1 | 2016-08 |
| Maat Sheung Chiu Lam 林襄潮 | Rep 1 | 2025-11 |
| Chi Keung Lau 劉志強 | Rep 1 | 2005-10 |
| Cho Ki Lau 劉楚琪 | Rep 1 | 2024-03 |
| Chi Shun Leung 梁志信 | Rep 1 | 2007-09 |
| Ming Hin (SFC:BIZ869) Leung 梁銘軒 | Rep 1 | 2025-08 |
| Soi Chi Leung 梁瑞芝 | Rep 1 | 2019-12 |
| Stanley Chi Yuen Leung 梁志源 | Rep 1 | 2003-05 |
| Chun Li 李俊 | Rep 1 | 2014-05 |
| Hang (SFC:AWK314) Li 李航 | Rep 1 | 2012-10 |
| Hangrong Li 黎航荣 | Rep 4 | 2023-08 |
| Jinglin Li 李京霖 | Rep 4 | 2018-12 |
| Lingwei Li 李羚瑋 | Rep 4 | 2023-10 |
| Nan Ling Li 李南泠 | Rep 4 | 2026-03 |
| Qian (SFC:BDY405) Li | Rep 4 | 2016-06 |
| Shun Li 利順 | Rep 1 | 2009-01 |
| Weihao Li 李偉浩 | Rep 1 | 2008-06 |
| Zhuoqun Li 李卓群 | Rep 4 | 2024-07 |
| Ying Lin 林穎 | Rep 1 | 2018-08 |
| Chung Him Liu 廖仲謙 | Rep 1 | 2016-09 |
| Huijun Liu 劉惠軍 | Rep 6 | 2025-08 |
| Jiahui Liu 劉家暉 | Rep 4 | 2025-07 |
| Xinhong Liu 劉新紅 | Rep 1 | 2008-03 |
| Jiayi Lu 陸家藝 | Rep 1 | 2024-10 |
| Ying Lu 逯穎 | Rep 1 | 2023-10 |
| Yuet Tin Lui 呂悅天 | Rep 1 | 2018-07 |
| Ho On Luk 陸可安 | Rep 1 | 2025-08 |
| Fanhuan Luo 羅凡環 | Rep 4 | 2021-07 |
| Yanxin Lyu 呂彥辛 | Rep 4 | 2025-01 |
| Pang Yan Mak 麥鵬恩 | Rep 1 | 2025-11 |
| Siu Ming Mak 麥小明 | Rep 1 | 2021-04 |
| Shun Kong Ng 吳淳鋼 | Rep 1 | 2024-12 |
| Eric Chun Sun Poon 潘浚燊 | Rep 1, 4 | 2025-08 |
| Mingjin Qian 錢銘今 | Rep 1, 6 | 2008-06 |
| Haokai Qin 秦浩楷 | Rep 1 | 2016-06 |
| Yatong Qiu 邱亞彤 | Rep 1 | 2017-03 |
| Songling Shen 沈松齡 | Rep 1 | 2008-05 |
| Wentao Sun 孫文滔 | Rep 1 | 2026-02 |
| Chun Fai Tang 鄧俊輝 | Rep 1, 4 | 2025-07 |
| Yilian Tang 唐伊蓮 | Rep 4 | 2023-08 |
| Wenjia Teng 滕文佳 | Rep 1 | 2019-05 |
| Chanjuan Tian 田嬋娟 | Rep 1 | 2023-10 |
| Jian (SFC:ALK743) Wang 王健 | Rep 1 | 2008-05 |
| Shizhen Wang 王士振 | Rep 6 | 2025-02 |
| Yuan Yuan Wang 王媛媛 | Rep 1 | 2008-08 |
| Mei Sze Wong 王美斯 | Rep 1 | 2026-01 |
| Tsz Kin Wong 黃子健 | Rep 1 | 2021-02 |
| Yuling Xue 薛裕玲 | Rep 1 | 2023-11 |
| Alexander Tak Wai Yuen 阮德偉 | Rep 1 | 2025-08 |
| Jihe Zhang 張記和 | Rep 1 | 2025-07 |
| Tieyan Zhang 張鐵言 | Rep 4 | 2025-06 |
| Yunfei Zhong 鍾云飛 | Rep 6 | 2017-02 |
| Hanyi Zou 鄒瀚逸 | Rep 4 | 2023-08 |
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