Neuberger Berman Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neuberger Berman Asia Limited, CE reference AQN831. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 40.
Registered address
20/F, Jardine House, 1 Connaught Place, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-03-13 | present |
| Type 4 — Advising on securities | 2008-03-13 | present |
| Type 9 — Asset management | 2008-03-13 | present |
Licensed staff (40)
As of
| Name | Activities | Since |
|---|---|---|
| Yan Taw Boon 溫演道 | RO 1, 4, 9 | 2022-09 |
| Pui Yan Cheng 鄭珮欣 | RO 1, 4 | 2020-12 |
| Alvin Joyue Hui 許祖裕 | RO 1, 4, 9 | 2024-06 |
| Patrick Song Liu | RO 1, 4, 9 | 2025-04 |
| Pui Kwan (SFC:ALF667) Chan 陳佩君 | Rep 1, 4, 9 | 2014-07 |
| Chih Yang Chen 陳志陽 | Rep 1, 4, 9 | 2015-06 |
| Ka Kin Cheng 鄭家健 | Rep 1, 4 | 2025-06 |
| Cheuk Fung Cheung 張卓峰 | Rep 1, 4 | 2024-12 |
| Hiu Lam Emily Chiu 招曉霖 | Rep 1, 4 | 2022-03 |
| Jeff Long Yin Cho 曹朗賢 | Rep 1, 4 | 2024-09 |
| Kwun Chung Chow 周冠仲 | Rep 1, 4 | 2021-06 |
| Yilin Feng 馮伊琳 | Rep 1, 4 | 2021-02 |
| Sin Tung Fong 方善彤 | Rep 1, 4 | 2025-08 |
| Wing Na Ho 何穎娜 | Rep 1, 4 | 2017-10 |
| Yik Sin Hui 許亦先 | Rep 1, 4 | 2017-02 |
| Andrew Kai-Jie Lai 賴凱杰 | Rep 1, 4, 9 | 2018-11 |
| Linda Lam Lam 林霖 | Rep 1, 4 | 2015-03 |
| Vivian Wai Man Lau 劉慧敏 | Rep 1, 4, 9 | 2021-12 |
| Ka Chun Law 羅嘉俊 | Rep 1, 4 | 2022-12 |
| Jingyi (SFC:BGH363) Li 李婧怡 | Rep 1, 4 | 2020-05 |
| Xinzhu Liu 劉馨竹 | Rep 1, 4, 9 | 2022-12 |
| Hong Hong Neo | Rep 1, 4 | 2025-04 |
| Hoi Yin Ng 吳凱燕 | Rep 1, 4 | 2015-03 |
| Yi Pan 潘禕 | Rep 1, 4, 9 | 2017-11 |
| Maggie Man Yee Pang 彭雯兒 | Rep 1, 4 | 2013-05 |
| Soo Bin Park | Rep 1, 4 | 2023-08 |
| Pui Ling Siao 蕭佩鈴 | Rep 1, 4 | 2025-09 |
| Hui Yi Rachel Tan 陳慧儀 | Rep 1, 4 | 2021-07 |
| Annie Yue Wai Tang 鄧宇蕙 | Rep 1, 4 | 2015-02 |
| Ka Lai Tong 唐嘉麗 | Rep 1, 4 | 2019-02 |
| Lok Ching Tsang 曾樂正 | Rep 1, 4, 9 | 2024-06 |
| Wing Sze Tsao 曹穎詩 | Rep 1, 4, 9 | 2025-06 |
| Man Hei Katrina Wong 黃敏希 | Rep 1, 4 | 2021-12 |
| Chih-Hong Wu 吳志宏 | Rep 1, 4 | 2024-08 |
| Di Xiao 肖笛 | Rep 1, 4 | 2017-04 |
| Dan (SFC:BFB174) Xu 徐丹 | Rep 1, 4 | 2024-10 |
| Douglas Yam 任晉毅 | Rep 1, 4, 9 | 2022-06 |
| Pak Kin Alan Yip 葉栢堅 | Rep 1, 4 | 2019-07 |
| Wai Kin Yuen 阮惠健 | Rep 1, 4 | 2024-09 |
| Yunhan Zhu 朱韫晗 | Rep 1, 4, 9 | 2026-01 |
Showing 1–40 of 40