Hong Kong SFC Licensed Firms Directory

Prime Way Asset Management Limited CE BJV082 - active Enlighten Securities Limited CE AEF482 - active, 4 staff South China Research Limited CE AAI619 - active, 5 staff 313 Capital Management Limited CE ABF168 - active, 3 staff South China Investment Management Limited CE BGP547 - active, 6 staff Pulsar Capital Limited CE BIK292 - active, 4 staff ASCENDANT SECURITIES (HK) LIMITED CE ATB513 - active, 2 staff Pearl International Securities Limited CE BQZ916 - active, 4 staff CMBC Securities Company Limited CE APU820 - active, 72 staff Upbest Securities Company Limited CE ACR387 - active, 31 staff Fulbright Futures Limited CE AME963 - active, 81 staff Golden Great China Fund Management Limited CE ARI212 - active, 5 staff Fulbright Asset Management Limited CE AYQ254 - active, 14 staff CMBC International Futures Company Limited CE AVG428 - active, 18 staff China Hanya Asset Management Limited CE AQI632 - active CMBC Asset Management Company Limited CE BGH575 - active, 12 staff Target Securities International Limited CE BMG880 - active, 6 staff Arian Securities Hong Kong Limited CE ATW212 - active American Century Investment Management (Asia Pacific) Limited CE ATW644 - active, 8 staff Mirae Asset Global Investments (Hong Kong) Limited CE ALK083 - active, 29 staff J.P. Morgan Broking (Hong Kong) Limited CE AAB027 - active, 262 staff Northern Trust Company of Hong Kong Limited, The CE ACO807 - active, 19 staff Mackenzie Investments Asia Limited CE AFW010 - active, 11 staff ABN AMRO Bank N.V. CE AUR972 - active Aegon Asset Management (Asia) Limited CE AVR688 - active Affiliated Managers Group (Hong Kong) Limited CE AVU812 - active Ambition Securities Co. Limited CE AVZ836 - active ADS Securities Hong Kong Limited CE AXC847 - active An Zhong (AZ) Investment Management Hong Kong Limited CE AXC972 - active, 12 staff Charles Schwab, Hong Kong, Limited CE ADV256 - active, 10 staff China Eagle Asset Management Limited CE ANR904 - active, 7 staff CAIIS Limited CE AGX724 - active Julius Baer (Hong Kong) Limited CE ANH790 - active Clariden Leu Asset Management (Hong Kong) Limited CE AAZ959 - active RuiLian Financial Group Company Limited CE BIK036 - active, 13 staff Argonaut Securities (Asia) Limited CE AXO052 - active Ark Group Holdings (Hong Kong) Limited CE AYC880 - active, 131 staff UOB Kay Hian (Hong Kong) Limited CE AAW261 - active, 369 staff Tisco Securities Hong Kong Limited CE AAE412 - active UOB Kay Hian Futures (Hong Kong) Limited CE AHY424 - active, 249 staff Zircon Securities (HK) Limited CE BRE865 - active, 10 staff China CIFCO Securities Co., Limited CE BEX660 - active, 8 staff Changjiang Futures (HK) Limited CE AYK752 - active Changjiang Securities Brokerage (HK) Limited CE AXY608 - active, 93 staff Longrun Financial Group Limited CE AYB226 - active, 7 staff China International Futures (Hong Kong) Company Limited CE ALZ260 - active, 7 staff Avenue Investment Management Limited CE BOD498 - active, 25 staff Avenue Family Office Limited CE BHX735 - active, 29 staff Olive Asset Management (Hong Kong) Limited CE BOC542 - active, 16 staff Avenue Asset Management Limited CE BFU196 - active, 4 staff Nexus Investment Advisors Limited CE BCO948 - active, 4 staff Samena Capital Hong Kong Limited CE ATM962 - active Triskele Capital Management Limited CE AOI819 - active Enhanced Investment Products Limited CE AHK550 - active, 8 staff Giga (Hong Kong) Limited CE AGL364 - active, 5 staff Goldbridge Securities Limited CE ABX568 - active, 4 staff CTI Capital Hong Kong Limited CE BEJ924 - active, 17 staff Kilmorey Securities Limited CE AEI546 - active RAYS Capital Partners Limited CE AXA409 - active, 9 staff LBN Advisers Limited CE APC276 - active China Merchants Futures (HK) Co., Limited CE AGO928 - active, 95 staff Cachet Asset Management Limited CE BEL556 - active, 6 staff Goldhorse Securities Limited CE BFU406 - active, 19 staff Tongfang Securities Limited CE BFD147 - active Soochow Securities International Brokerage Limited CE AYA587 - active, 68 staff Soochow Securities International Futures Limited CE AZQ989 - active, 38 staff Morgan Stanley Hong Kong Securities Limited CE AAD401 - active, 365 staff CSC Futures (HK) Limited CE AFD052 - active, 16 staff SDIC Securities Asset Management (Hong Kong) Limited CE AVI139 - active, 14 staff China Renaissance Securities (Hong Kong) Limited CE AZX839 - active, 30 staff CR Wealth and Asset Management Limited CE BGQ200 - active, 3 staff AIU International Securities Limited CE AYJ854 - active Ascalon Capital Limited CE AYR797 - active, 5 staff Oreana Financial Services Limited CE AHX191 - active, 13 staff Anbang Asset Management (Hong Kong) Co. Limited CE AYY544 - active Avalok Capital Limited CE AZC453 - active, 7 staff CMS Capital (HK) Co., Limited CE AJL465 - active, 5 staff CMS Asset Management (HK) Co., Limited CE ARS756 - active, 18 staff InnoFusion Capital Management Limited CE AME501 - active, 1 staff Dragonstone Capital Management Limited CE BGM303 - active, 9 staff XinKong International Asset Management Limited CE AWC132 - active, 4 staff Amasse Capital Limited CE AZI550 - active, 9 staff Amasse Asset Management Limited CE BOI290 - active, 5 staff SPDB International Holdings Limited CE AEB630 - active REXCAPITAL (Hong Kong) Limited CE ACN971 - active China Rich Asset Management Limited CE ABI116 - active Redford Asset Management Limited CE AGM989 - active, 3 staff Redford Corporate Finance Limited CE AVP731 - active VMS Securities Limited CE AAC621 - active, 13 staff Redford Securities Limited CE ALS733 - active, 2 staff President Securities (Hong Kong) Limited CE ACP459 - active Cantor Fitzgerald (Hong Kong) Capital Markets Limited CE AKO499 - active, 23 staff Pine Peak Corporate Finance Limited CE BJL235 - active SMBC Nikko Securities (Hong Kong) Limited CE BWU838 - active, 161 staff ANZ Securities (HK) Limited CE BAC541 - active Alceda Asia Limited CE BAO403 - active Annum Asset Management (Hong Kong) Limited CE BAT778 - active, 16 staff CSOP Asset Management Limited CE ARN075 - active, 73 staff WRise Wealth Management (Hong Kong) Limited CE BRZ740 - active, 15 staff JMC Capital International Limited CE BNO569 - active, 7 staff Morgan Stanley Hong Kong Futures Limited CE AAE964 - active Phoenix Capital (International) Limited CE BGL657 - active, 2 staff HFS Asset Management Limited CE ADF849 - active, 4 staff Glory Sun Securities Limited CE AEZ062 - active, 18 staff Emperor Wealth Management Limited CE ARP670 - active, 23 staff Haitong International Futures Limited CE AAX474 - active, 88 staff RBC Global Asset Management (Asia) Limited CE AAJ650 - active, 21 staff Yau Wai International Asset Management Company Limited CE BOJ954 - active, 7 staff BIL Wealth Management Limited CE BMR629 - active Rothschild & Co Wealth Management Hong Kong Limited CE AVF613 - active BSI Investment Advisors (Hong Kong) Limited CE AUZ717 - active MIS Services Limited CE AFI384 - active Avantua Capital Management Limited CE BBE598 - active, 7 staff uSmart Securities Limited CE BJA907 - active, 95 staff MFG Limited CE AMV148 - active, 15 staff Win Wong Securities Limited CE ABE941 - active, 2 staff Lego Asset Management Limited CE BJM198 - active, 8 staff JF International Management Inc. CE ABG492 - active Ayers Alliance Securities (HK) Limited CE BBE915 - active Alliance Capital Partners Limited CE BBN260 - active, 9 staff Piper Jaffray Asia Limited CE AEG682 - active DBS Asia Capital Limited CE AAE430 - active, 37 staff First