SBI China Capital Financial Services Limited
軟庫中華金融服務有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SBI China Capital Financial Services Limited (軟庫中華金融服務有限公司), a Hong Kong-based licensed corporation with CE reference ABD523. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 21 (total recorded over time: 144). Earliest licence on file: 2008-09-19.
- Category:
-
Sell side · Investment banking
- Registered address:
- 4/F, Henley Building, No. 5 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | 2008-09-19 | present |
| Type 9 - Asset management | 2008-09-19 | present |
| Type 4 - Advising on securities | Pre-2003 | 2005-01-12 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-12 |
| Type 9 - Asset management | Pre-2003 | 2005-01-12 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (144)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ringo Cheukkai Kwan 關卓啟 | RO 1 | 2024-06 | Present |
| Siu Ching Ng 伍少貞 | RO 1, 4, 9 | 2022-01 | Present |
| Kwok On Tse 謝國安 | RO 1 Rep 1 | 2023-05 | Present |
| Jun Xie 謝俊 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-06 | Present |
| Wenli Ye 葉文莉 | RO 4, 9 Rep 1, 4, 9 | 2016-01 | Present |
| Eva Hoi Yin Yip 葉海燕 | RO 4 Rep 1, 4 | 2024-09 | Present |
| King Yeung Chan 陳景揚 | Rep 1 | 2021-03 | Present |
| Wenxi Chen 陳雯曦 | Rep 1, 4 | 2025-09 | Present |
| Godwin Kwok Shing Chu 朱國承 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Pui Yi Ho 何沛誼 | Rep 1 | 2026-04 | Present |
| Koon Shan Hui 許冠山 | Rep 1 | 2009-08 | Present |
| Hung Ip 葉虹 | Rep 1, 4, 9 | 2008-09 | Present |
| Chi Wah Lee 李志華 | Rep 1, 9 | 2008-09 | Present |
| Yiu Ming Lee | Rep 1, 4, 9 | 2026-01 | Present |
| Li Liu 劉麗 | Rep 1, 4, 9 | 2021-06 | Present |
| Yaning Qu 曲雅宁 | Rep 1, 4, 9 | 2025-11 | Present |
| Joseph Yan Po Wong 黃恩寶 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Jiahe Wu 武佳禾 | Rep 1, 4 | 2025-08 | Present |
| Chiu Wah Yeu 姚昭華 | Rep 1 | 2026-07 | Present |
| Kai Hong Yip 葉啟航 | Rep 1, 4 | 2025-10 | Present |
| Chun Kit Ernest Yiu 姚俊傑 | Rep 1 | 2021-08 | Present |
| Xiaojing Wu 吳小靜 | Rep 1 | 2026-06 | 2026-08 |
| Ching Yee Fan 范靜怡 | RO 1 | 2022-07 | 2026-05 |
| Yicheng Xing 邢依成 | Rep 1 | 2025-12 | 2026-04 |
| Kin Hang Chow 周健恆 | RO 1, 4 Rep 1, 4, 9 | 2018-12 | 2026-02 |
| Ting Cheong Ng 吳定昌 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-10 | 2025-11 |
| Chun Hang Henry Ma 馬晉鏗 | Rep 1, 4 | 2022-10 | 2025-09 |
| Wei Jen Bi 畢惟幀 | Rep 1, 4 | 2025-07 | 2025-08 |
| Qi Sun 孫琪 | Rep 1, 4, 9 | 2023-05 | 2025-07 |
| Man Fai Choi 蔡文輝 | Rep 1 | 2025-04 | 2025-06 |
| David Yam 任卓偉 | RO 1, 4, 9 Rep 1 | 2005-10 | 2025-03 |
| Keith Hon Kit Chau 周漢傑 | Rep 1 | 2004-02 | 2025-01 |
| King Chuen Szeto 司徒經全 | Rep 1, 9 | 2008-09 | 2025-01 |
| Yuk Lung Sze 施育龍 | Rep 1, 4 | 2021-10 | 2024-11 |
| Hon Nam Lee 李翰南 | Rep 1 | 2021-08 | 2024-10 |
| Hoi Yan Chan 陳凱欣 | Rep 1, 4 | 2024-08 | 2024-10 |
| Shuk Ting Wan 温淑婷 | Rep 1, 4 | 2024-05 | 2024-09 |
| Hoi Yuen Chu 褚凱源 | Rep 1, 4 | 2020-07 | 2024-09 |
| Jimmy Kam Fai Li 李錦輝 | RO 1, 4, 9 Rep 1, 9 | 2022-10 | 2024-08 |
| Yu Yeung Or 柯宇揚 | RO 1 Rep 1, 4, 9 | 2022-10 | 2024-08 |
| Xuemei Gao 高雪梅 | Rep 1 | 2023-08 | 2024-04 |
| Jin Ding 丁進 | Rep 1, 4 | 2023-11 | 2024-03 |
