Associated Advisers Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Associated Advisers Limited ( ), a Hong Kong-based licensed corporation with CE reference AAK058. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 1 (total recorded over time: 4). Earliest licence on file: 2019-09-23.
- Registered address:
- Room 903 Chow Sang Sang Building, 229 Nathan Road, Kowloon
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2019-09-23 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-22 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwok Lau Clement Tao 杜國鎏 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Yiu Hang Fu 傅耀衡 | RO 1, 4, 9 | 2018-02 | 2020-02 |
| Raymond Jun Hing Ng 吳駿興 | RO 4, 9 | 2004-10 | 2016-10 |
| Ka Kit Tsang 曾嘉傑 | RO 1, 4, 9 | 2019-09 | 2019-12 |
Showing 1–4 of 4
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