Shanghai Capital Limited CE AES612 - active, 10 staff TC Capital International Limited CE AUW496 - active, 5 staff Evolution Asia Investments Limited CE AHA145 - active Fulbright Capital Limited CE AWY038 - active Equities First Holdings Hong Kong Limited CE BFJ407 - active, 9 staff China Industrial Securities International Capital Limited CE BAK956 - active, 46 staff Mason Global Capital Limited CE BLV210 - active Haitong International Capital Limited CE ADQ859 - active, 158 staff Anbang Capital (Hong Kong) Co. Limited CE BBO924 - active Admiral Investment Limited CE BBR213 - active Ascent Capital Advisors Limited CE BBR304 - active, 3 staff Capital Global Management Limited CE ALY556 - active, 53 staff Ally Bridge Group (HK) Limited CE BBS728 - active, 6 staff Sculptor Capital Management Hong Kong Limited CE AOI818 - active, 6 staff Themes Investment Management Limited CE AUZ552 - active PricewaterhouseCoopers Corporate Finance Limited CE AGQ594 - active AP Capital Management (Hong Kong) Limited CE BFD387 - active, 8 staff SinoPac Asset Management (Asia) Limited CE AEJ382 - active, 15 staff Rifa Securities Limited CE AAA537 - active, 42 staff Horizon Commodities and Futures Company Limited CE BEL003 - active Yuanta Futures (HK) Co., Limited CE AXQ690 - active, 12 staff Rifa Futures Limited CE ARP340 - active, 9 staff Beevest Fortune Asset Management Limited CE AZL510 - active, 4 staff Silk Road International Capital Limited CE AEG139 - active, 4 staff FINE SECURITIES LIMITED CE BSW442 - active, 7 staff Yunrui Securities Limited CE BOF288 - active Hope Securities Limited CE BKD589 - active, 3 staff Silver Grant International Capital Management Limited CE BEO339 - active Yunrui Asset Management Limited CE BPF567 - active, 2 staff China Galaxy International Securities (Hong Kong) Co., Limited CE AXM459 - active, 269 staff China Galaxy International Futures (Hong Kong) Co., Limited CE AYH772 - active, 92 staff Trinity Securities Co. Limited CE AXF022 - active Trinity Futures Limited CE BHJ570 - active Azurewing Limited CE AXN003 - active, 4 staff Bluefin HK Limited CE AUY380 - active Welwing Capital Group Limited CE BOP594 - active, 23 staff Core Pacific-Yamaichi Futures (H.K.) Limited CE ABY048 - active, 53 staff Leonteq Securities (Hong Kong) Limited CE AVV960 - active, 6 staff AlpInvest Partners Limited CE BFP028 - active, 11 staff Mercer Investments (HK) Limited CE ALR969 - active, 22 staff EQT Partners Asia Limited CE AEE338 - active SCM Strategic Capital Management Asia Limited CE AUN105 - active DWS Investments Hong Kong Limited CE ACJ870 - active, 33 staff Apollo Management Hong Kong Limited CE BNC156 - active Gateway Capital (Hong Kong) Limited CE ASU234 - active, 13 staff CPPIB Asia Inc. CE BNX446 - active, 11 staff ACU Securities Limited CE BFY017 - active, 2 staff ACU Asset Management Limited CE BJM395 - active, 2 staff Major Asset Management Limited CE BMM240 - active Cityline Securities Limited CE BNB391 - active, 2 staff Magic Compass Securities Limited CE AXT242 - active, 5 staff King Sun Securities Limited CE AAK738 - active, 3 staff China Yinsheng International Securities Limited CE ADJ147 - active, 5 staff Cape Asset Management Limited CE ADJ150 - active CASH Research Limited CE AFX171 - active Seres Asset Management Limited CE AUP604 - active China New Securities Limited CE BGB265 - active, 2 staff United Zone Investment Limited CE BHJ966 - active eFusion Capital Limited CE BDH468 - active, 8 staff Antarctica Asset Management (Asia) Limited CE BGK380 - active, 6 staff Penjing Asset Management (Asia) Limited CE BOP203 - active, 9 staff Fox-Pitt, Kelton (Asia) Limited CE AFU362 - active JD Asset Management Hong Kong Limited CE BOI169 - active Great Wall Pan Asia Asset Management