The SFC Network

Associated Advisers Limited

CE No. AAK058 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Associated Advisers Limited (), CE reference AAK058. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 1.

Registered address

Room 903 Chow Sang Sang Building, 229 Nathan Road, Kowloon

Licence history

Activity	From	To
Type 1 — Dealing in securities	2019-09-23	present
Type 4 — Advising on securities	present	present
Type 9 — Asset management	present	present
Type 6 — Advising on corporate finance	present	2004-11-22

Licensed staff (1)
As of

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	Since
Kwok Lau Clement Tao 杜國鎏	RO 1, 4, 9	2019-09

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