Citigroup Global Markets Asia Limited

花旗環球金融亞洲有限公司
CE No. AAA137 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Citigroup Global Markets Asia Limited (花旗環球金融亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAA137. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 6 - Advising on corporate finance; 7 - Providing automated trading services. Current licensed staff on file: 459 (total recorded over time: 3761). Earliest licence on file: 2008-03-31.

Registered address

50th Floor, Champion Tower, Three Garden Road, Central

Licence history

ActivityFromTo
Type 1 - Dealing in securities present present
Type 2 - Dealing in futures contracts 2013-04-26 present
Type 4 - Advising on securities present present
Type 5 - Advising on futures contracts 2013-01-09 present
Type 6 - Advising on corporate finance present present
Type 7 - Providing automated trading services 2008-03-31 present
Type 7 - Providing automated trading services present 2007-05-03
Type 9 - Asset management present 2005-01-28

Licensed staff (all-time) (3761)
Active on date

Name Activities First licensed To
Jeremy Adrian Amias RO 1, 4, 6 Rep 1, 4, 6, 7, 9 Pre-2003 2007-10
Khuzaima Asgar Arsiwalla RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2011-08
Laura Elizabeth Atherley RO 1 Rep 1 2018-09 2025-02
Colin Dennis Banfield RO 1, 6 Rep 1, 6 2010-06 Present
William Wesley Barnes RO 1, 4, 6 Rep 1, 4, 6 2025-11 Present
Andrew Quentin Barrett RO 1, 2, 4 Rep 4 2008-03 2016-01
Guillaume Gerard Marie Besson RO 1 Rep 1, 2 2018-06 Present
Shubhomoy Biswas RO 1, 4 Rep 1, 2 2025-08 Present
Michael Borch RO 1, 6 Rep 1, 6 2009-01 2016-11
James Joseph Boyle RO 1 Rep 1, 2 2012-03 2016-04
Paul Andrew Stewart Callaghan RO 4, 5 Rep 4, 5 2016-12 2025-05
Lisa Sin Man Chan 陳倩雯 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2011-06
Cristina Lin Wen Chang 張令雯 RO 1, 6 Rep 1, 6 2007-10 2025-07
Yung Ching Chang 張永經 RO 1, 2 Rep 1 2009-08 2016-05
Suninder Singh Chauhan RO 1 Rep 1, 2, 7 2015-04 Present
Yuyuan Chen 陳宇緣 RO 6 Rep 1, 6 2014-07 Present
Zhao Teng Chen 陳騰昭 RO 1 Rep 1, 2 2008-04 2014-03
Koon Nam Cheung 張冠楠 RO 2 Rep 1, 2 2017-09 Present
Hok Yuen Chiang 蔣學源 RO 1, 7 Rep 1, 2, 4, 6, 7, 9 Pre-2003 2026-03
Emily Yuen See Chiu 招琬思 RO 1, 2, 4 Rep 1, 2, 4 2004-01 2024-10
Yin On Choi 蔡賢安 RO 6 Rep 1, 6 2015-06 2021-04
Wai Ming Chow 周維明 RO 1, 6 Rep 1, 6 2015-09 Present
Chang Ming Choy 蔡燦明 RO 1, 4, 6, 7, 9 Rep 1 Pre-2003 2007-04
Eric Chak Kwan Choy 蔡澤群 RO 4, 5 Rep 4, 5 2007-05 Present
Benny Koon Chung Chung 鍾冠聰 RO 1, 6 Rep 1, 6 2007-08 2008-11
Ashish Kumar Daga RO 1, 2 Rep 1, 2, 4 2007-08 Present
Gongwen Dong 董功文 RO 1, 6 Rep 1, 4, 6, 7, 9 Pre-2003 2010-09
Curtis John Engler RO 1 Rep 1 2019-12 2021-03
Shu Wai Fan 范舒慧 RO 1, 6 Rep 1, 4, 6, 7, 9 Pre-2003 2011-05
Farhan Faruqui 范爾翰 RO 1, 6 Rep 1, 6 2005-04 2014-07
Adrian Hendrik Faure 霍哲仁 RO 1, 4, 7 Rep 4 2005-05 2013-06
Charles Samuel Finkelstein RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2006-03
Chong Fu 付翀 RO 1, 6 Rep 1, 4, 6 2009-11 2018-02
Udhay Anton Dos Remedios Furtado RO 1, 6 Rep 1, 4, 6, 7, 9 Pre-2003 2024-12
Edward Marc Gildar RO 1, 2, 4 Rep 1, 2, 4 2005-08 2023-08
Michael Craig Gitlin RO 1, 4, 7, 9 Pre-2003 2003-04
Hannah Victoria Goodwin RO 1 Rep 1 2005-04 2013-10
Ting Guo 郭婷 RO 1, 6 Rep 1, 4, 6 2020-11 Present
Steven Thomas Halford RO 1, 4 Rep 1, 2 2011-03 2017-11
Richard Charles Heyes RO 1, 2, 4, 7 Rep 1, 2, 7 2012-03 2020-07
