Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shenwan Hongyuan Securities (H.K.) Limited (申萬宏源證券(香港)有限公司), CE reference AAC927. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 158.
Registered address
Level 4, Three Pacific Place, 1 Queen's Road East, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2022-06-21 | present |
| Type 4 — Advising on securities | present | 2004-03-30 |
| Type 6 — Advising on corporate finance | present | 2004-03-30 |
| Type 7 — Providing automated trading services | present | 2003-09-11 |
| Type 9 — Asset management | present | 2004-03-30 |
Licensed staff (158)
As of
| Name | Activities | Since |
|---|---|---|
| Man Au Yeung 歐陽敏 | RO 1 | 2023-07 |
| Hoi Wa Cheng 鄭凱華 | RO 1 | 2021-08 |
| Rui (SFC:BDA213) Guo 郭睿 | RO 1, 4 | 2025-11 |
| Yanting Guo 郭妍婷 | RO 1 | 2024-07 |
| Kai Kin Ho 何啟建 | RO 1 | 2021-02 |
| King Wai Lai 黎景威 | RO 1 | 2017-03 |
| Yuen Hung Lau 劉婉鴻 | RO 1 | 2022-03 |
| Sung Tat Li 李崇達 | RO 1 | 2024-02 |
| Jun Liang 梁鈞 | RO 1, 4 | 2022-06 |
| Joseph Liu | RO 4 Rep 1 | 2022-06 |
| Hongwei Luo | RO 1, 4 | 2024-12 |
| Yuna Shin 申有懦 | RO 1 | 2024-02 |
| Haoru Sun 孫浩如 | RO 1 | 2024-09 |
| Mingrui Xia 夏明睿 | RO 1 | 2018-07 |
| Ruihan Yin 尹蕤菡 | RO 1, 4 | 2022-06 |
| Lili Yu 俞力黎 | RO 1, 4 | 2023-10 |
| Yibo (SFC:AZX335) Zhang 張亦波 | RO 1, 4 | 2024-02 |
| Cheuk Hei Au 區焯睎 | Rep 1 | 2023-12 |
| Yingting Cao 曹穎婷 | Rep 1 | 2015-03 |
| Benny Wing Leong Chan 陳永亮 | Rep 1 | 2010-08 |
| Dominic Tor Ming Chan 陳多明 | Rep 1 | Pre-2003 |
| Kui Hung Chan 陳鉅洪 | Rep 1 | 2006-06 |
| Maggie Po Ling Chan 陳寶玲 | Rep 1 | 2013-08 |
| Man Yim Chan 陳文艷 | Rep 1 | Pre-2003 |
| Polly Wai Tai Chan 陳偉娣 | Rep 1 | 2021-11 |
| Sau Mei (SFC:ADA700) Chan 陳秀美 | Rep 1 | 2005-09 |
| Sheung Pun Chan 陳尚斌 | Rep 1 | Pre-2003 |
| Suk Ching Chan 陳淑貞 | Rep 1 | Pre-2003 |
| Sze Chan 陳詩 | Rep 1 | 2021-11 |
| Wei Kwun Chan 陳維鈞 | Rep 1 | 2020-09 |
| Yuet Ngor Chan 陳月娥 | Rep 1 | Pre-2003 |
| Hui Miao Chang 張輝苗 | Rep 1 | 2019-11 |
| Ching On Thomas Chau 周靖安 | Rep 1 | 2009-02 |
| Jixun Chen 陳濟洵 | Rep 1 | 2026-02 |
| Shih Chieh Chen 陳世傑 | Rep 1 | 2012-01 |
| Yanyu Chen 陈彦羽 | Rep 1 | 2025-04 |
| Yuexi Chen 陈玥锡 | Rep 1 | 2021-04 |
| Tak Choi Cheng 鄭德財 | Rep 1 | 2020-12 |
| Chi To Cheong 莊志濤 | Rep 1 | Pre-2003 |
| Kin Hang Cheung 張建恆 | Rep 1 | 2019-02 |
| Man Sang Cheung 張文生 | Rep 1 | 2003-12 |
| Thomas Hin Man Cheung 張憲民 | Rep 1 | 2004-05 |
| Yin Chong Chin 錢燕莊 | Rep 1 | 2014-09 |
