BlackRock Asset Management North Asia Limited

貝萊德資產管理北亞有限公司
CE No. AFF275 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BlackRock Asset Management North Asia Limited (貝萊德資產管理北亞有限公司), a Hong Kong-based licensed corporation with CE reference AFF275. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 234 (total recorded over time: 952). Earliest licence on file: 2003-12-16.

Registered address

16/F, Champion Tower, 3 Garden Road, Central

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2011-03-21 present
Type 2 - Dealing in futures contracts 2012-10-26 present
Type 4 - Advising on securities present present
Type 6 - Advising on corporate finance 2004-11-01 present
Type 9 - Asset management 2003-12-16 present
Type 6 - Advising on corporate finance present 2003-12-16

Licensed staff (all-time) (952)
Active on date

Name Activities First licensed To
Rachit Raj RO 1 Rep 1 2021-08 Present
Stephen John Andrews RO 1, 4, 9 Rep 1, 4, 9 2017-11 2023-09
Aarti Angara RO 1, 4 Rep 4 2023-11 Present
Yoshihiko Aoyama RO 1 Rep 1 2012-11 2025-06
Olivier Remy Camille Bataillard RO 1, 4, 9 Rep 1, 4, 9 2014-12 Present
Zach Barton Bevevino RO 1, 4, 9 Rep 1, 4, 9 2018-07 Present
Rohit Bhagat RO 4 2010-11 2011-09
Abdelhamid Ameur Bizid RO 6 Rep 1, 4, 9 2015-06 Present
Belinda Mary Boa RO 1, 4, 9 Rep 1, 4, 9 2015-01 2025-12
Geraldine Joyce Buckingham RO 1, 2, 4, 6, 9 Rep 1, 2, 4, 6, 9 2019-04 2021-02
David John Buerge RO 1, 4, 9 Rep 1, 4, 9 2014-11 2020-06
Joseph Roland Cavatoni RO 4 Rep 1, 4, 6, 9 2009-06 2012-02
Ilyas Chabane RO 1, 4, 9 Rep 1, 2, 4, 9 2013-07 Present
Susan Wai-Lan Chan 陳蕙蘭 RO 1, 2, 4, 6, 9 Rep 1, 4, 6, 9 2013-07 Present
Wei See Chan 陳瑋思 RO 1, 2 Rep 1, 2, 4, 9 2012-07 Present
Alvin Pok Man Chiu 趙博文 RO 1, 4 Rep 1, 4, 9 2014-02 2022-03
Harry Sang Hyun Cho RO 1, 2 Rep 1, 2 2017-09 Present
Lai Yi Chon 鍾麗儀 RO 4 Rep 4, 6 Pre-2003 2009-12
Derek Dei 戴凱豪 RO 1, 4, 9 Rep 1, 4, 9 2017-04 Present
Michael Richard Dennis RO 1, 4, 9 Rep 1, 4, 9 2013-05 2026-04
Marc Bovell Paul Desmidt RO 1, 2, 4, 9 2012-10 2015-12
Nicholas Michael Whateley Good RO 1, 4, 6, 9 Rep 4 2007-12 2014-01
Lars Duncan Hansen RO 1 Rep 1 2023-08 Present
Kevin Shane Lee Hardy RO 1, 2, 4, 9 Rep 1, 4, 9 2012-10 2018-02
Tahmimm Hassan RO 1, 4, 9 Rep 1, 4, 9 2016-10 Present
Joseph Man Leuk Ho 何文略 RO 4, 6, 9 Pre-2003 2007-06
Jason Christopher John Horn RO 1, 4 Rep 1, 4 2018-03 2022-08
Frederick James Horsey RO 4, 6, 9 2007-07 2009-12
