SG Securities (HK) Limited
法國興業證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SG Securities (HK) Limited (法國興業證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAD941. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 165 (total recorded over time: 1124). Earliest licence on file: 2003-12-16.
Registered address
Level 38, Three Pacific Place, 1 Queen's Road East
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | present |
| Type 2 - Dealing in futures contracts | 2003-12-16 | present |
| Type 4 - Advising on securities | 2010-08-18 | present |
| Type 5 - Advising on futures contracts | 2010-11-16 | present |
| Type 4 - Advising on securities | present | 2003-12-16 |
| Type 6 - Advising on corporate finance | present | 2004-11-19 |
| Type 7 - Providing automated trading services | present | 2020-05-14 |
| Type 9 - Asset management | 2010-05-04 | 2017-07-12 |
| Type 9 - Asset management | present | 2003-12-16 |
Licensed staff (all-time) (1124)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Siu Fai Au 區肇輝 | RO 1, 9 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2020-01 |
| Alexandre Avanian |