Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Citigroup Global Markets Asia Limited (花旗環球金融亞洲有限公司), CE reference AAA137. Currently licensed for regulated activity type(s) 1, 2, 4, 5, 6, 7. Current licensed staff on file: 478.
Registered address
50th Floor, Champion Tower, Three Garden Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2013-04-26 | present |
| Type 4 — Advising on securities | present | present |
| Type 5 — Advising on futures contracts | 2013-01-09 | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 7 — Providing automated trading services | 2008-03-31 | present |
| Type 7 — Providing automated trading services | present | 2007-05-03 |
| Type 9 — Asset management | present | 2005-01-28 |
Licensed staff (478)
As of
| Name | Activities | Since |
|---|---|---|
| Colin Dennis Banfield | RO 1, 6 | 2011-12 |
| William Wesley Barnes | RO 1, 4, 6 | 2026-01 |
| Guillaume Gerard Marie Besson | RO 1 Rep 2 | 2022-07 |
| Suninder Singh Chauhan | RO 1 Rep 2, 7 | 2026-03 |
| Yuyuan Chen 陳宇緣 | RO 6 Rep 1 | 2024-11 |
| Koon Nam Cheung 張冠楠 | RO 2 Rep 1 | 2025-05 |
| Wai Ming Chow 周維明 | RO 1, 6 | 2024-04 |
| Eric Chak Kwan Choy 蔡澤群 | RO 4, 5 | 2026-01 |
| Ashish Kumar Daga | RO 1, 2 Rep 4 | 2024-11 |
| Ting Guo 郭婷 | RO 1, 6 Rep 4 | 2024-08 |
| Edwina Wing Lam Ip | RO 6 Rep 1, 4 | 2016-05 |
| Adrian Khoo | RO 1, 6 | 2009-01 |
| Tetsuaki Kobata | RO 1, 4, 6 | 2025-10 |
| Charles Wing Chung Lam 林穎聰 | RO 1, 2, 7 | 2022-09 |
| Xinyu (SFC:AZQ393) Liu 柳欣宇 | RO 6 Rep 1 | 2018-11 |
| Jan Metzger | RO 1, 6 | 2018-08 |
| Jignesh Patel | RO 1, 2 | 2025-12 |
| Angus McKenzie Richardson | RO 1 Rep 2 | 2024-09 |
| Gursev Singh Riyat | RO 4 Rep 1, 6 | 2024-12 |
| Roland Christopher Rolfe | RO 1 | 2024-12 |
| Alexander Schrantz | RO 1, 6 Rep 4 | 2013-04 |
| Mario John Serafino | RO 1, 2 Rep 4 | 2024-10 |
| Shilesh Shekhawat | RO 1, 7 Rep 2 | 2021-05 |
| Paul Matthew Smith | RO 1, 2 | 2024-06 |
| Anthony Thomas Doan Soroka | RO 1, 2 | 2025-10 |
| Robert James Stewart | RO 1, 2 | 2023-06 |
| Weijun Sun 孫維鈞 | RO 6 Rep 1 | 2021-04 |
| Vivian Tang 鄧慧雲 | RO 1, 2 | 2021-05 |
| Yeung Tsai 蔡楊 | RO 6 Rep 1 | 2019-05 |
| May Wai Yee Tse 謝慧儀 | RO 1, 4 | 2016-09 |
| Wenwen (SFC:AYM691) Wang 王文文 | RO 1, 2 | 2024-12 |
| Xiaopo Wei 魏晓坡 | RO 4 | 2026-02 |
| Erica Poon Werkun 潘嘉怡 | RO 4, 5 | 2025-09 |
| Ross Andrew Whittaker | RO 1, 7 Rep 2 | 2025-05 |
| Yan Chi Yuen 袁恩賜 | RO 5 Rep 4 | 2022-08 |
| Xiaotian Zhou 周小天 | RO 6 Rep 1 | 2021-11 |
| Kevin John Zolkiewicz | RO 2 Rep 1 | 2016-05 |
| Syed Asghar Zamin Ali | Rep 1, 6 | 2006-10 |
| Dong An 安東 | Rep 1, 6 | 2017-07 |
| Mohammed Zuned Apabhai | Rep 1, 2, 4 | 2013-06 |
| Jeffrey Pok Ho Au 區博濠 | Rep 1, 2, 7 | 2013-06 |
