Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Citigroup Global Markets Asia Limited (花旗環球金融亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAA137. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 6 - Advising on corporate finance; 7 - Providing automated trading services. Current licensed staff on file: 462 (total recorded over time: 3788). Earliest licence on file: 2008-03-31.
- Category:
-
Sell side · Investment banking
- Registered address:
- 50th Floor, Champion Tower, Three Garden Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2013-04-26 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 5 - Advising on futures contracts | 2013-01-09 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 7 - Providing automated trading services | 2008-03-31 | present |
| Type 7 - Providing automated trading services | Pre-2003 | 2007-05-03 |
| Type 9 - Asset management | Pre-2003 | 2005-01-28 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (3788)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Colin Dennis Banfield | RO 1, 6 Rep 1, 6 | 2010-06 | Present |
| William Wesley Barnes | RO 1, 4, 6 Rep 1, 4, 6 | 2025-11 | Present |
| Guillaume Gerard Marie Besson | RO 1, 2 Rep 1, 2 | 2018-06 | Present |
| Shubhomoy Biswas | RO 1, 4 Rep 1, 2 | 2025-08 | Present |
| Suninder Singh Chauhan | RO 1 Rep 1, 2, 7 | 2015-04 | Present |
| Yuyuan Chen 陳宇緣 | RO 6 Rep 1, 6 | 2014-07 | Present |
| Koon Nam Cheung 張冠楠 | RO 1, 2 Rep 1, 2 | 2017-09 | Present |
| Alexander Robert Chiew | RO 1 Rep 1, 2 | 2016-06 | Present |
| Wai Ming Chow 周維明 | RO 1, 6 Rep 1, 6 | 2015-09 | Present |
| Eric Chak Kwan Choy 蔡澤群 | RO 4, 5 Rep 4, 5 | 2007-05 | Present |
| Ashish Kumar Daga | RO 1, 2 Rep 1, 2, 4 | 2007-08 | Present |
| Ting Guo 郭婷 | RO 1, 6 Rep 1, 4, 6 | 2020-11 | Present |
| Edwina Wing Lam Ip | RO 6 Rep 1, 4, 6 | 2011-02 | Present |
| Adrian Khoo | RO 1, 6 Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Tetsuaki Kobata | RO 1, 4, 6 Rep 6 | 2024-04 | Present |
| Kaustubh Kashinath Kulkarni | RO 1, 6 | 2026-07 | Present |
| Charles Wing Chung Lam 林穎聰 | RO 1, 2, 7 Rep 1, 2, 4, 6, 7, 9 | Pre-2003 | Present |
| Xinyu Liu 柳欣宇 | RO 6 Rep 1, 6 | 2018-07 | Present |
| Jignesh Patel | RO 1, 2 Rep 1, 2 | 2025-09 | Present |
| Angus McKenzie Richardson | RO 1 Rep 1, 2 | 2016-07 | Present |
| Gursev Singh Riyat | RO 4 Rep 1, 4, 6 | 2013-09 | Present |
| Roland Christopher Rolfe | RO 1 Rep 1 | 2021-01 | Present |
| Alexander Schrantz | RO 1, 6 Rep 1, 4, 6 | 2012-12 | Present |
| Mario John Serafino | RO 1, 2 Rep 1, 2, 4 | 2022-10 | Present |
| Shilesh Shekhawat | RO 1, 7 Rep 1, 2, 7 | 2021-02 | Present |
| Esben Leonard Berg Shoen | RO 1 Rep 1 | 2021-12 | Present |
| Paul Matthew Smith | RO 1, 2 | 2024-06 | Present |
| Anthony Thomas Doan Soroka | RO 1, 2 Rep 1, 2 | 2018-05 | Present |
| Robert James Stewart | RO 1, 2 Rep 1, 2 | 2017-05 | Present |
| Weijun Sun 孫維鈞 | RO 6 Rep 1, 6 | 2014-06 | Present |
| Vivian Tang 鄧慧雲 | RO 1, 2 Rep 1, 2 | 2013-09 | Present |
| Yeung Tsai 蔡楊 | RO 6 Rep 1, 6 | 2009-09 | Present |
| Davy Chi Yan Tsang 曾子殷 | RO 1, 2, 4 Rep 1, 2, 4 | 2008-06 | Present |
| May Wai Yee Tse 謝慧儀 | RO 1, 2, 4 Rep 1, 2, 4 | 2013-02 | Present |
| Xiaopo Wei 魏晓坡 | RO 4 Rep 4 | 2015-08 | Present |
| Hao Wen 文豪 | RO 6 Rep 1, 6 | 2015-07 | Present |
| Erica Poon Werkun 潘嘉怡 | RO 4, 5 Rep 4, 5 | 2025-07 | Present |
| Lai Man Wong 王麗雯 | RO 1, 2 Rep 1, 2, 4 | 2025-09 | Present |
