Houlihan Lokey Howard & Zukin (Europe) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Houlihan Lokey Howard & Zukin (Europe) Limited, a Hong Kong-based licensed corporation with CE reference AOB894. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2007-05-15.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2007-05-15 | 2009-08-18 |
| Type 4 - Advising on securities | 2007-05-15 | 2009-08-18 |
| Type 6 - Advising on corporate finance | 2007-05-15 | 2009-08-18 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Joseph Chau Chang | Rep 1, 4, 6 | 2008-11 | 2009-03 |
| Wen Hua 華文 | Rep 1, 6 | 2008-07 | 2009-03 |
| David Abraham Preiser | RO 1, 4, 6 | 2007-05 | 2009-03 |
| David Paul Putnam | RO 1, 4, 6 | 2007-05 | 2009-03 |
| Jeff Downing Wilson | Rep 6 | 2008-03 | 2009-03 |
| Li Sze Sia 謝理思 | Rep 1, 6 | 2007-10 | 2009-02 |
| Jiang Wang 王江 | Rep 6 | 2008-01 | 2009-02 |
| Richard Alan Griffiths | RO 1, 6 | 2007-08 | 2008-08 |
Showing 1–8 of 8