SBI China Capital Financial Services Limited
軟庫中華金融服務有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SBI China Capital Financial Services Limited (軟庫中華金融服務有限公司), CE reference ABD523. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 20.
Registered address
4/F, Henley Building, No. 5 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2008-09-19 | present |
| Type 9 — Asset management | 2008-09-19 | present |
| Type 4 — Advising on securities | present | 2005-01-12 |
| Type 6 — Advising on corporate finance | present | 2005-01-12 |
| Type 9 — Asset management | present | 2005-01-12 |
Licensed staff (20)
As of
| Name | Activities | Since |
|---|---|---|
| Ching Yee Fan 范靜怡 | RO 1 | 2022-07 |
| Ringo Cheukkai Kwan 關卓啟 | RO 1 | 2024-06 |
| Siu Ching Ng 伍少貞 | RO 1, 4, 9 | 2022-01 |
| Kwok On Tse 謝國安 | RO 1 | 2023-07 |
| Jun (SFC:AOB779) Xie 謝俊 | RO 1, 4, 9 | 2024-09 |
| Wenli Ye 葉文莉 | RO 4, 9 Rep 1 | 2019-05 |
| Eva Hoi Yin Yip 葉海燕 | RO 4 Rep 1 | 2024-11 |
| King Yeung Chan 陳景揚 | Rep 1 | 2021-03 |
| Wenxi Chen 陳雯曦 | Rep 1, 4 | 2025-09 |
| Godwin Kwok Shing Chu 朱國承 | Rep 1 | Pre-2003 |
| Koon Shan Hui 許冠山 | Rep 1 | 2009-08 |
| Chi Wah Lee 李志華 | Rep 1, 9 | 2008-09 |
| Yiu Ming Lee | Rep 1, 4, 9 | 2026-01 |
| Li (SFC:BKP926) Liu 劉麗 | Rep 1, 4, 9 | 2021-06 |
| Yaning Qu 曲雅宁 | Rep 1, 4, 9 | 2025-11 |
| Joseph Yan Po Wong 黃恩寶 | Rep 1, 9 | 2008-09 |
| Jiahe Wu 武佳禾 | Rep 1, 4 | 2025-08 |
| Yicheng Xing 邢依成 | Rep 1 | 2025-12 |
| Kai Hong Yip 葉啟航 | Rep 1, 4 | 2025-10 |
| Chun Kit Ernest Yiu 姚俊傑 | Rep 1 | 2021-08 |
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