| Wan Ching 程云 | Rep 1 | 2007-06 |
| Ming Chiu 趙明 | Rep 1 | Pre-2003 |
| Che Kin (SFC:AEA835) Choi 蔡志堅 | Rep 1 | Pre-2003 |
| Chee Chow 周琦 | Rep 1 | 2005-05 |
| Wai Lun (SFC:ATR167) Chu 朱偉倫 | Rep 1 | 2022-03 |
| Chun Sing Chui 徐進昇 | Rep 1 | 2023-07 |
| Yuling Dong 董玉玲 | Rep 1 | 2024-11 |
| Ruirui Dou 竇瑞瑞 | Rep 1 | 2014-02 |
| Xu (SFC:AZC459) Du 杜栩 | Rep 1 | 2021-08 |
| Yu Ching Fung 馮愈晴 | Rep 1 | 2021-08 |
| Jiayuan Gao 高嘉苑 | Rep 1, 4 | 2025-02 |
| James Ka Chun Ha 夏家俊 | Rep 1 | 2019-10 |
| Si Man Ho 何詩敏 | Rep 1 | Pre-2003 |
| Chang Hong 洪畅 | Rep 4 | 2025-07 |
| Zhaoling Hu 胡昭玲 | Rep 1 | 2013-07 |
| Ching Hui 許征 | Rep 1 | Pre-2003 |
| Chenxia Kang 康晨霞 | Rep 1, 4 | 2023-10 |
| Xing Kang 康惺 | Rep 1 | 2007-12 |
| Hak Keung Kung 龔克強 | Rep 1 | 2005-06 |
| Ida Yee Man Kwai 桂綺雯 | Rep 1 | 2009-03 |
| Aaron Kwok Ho Kwan 關國豪 | Rep 1 | 2019-11 |
| Pik Ngan Kwan 關碧顏 | Rep 1 | Pre-2003 |
| Cheong Lai 黎昌 | Rep 1 | Pre-2003 |
| Christine Nga Sze Lai 黎雅詩 | Rep 1 | 2009-02 |
| Sau Han Lai 黎秀嫻 | Rep 1 | 2010-09 |
| Chun Fat Lam 林振發 | Rep 1 | 2007-04 |
| Eric Tak Shing Lam 林德成 | Rep 1 | 2015-10 |
| Mau Kit Lam 林茂傑 | Rep 1 | 2020-04 |
| Ronald Shu Lok Lam 林樹樂 | Rep 1 | 2005-07 |
| Shing (SFC:AGW566) Lam 林盛 | Rep 1 | Pre-2003 |
| Dick Man Lau 劉滌文 | Rep 1 | 2005-07 |
| Alexander Kit Chiu Lee 李潔釗 | Rep 1 | Pre-2003 |
| Cheuk Ming Lee 李卓明 | Rep 1 | Pre-2003 |
| Ho Lee 李浩 | Rep 1 | 2023-11 |
| Wai Leung Lee 李惠樑 | Rep 1 | 2005-05 |
| Wun Mei Lee 李煥美 | Rep 1 | 2008-11 |
| Yuen Ting Lee 李婉婷 | Rep 1 | 2022-03 |
| Chun Sau Leung 梁俊修 | Rep 1 | 2008-01 |
| Po Hung Leung 梁寶紅 | Rep 1 | 2019-10 |
| Siu Mui Leung 梁少梅 | Rep 1 | 2008-11 |
| Yun Kwai Leung 梁潤貴 | Rep 1 | 2008-03 |
| Eric Kwong Chee Li 李廣志 | Rep 1 | 2014-06 |
| Junyi Li 李俊儀 | Rep 1, 4 | 2024-07 |
| Lee Ming Li 李利明 | Rep 1 | Pre-2003 |
| Mao (SFC:BOI880) Li 李懋 | Rep 1 | 2022-06 |
| Wai Kit Li 李偉杰 | Rep 1 | 2021-07 |
| Zhuoran (SFC:BTA320) Li 李卓然 | Rep 1, 4 | 2022-09 |
| Aitong Liang 梁藹彤 | Rep 1 | 2023-08 |
| Mengxia Lin 林夢霞 | Rep 1, 4 | 2022-11 |
| Xiao Tong Lin 林小桐 | Rep 1 | Pre-2003 |
| Wai Man Ling 凌慧敏 | Rep 1 | Pre-2003 |
| Chenyan Liu 刘晨妍 | Rep 1 | 2025-06 |
| Fei (SFC:BTX723) Liu 劉菲 | Rep 1 | 2026-03 |
| Wai Hong Liu 柳維翰 | Rep 1 | 2003-12 |
| Yijun (SFC:BOQ791) Liu 劉奕君 | Rep 1 | 2019-08 |
| Yin (SFC:AUO116) Liu 劉寅 | Rep 1 | 2010-01 |
| Yinan (SFC:AYC674) Liu 劉逸南 | Rep 1, 4 | 2023-09 |
Showing 1–100 of 158