Limited CE BCZ085 - active, 4 staff Oakwise Capital Management Limited CE BNN920 - active, 12 staff Aurora Borealis Investment Services Limited CE BGM262 - active, 3 staff Hua Nan Securities (HK) Limited CE AFW934 - active Beijing Securities Limited CE AEH900 - active Fuhwa Securities (Hong Kong) Co., Limited CE AIO027 - active RaffAello Securities (HK) Limited CE ALS046 - active, 5 staff Asia Wealth Securities Limited CE BHB681 - active AQR Capital Management (Asia) Limited CE BHD676 - active, 3 staff Goldman Sachs Asset Management (Hong Kong) Limited CE BFK567 - active, 72 staff AVICT Global Asset Management Limited CE BHF812 - active, 14 staff CLC Securities Limited CE AQF520 - active CLC Futures Limited CE BDO397 - active Crescendo Greater China Limited CE BKR288 - active, 2 staff Leading Securities Company Limited CE BAL779 - active, 8 staff CLC Asset Management Limited CE BFE902 - active, 2 staff Zhong Wang Capital Partners Limited CE BSY375 - active, 2 staff Sfund International Asset Management Limited CE BND736 - active, 2 staff Nan Guo International Asset Management Limited CE BDO995 - active Kaisa Asset Management Limited CE BFD156 - active, 3 staff CNCB (Hong Kong) Capital Limited CE AEQ982 - active, 60 staff Admiralty Harbour Capital Limited CE BHI134 - active, 28 staff SC Lowy Financial (HK) Limited CE ATI431 - active, 9 staff S&P Global Ratings Hong Kong Limited CE AXG916 - active, 103 staff SC Lowy Asset Management (HK) Limited CE AUA833 - active, 8 staff Right Time Asset Management Company Limited CE BIX929 - active, 7 staff SDG Securities (HK) Limited CE BMB958 - active, 2 staff SDG Asset Management (HK) Limited CE BHO423 - active, 2 staff Tianli Financial Limited CE BHL929 - active, 5 staff Edmond de Rothschild Asset Management (Hong Kong) Ltd. CE AQC809 - active ICBC International Research Limited CE ASX557 - active AAA Securities Co. Limited CE BHK725 - active, 3 staff Cepa Alliance Securities Limited CE AHF861 - active, 8 staff Prudential Brokerage Limited CE ABI439 - active, 126 staff A.C Asset Management Limited CE BHS283 - active, 4 staff Arete Capital Asia Limited CE BHY177 - active, 11 staff Convergence Capital Asia Limited CE BAV908 - active CAIDAO Capital Limited CE ARD460 - active JW Capital Limited CE AXC383 - active, 8 staff GAM Hong Kong Limited CE AAG318 - active Threadneedle Portfolio Services Hong Kong Limited CE AQA779 - active, 13 staff Advent Securities (Hong Kong) Limited CE BIC431 - active, 4 staff Vast Harbour Securities Limited CE AWT951 - active, 11 staff DL SECURITIES (HK) LIMITED CE AZN279 - active, 19 staff Hong Kong Securities (International) Company Limited CE AST016 - active Partners Capital International Limited CE AHG514 - active, 2 staff SDIC Securities (Hong Kong) Limited CE AUW685 - active, 108 staff Advent Corporate Finance Limited CE BMY734 - active, 6 staff Golden Jade Capital Limited CE AQZ953 - active ICEA Capital Asia Limited CE AGE670 - active Aon Securities (Hong Kong) Limited CE BIC537 - active, 3 staff AFG Securities Limited CE BIH335 - active, 5 staff Fairwin Broking Limited CE ABA943 - active, 3 staff Success Securities Limited CE AEZ190 - active, 22 staff A1 Capital Partners Limited CE BII666 - active Afflux Securities Limited CE BIO838 - active, 4 staff Goldenway Securities Company Limited CE ADA327 - active QFIN HK Limited CE AFB002 - active, 3 staff YF Securities Company Limited CE ADB489 - active, 8 staff YF Futures Company Limited CE ADB583 - active, 5 staff Apastron Capital Limited CE BIT492 - active Agg. Asset Management Limited CE BIZ399 - active Ando Asset Management Limited CE BIZ535 - active AEM Investment Services Limited CE BJS908 - active, 3 staff Hao Tian International Securities Limited CE ABQ901 - active, 4 staff