| Chen Tung Fung 馮振東 | RO 1, 4, 9 Rep 1, 4, 9 | 2020-03 | 2024-01 |
| Vivian Catherine Wai Ying Fong 方韋盈 | Rep 1 | 2023-02 | 2023-04 |
| Fan Chen 陳凡 | Rep 1, 4, 9 | 2022-10 | 2023-01 |
| Hin Pong Lee 李顯邦 | RO 1 Rep 1 | 2021-06 | 2022-12 |
| James Chun Man Yu 余鎮民 | RO 1, 4, 9 Rep 1, 4 | 2021-04 | 2022-05 |
| Siu Fung Leung 梁肇豐 | Rep 1 | 2020-12 | 2022-01 |
| Ping Chuen Sze-To 司徒炳全 | Rep 1, 9 | 2008-09 | 2021-12 |
| Qi da 笪琦 | Rep 1, 4 | 2021-08 | 2021-12 |
| Qinshi Li 李沁詩 | Rep 1 | 2021-08 | 2021-09 |
| Ka Wai Chan 陳嘉威 | Rep 1, 4, 9 | 2019-10 | 2021-09 |
| Ling Su 蘇玲 | Rep 1 | 2017-09 | 2021-08 |
| Audrey Zhiji Wang 王致霽 | Rep 1, 4 | 2019-09 | 2021-06 |
| Yaohui Wang 王耀輝 | Rep 1, 4 | 2019-08 | 2021-06 |
| Hiu Fung Ngo 敖曉風 | Rep 1, 4, 9 | 2018-11 | 2021-05 |
| Liyi Zou 鄒立义 | Rep 1, 4 | 2017-11 | 2021-05 |
| Tao Zhao 趙濤 | RO 1, 4 Rep 1, 4 | 2017-08 | 2021-05 |
| Jun Deng 鄧駿 | RO 1, 4, 9 | 2019-06 | 2021-05 |
| Yanlianzhi Liu 劉嚴戀之 | Rep 1, 4, 9 | 2020-05 | 2021-05 |
| Janice Jhet Yen Chia | RO 1 Rep 1 | 2019-05 | 2021-04 |
| Kennedy Kin Tak Tsang 曾建德 | RO 4 Rep 1, 4 | 2008-10 | 2021-02 |
| Jason Tye Leung 梁泰 | Rep 1 | 2020-06 | 2021-01 |
| Shing Chi Tse 謝承志 | Rep 1, 4, 9 | 2018-08 | 2020-07 |
| Xuanren Wang 王宣人 | Rep 1 | 2019-06 | 2019-12 |
| Wai Ming Tham 譚維明 | Rep 1, 4, 9 | 2013-03 | 2019-09 |
| Kin Pan Yeung 楊健斌 | RO 1 Rep 1, 4, 9 | 2006-12 | 2019-09 |
| Christian Chung-Hwan Kim | Rep 1 | 2016-05 | 2019-08 |
| Chi Kun Tsoi 蔡智勤 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2019-07 |
| Ting Kay Ho 何定錤 | RO 1, 4 | 2018-09 | 2019-06 |
| Ying Ching Fong 方凝清 | Rep 1 | 2014-10 | 2019-05 |
| Kin Fai Wong 王健輝 | RO 1, 4, 9 | 2008-02 | 2019-04 |
| Siu Yuen Lee 李兆源 | Rep 1 | 2009-09 | 2019-03 |
| Cheuk Fung Lam 林卓峰 | Rep 1, 4 | 2018-06 | 2019-01 |
| Chun Hin Lee 李震軒 | Rep 1, 4 | 2018-07 | 2019-01 |
| Yee Fung Yu 余苡蜂 | Rep 1, 4 | 2018-07 | 2019-01 |
| Pui Keung Ma 馬沛強 | Rep 1, 9 | 2016-01 | 2018-12 |
| Kin Fai Lau 劉健輝 | Rep 1, 4 | 2017-06 | 2018-10 |
| Ka Chun Wong 黃嘉俊 | Rep 1, 4 | 2018-05 | 2018-10 |
| John Wai Tung Lo 盧衛東 | RO 1 Rep 1 | 2010-08 | 2018-10 |
| Karen Kam Yan Lau 劉錦欣 | Rep 1 | 2011-03 | 2018-08 |
| Chi Ho Lee 李子豪 | Rep 1, 4 | 2015-05 | 2018-05 |
| Hao Wang 王浩 | Rep 1, 4 | 2015-06 | 2018-04 |
| Lam Wai Chan 陳藍慧 | Rep 1, 4 | 2016-09 | 2017-08 |
| Kai Huang 黃凱 | Rep 1, 4 | 2015-08 | 2017-08 |
| Andes Cheng 鄭安達 | Rep 1, 4 | 2008-09 | 2016-08 |
| Fung Ping Chan 陳鳳萍 | Rep 1 | 2014-10 | 2016-06 |
| Ka Ho Chu 朱加豪 | Rep 4 | 2015-06 | 2016-03 |
| Qi Tian 田崎 | Rep 1 | 2015-03 | 2016-01 |
| Wang Chan 陳宏 | Rep 1 | 2015-11 | 2015-12 |
| Ho Seng Tse 謝灝笙 | Rep 1 | 2015-05 | 2015-11 |
| Yu Lyu 呂宇 | Rep 4 | 2015-08 | 2015-08 |
| Shiu Pong Chan 陳兆邦 | Rep 1 | 2014-11 | 2015-08 |
| Ho Wa Yim 嚴浩華 | Rep 4 | 2015-04 | 2015-06 |
| Kai Ho Lee 李啟浩 | RO 4 Rep 4 | 2013-07 | 2015-06 |
| Chi Zhang 張弛 | Rep 1 | 2015-02 | 2015-04 |
| Bo Li 李博 | Rep 4 | 2014-02 | 2015-04 |
| Ka Chai Tse 謝家齊 | Rep 1 | 2015-03 | 2015-04 |
| Pui Sing Chan 陳沛昇 | Rep 1, 4 | 2011-07 | 2015-02 |
| Chi Yan Wong 黃志仁 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-01 |
Showing 1–100 of 144
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司