Edmund Ho 何艾文 RO 1, 6 Rep 1, 6 2004-06 2008-11
Kenneth Sau Yee Hon 韓守義 RO 1 Rep 1 2004-01 2010-02
Calvin James Hsu 許聖賚 RO 1, 2, 4 Rep 1, 2, 4, 6, 7, 9 Pre-2003 2016-08
Edwina Wing Lam Ip RO 6 Rep 1, 4, 6 2011-02 Present
Guorong Jiang 蔣国荣 RO 6 Rep 1, 6 2017-09 2023-11
Jason Keith Johnson 姜杰森 RO 6 Rep 1, 6 2009-11 2019-05
Justin Kennedy 甘迺迪 RO 1, 4, 7, 9 Pre-2003 2009-10
Adrian Khoo RO 1, 6 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Ashu Khullar RO 1, 6 Rep 1, 6 2017-10 2019-07
Chul Young Kim RO 1, 6 Rep 1, 6 2010-07 2019-03
Ho Young Kim RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2013-02
Tetsuaki Kobata RO 1, 4, 6 Rep 6 2024-04 Present
Andy Shung Yau Lam 林崇有 RO 1 Rep 1, 2, 4, 6, 7, 9 Pre-2003 2018-12
Charles Wing Chung Lam 林穎聰 RO 1, 2, 7 Rep 1, 2, 4, 6, 7, 9 Pre-2003 Present
Edward Sung Lai Lam 林崇禮 RO 1, 6 Rep 1, 6 2006-07 2012-10
Sean Norman Larcombe RO 7 Rep 1, 2 2014-01 2020-10
Anthony Gerrard Larkin RO 4 Rep 4 2010-09 2019-06
David Tat Wai Lau 劉達維 RO 1, 6 Rep 1, 4, 6, 7, 9 Pre-2003 2008-11
Chin Leung Lee 李展良 RO 4 Rep 1, 4, 6, 7, 9 Pre-2003 2008-10
Kwai Chong Lee 李貴莊 RO 1, 2, 4 2019-09 2024-11
Raymond Yuman Lee 李裕民 RO 1, 6 Rep 1, 4, 6, 9 Pre-2003 2008-07
Arnaud Pierre Marie Leteissier RO 1, 2 Rep 1, 2 2017-08 2024-09
Pak To Leung 梁伯韜 RO 4, 6, 9 Pre-2003 2006-07
Grace Lin 林文萱 RO 1, 7 Rep 1, 2, 4 2003-09 2025-08
Xinyu (SFC:AZQ393) Liu 柳欣宇 RO 6 Rep 1, 6 2018-07 Present
Chao (SFC:ARI980) Lu 陸超 RO 6 Rep 1, 6 2013-12 2021-03
Adrian Kim Wing Ho Lui 雷永浩 RO 1, 2, 4, 6 Rep 1, 4, 6 2003-07 2023-11
Sebastien Andre Paul Mailleux RO 1, 2, 7 Rep 1, 2 2017-11 2022-07
Paul Anthony Marchington RO 1, 2, 4 Rep 1, 2 2016-08 2025-06
John Stephen McIntyre RO 1 Rep 1 2007-02 2009-08
Jan Metzger RO 1, 6 Rep 1, 6 2015-11 2026-04
Sanjiv Misra RO 4, 6, 9 Pre-2003 2003-06
Benjamin Kin Wah Ng 吳建華 RO 1, 6 Rep 1, 4, 6, 7, 9 Pre-2003 2026-01
Stephen James Nichols RO 1 Rep 1 2006-04 2010-06
Dong Hoon No RO 1 Rep 1 2022-10 2024-02
Jignesh Patel RO 1, 2 Rep 1, 2 2025-09 Present
Richard John Patterson RO 1, 7 Rep 1 2003-05 2008-11
Torsten Pfeifer RO 1, 2 Rep 1, 2 2014-01 2017-12
Cho Fai Poon 潘祖輝 RO 1, 6 Rep 1 2004-06 2017-09
Yujun Qian 錢于軍 RO 1, 6 Rep 1, 6 2007-04 2014-09
Aamir Rezaur Rahim 韋浩謙 RO 1, 6 Rep 1, 4, 6, 7, 9 Pre-2003 2015-06
Anand Ramachandran RO 4 Rep 1, 4, 6 2005-01 2011-02
David Talmadge Ratliff RO 1, 2, 7 Pre-2003 2015-11
Margaret Keying Ren 任克英 RO 4, 6 Pre-2003 2004-07
Angus McKenzie Richardson RO 1 Rep 1, 2 2016-07 Present
Gursev Singh Riyat RO 4 Rep 1, 4, 6 2013-09 Present
Stephen Hunter Roberts RO 1, 4, 6, 7, 9 Pre-2003 2003-05
Brent Steven Robinson RO 4, 5 Rep 4 2005-08 2025-12
Roland Christopher Rolfe RO 1 Rep 1 2021-01 Present
Mark Stephen Rosenfeld RO 4 Rep 1, 4, 6, 7, 9 Pre-2003 2005-07
David Bolton Russell RO 1, 2, 4, 7 2018-07 2022-09
Paul John Sanger RO 1, 4, 7 Rep 1, 2, 4, 7 2009-02 2016-02
Alexander Schrantz RO 1, 6 Rep 1, 4, 6 2012-12 Present
Mario John Serafino RO 1, 2 Rep 1, 2, 4 2022-10 Present
Ka Leung Seto 司徒嘉亮 RO 6 Rep 1, 6 2022-05 2023-10
Philip John Shaw RO 1, 2 Rep 1, 2 2007-06 2019-03
Shilesh Shekhawat RO 1, 7 Rep 1, 2, 7 2021-02 Present
Qian (SFC:BBH325) Shi 史茜 RO 6 Rep 1, 6 2016-09 2021-01
Mohit Singh RO 1, 4 Rep 1, 2, 4, 6 2020-02 2023-12
Selwyn Sin Wai Siu 蕭善維 RO 1, 6 Rep 1, 6 2006-08 2016-04
Showing 1–100 of 3761

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