| Tang Tang Wong 王騰騰 | RO 1 Rep 1 | 2013-06 | Present |
| Yan Chi Yuen 袁恩賜 | RO 5 Rep 4, 5 | 2016-09 | Present |
| Xiaotian Zhou 周小天 | RO 6 Rep 1, 6 | 2020-01 | Present |
| Kevin John Zolkiewicz | RO 2 Rep 1, 2 | 2010-09 | Present |
| Dong An 安東 | Rep 1, 6 | 2017-07 | Present |
| Mohammed Zuned Apabhai | Rep 1, 2, 4 | 2009-03 | Present |
| Jeffrey Pok Ho Au 區博濠 | Rep 1, 2, 7 | 2006-11 | Present |
| Tin Wai Au 區天偉 | Rep 1, 2, 7 | 2021-08 | Present |
| Vincent Che Tim Au 歐智添 | Rep 1, 2, 6 | 2013-06 | Present |
| Ka Cheung Au-Yeung 歐陽嘉祥 | Rep 1, 2 | 2025-09 | Present |
| Sangkyu Bae | Rep 1, 6 | 2026-03 | Present |
| Jie Bai 白杰 | Rep 1, 6 | 2019-07 | Present |
| Ruoxuan Bai 白若璇 | Rep 1, 6 | 2023-08 | Present |
| Jamie Ian Baker | Rep 1 | 2025-01 | Present |
| Jun Young Bang 方俊泳 | Rep 1, 2 | 2024-01 | Present |
| Jing Bao 包靖 | Rep 1 | 2018-08 | Present |
| Yuhan Bao 鮑雨涵 | Rep 1, 6 | 2025-08 | Present |
| Zheng Bao 包政 | Rep 1, 6 | 2021-09 | Present |
| Leon Bezverkhni 司馬睿 | Rep 1, 6 | 2017-09 | Present |
| Ruili Bian 邊睿莉 | Rep 4 | 2020-04 | Present |
| Michael Joel Boas | Rep 1, 2 | 2025-01 | Present |
| Jessica Mary Bruce | Rep 1 | 2021-12 | Present |
| David Dominique Nicolas Bruchet | Rep 1, 2 | 2023-03 | Present |
| Yijing Cai 蔡一菁 | Rep 4 | 2021-09 | Present |
| Nicholas James Carlsen | Rep 1, 2 | 2016-04 | Present |
| Chun Wai Chan 陳俊瑋 | Rep 4 | 2011-01 | Present |
| Chun Yue Chan 陳震宇 | Rep 1, 6 | 2009-11 | Present |
| Ip Chun Chan 陳燁進 | Rep 1 | 2025-09 | Present |
| Jeffrey Siu Yuen Chan 陳兆源 | Rep 1, 6 | 2020-04 | Present |
| Tsz Haang Chan 陳子桁 | Rep 1 | 2026-01 | Present |
| Yeuk Yu Chan 陳若瑜 | Rep 1 | 2025-04 | Present |
| Tristan William Philibert Chanay | Rep 1, 2 | 2024-08 | Present |
| Adrian Yiu Fai Chau 仇耀輝 | Rep 1 | 2016-06 | Present |
| Chau Han Chau 周秋嫻 | Rep 1, 2 | 2025-10 | Present |
| Tak-Hei Timothy Chau 周德熙 | Rep 4 | 2024-09 | Present |
| Vikram Chavali | Rep 1, 6 | 2025-11 | Present |
| Chao Chen 陳潮 | Rep 1, 6 | 2021-05 | Present |
| Hao Chen 陳浩 | Rep 1, 6 | 2021-08 | Present |
| Hsiao-Wei Chen 陳筱薇 | Rep 1, 2 | 2019-10 | Present |
| Jiaqi Chen 陳佳琪 | Rep 1, 2 | 2025-08 | Present |
| Jiayi Chen 陳嘉懿 | Rep 1, 6 | 2025-09 | Present |
| Jingyu Chen 陳鏡鈺 | Rep 4 | 2021-08 | Present |
| Kai Yun Chen 陳凱筠 | Rep 1, 6 | 2021-10 | Present |
| Michelle Yeung Chen 陳漾 | Rep 1 | 2018-02 | Present |
| Sijia Chen 陳思佳 | Rep 1, 6 | 2026-08 | Present |
| Tania Yi-Tzu Chen | Rep 1, 2, 4 | 2025-01 | Present |
| Tingting Chen | Rep 1, 2 | 2020-12 | Present |
| Yichuan Chen 陳逸川 | Rep 1, 6 | 2021-09 | Present |
| Yixuan Chen 陳以暄 | Rep 1, 2, 4 | 2020-09 | Present |
| Yung-Hao Chen 陳永豪 | Rep 4 | 2022-10 | Present |
| Christopher Chi Yung Cheng 鄭智勇 | Rep 1 | 2015-01 | Present |
| Cindy Kit Yee Cheng 鄭潔儀 | Rep 1, 2, 4, 6, 7, 9 | Pre-2003 | Present |
| Hong Cheuk Cheng 鄭康卓 | Rep 1, 6 | 2019-10 | Present |
| Victor Shing Chung Cheng 鄭承宗 | Rep 1, 2, 4, 7 | 2010-09 | Present |
| Yee Man Cheng 鄭綺雯 | Rep 1, 2, 7 | 2021-08 | Present |
| Yingyun Cheng 程穎沄 | Rep 1, 6 | 2025-07 | Present |
| Fuk Lung Cheung 張褔龍 | Rep 4 | 2018-12 | Present |
| Man Chung Cheung 張文忠 | Rep 1, 2 | 2023-08 | Present |
| Michel Chlela | Rep 1, 2, 4 | 2023-01 | Present |
| Yat Chau Cho 初逸舟 | Rep 4 | 2020-11 | Present |
| Shui Lung Choi 蔡瑞隆 | Rep 4 | 2006-07 | Present |
| Wang Ngai Choi 蔡弘毅 | Rep 1, 6 | 2025-12 | Present |
Showing 1–100 of 3788
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