| Tin Wai Au 區天偉 | Rep 1, 2, 7 | 2021-09 |
| Vincent Che Tim Au 歐智添 | Rep 1, 2 | 2013-06 |
| Ka Cheung Au-Yeung 歐陽嘉祥 | Rep 1, 2 | 2025-09 |
| Sangkyu Bae | Rep 1, 6 | 2026-03 |
| Jie Bai 白杰 | Rep 1, 6 | 2019-07 |
| Ruoxuan Bai 白若璇 | Rep 1, 6 | 2023-08 |
| Jamie Ian Baker | Rep 1 | 2025-01 |
| Jun Young Bang 方俊泳 | Rep 1, 2 | 2024-01 |
| Jing Bao 包靖 | Rep 1 | 2018-08 |
| Yuhan Bao 鮑雨涵 | Rep 1, 6 | 2025-08 |
| Zheng Bao 包政 | Rep 1, 6 | 2021-09 |
| Leon Bezverkhni 司馬睿 | Rep 1, 6 | 2017-09 |
| Yingyue Bi 畢贏月 | Rep 1 | 2022-04 |
| Ruili Bian 邊睿莉 | Rep 4 | 2020-04 |
| Shubhomoy Biswas | Rep 1, 2 | 2025-08 |
| Michael Joel Boas | Rep 1, 2 | 2025-01 |
| Jessica Mary Bruce | Rep 1 | 2021-12 |
| David Dominique Nicolas Bruchet | Rep 1, 2 | 2023-03 |
| Yijing Cai 蔡一菁 | Rep 4 | 2021-09 |
| Nicholas James Carlsen | Rep 1 | 2023-06 |
| Chun Wai (SFC:AWO082) Chan 陳俊瑋 | Rep 4 | 2011-01 |
| Chun Yue (SFC:AUB763) Chan 陳震宇 | Rep 1, 6 | 2009-11 |
| Ip Chun Chan 陳燁進 | Rep 1 | 2025-09 |
| Jeffrey Siu Yuen Chan 陳兆源 | Rep 1, 6 | 2020-04 |
| Tsz Haang Chan 陳子桁 | Rep 1 | 2026-01 |
| Yeuk Yu Chan 陳若瑜 | Rep 1 | 2025-04 |
| Tristan William Philibert Chanay | Rep 1, 2 | 2024-08 |
| Adrian Yiu Fai Chau 仇耀輝 | Rep 1 | 2016-06 |
| Chau Han Chau 周秋嫻 | Rep 1, 2 | 2025-10 |
| Tak-Hei Timothy Chau 周德熙 | Rep 4 | 2024-09 |
| Vikram Chavali | Rep 1, 6 | 2025-11 |
| Chao (SFC:BDI410) Chen 陳潮 | Rep 1, 6 | 2021-05 |
| Hao (SFC:BGQ543) Chen 陳浩 | Rep 1, 6 | 2021-08 |
| Hsiao-Wei Chen 陳筱薇 | Rep 1, 2 | 2019-10 |
| Jiaqi (SFC:BWS037) Chen 陳佳琪 | Rep 1, 2 | 2025-08 |
| Jiayi (SFC:BWV568) Chen 陳嘉懿 | Rep 1, 6 | 2025-09 |
| Jingyu Chen 陳鏡鈺 | Rep 4 | 2021-08 |
| Kai Yun Chen 陳凱筠 | Rep 1, 6 | 2021-10 |
| Michelle Yeung Chen 陳漾 | Rep 1 | 2018-02 |
| Tania Yi-Tzu Chen | Rep 1, 2, 4 | 2025-01 |
| Tianran Chen 陳天然 | Rep 1, 2, 4 | 2022-06 |
| Tingting (SFC:BEF281) Chen | Rep 1, 2 | 2020-12 |
| Yichuan Chen 陳逸川 | Rep 1, 6 | 2021-09 |
| Yixuan Chen 陳以暄 | Rep 1, 2, 4 | 2021-03 |
| Yung-Hao Chen 陳永豪 | Rep 4 | 2022-10 |
| Christopher Chi Yung Cheng 鄭智勇 | Rep 1 | 2015-01 |
| Cindy Kit Yee Cheng 鄭潔儀 | Rep 1 | 2021-07 |
| Hong Cheuk Cheng 鄭康卓 | Rep 1, 6 | 2019-10 |
| Victor Shing Chung Cheng 鄭承宗 | Rep 1, 2, 4, 7 | 2013-05 |
| Yee Man Cheng 鄭綺雯 | Rep 1, 2, 7 | 2021-09 |
| Yingyun Cheng 程穎沄 | Rep 1, 6 | 2025-07 |
| Fuk Lung Cheung 張褔龍 | Rep 4 | 2018-12 |
| Man Chung Cheung 張文忠 | Rep 1, 2 | 2023-08 |
| Alexander Robert Chiew | Rep 1, 2 | 2016-06 |
| Michel Chlela | Rep 1, 2, 4 | 2023-01 |
| Yat Chau Cho 初逸舟 | Rep 4 | 2020-11 |
| Shui Lung Choi 蔡瑞隆 | Rep 4 | 2006-07 |
| Wang Ngai Choi 蔡弘毅 | Rep 1, 6 | 2025-12 |
| Yun-San Chou 周芸珊 | Rep 1, 6 | 2018-09 |
Showing 1–100 of 478