Stephen Beattie Hull RO 1, 4, 9 Rep 1, 4, 9 2012-11 2019-06
Jee Hyeon Kim RO 1, 4, 9 Rep 1, 4, 9 2016-02 2025-02
Sam Yong Sang Kim RO 1, 2, 4 Rep 1, 4, 9 2012-08 2018-04
Rowena Yin Ting Kwok 郭燕婷 RO 1, 4 Rep 1, 4, 9 2012-09 Present
Andrew Raymond Landman RO 1, 4, 9 Rep 1, 4, 9 2016-04 Present
Sandra Yuen Man Lee 李婉雯 RO 4, 9 Rep 4, 6, 9 2010-11 2012-08
Shirley Jane Leung RO 1, 4, 6, 9 Rep 4, 9 2008-01 2015-01
Yajun Liu 劉雅俊 RO 1, 4, 9 Rep 1, 4, 9 2014-06 Present
Peter Herbert Loehnert RO 1, 4, 9 Rep 1, 4, 9 2021-12 Present
Rachel Lord RO 1, 2, 4, 6, 9 Rep 1, 2, 4, 6, 9 2021-06 2024-05
Stuart William MacDonald RO 1, 4, 9 Rep 1, 4, 9 2015-03 2022-07
Grant Maurice Mason RO 1, 4, 9 Rep 1, 4, 9 2012-11 2019-01
Mark Seumas McCombe RO 1 2012-01 2014-12
Nikhil Mehra RO 1, 4, 9 Rep 1, 4 2024-10 Present
Damien Martin Mooney RO 1, 4 Rep 1, 4, 9 2013-11 2024-01
Nicholas Xavier Aidan Peach RO 1 Rep 1, 4, 9 2023-07 Present
Winnie Wing Nin Pun 潘詠年 RO 1, 4, 9 Rep 1, 4, 9 2012-09 2023-01
Robert Stephen Reid RO 1, 4, 6 Rep 1, 4, 9 2014-05 2022-01
John Russell Saunders RO 1, 4, 9 Rep 1, 4, 9 2014-11 2024-02
Hiroyuki Shimizu RO 1, 4 Rep 1, 4 2022-09 Present
Paul Ho Ching So 蘇浩程 RO 4, 6, 9 Rep 4, 9 2008-01 2010-04
Ryan David Stork RO 1, 2, 4, 6, 9 2014-08 2019-05
Andrew Warren Swan RO 1, 4, 9 2012-07 2020-04
Peter William Swarbreck RO 1, 4, 9 2010-01 2013-01
Mark Antony Alain Charles Talbot RO 4, 6, 9 2006-06 2009-12
Hing Sing Tang 鄧興成 RO 4, 6, 9 Rep 4, 6 Pre-2003 2006-05
Egon Vavrek RO 1, 4, 9 Rep 1, 4, 9 2025-04 Present
Simon Newton Williams RO 1, 2 Rep 1, 2, 4, 9 2013-03 2024-05
Emily Jane Woodland RO 1, 4 Rep 1, 4 2021-05 Present
Zheng (SFC:BGR449) Wu 巫政 RO 1, 4, 9 Rep 1, 4, 9 2015-12 2019-01
Tomoatsu Yamamuro RO 2 Rep 1, 4, 9 2012-07 2013-02
Celia Chenshan Yan RO 1, 4, 9 Rep 1, 4, 9 2020-12 2025-06
Yan Yang 楊彥 RO 1, 4, 9 Rep 1, 4, 9 2013-01 Present
Johnnie Ka Sing Yung 翁嘉升 RO 6 Rep 1, 4, 6, 9 2010-07 2017-06
Wei Peng Zhao 趙偉鵬 RO 1, 4, 9 Rep 1, 4, 9 2012-11 Present
Winnie Rep 1, 4 2021-06 Present
Anand Agarwal Rep 1, 4, 9 2014-12 2020-06
Anuja Agarwal Rep 1, 2 2017-07 2018-07
Krishank Agarwal Rep 1, 4 2025-10 Present
Vishal Agarwal Rep 1, 4, 9 2012-11 2018-08
Prasoon Agrawal Rep 1, 4, 9 2020-12 2022-07
Vishal Surajratan Agrawal Rep 1, 4, 9 2018-11 2022-09
David Everett Ake Rep 1, 4 2023-09 2025-11
Sachiko Akie Rep 1, 4 2018-06 2020-04
Poppy Allonby Rep 1, 4 2016-05 2016-05
Faridah Amir Rep 1, 4, 9 2014-05 2014-12
Unnayan Amitabh Rep 1 2015-08 2024-03
Maria Ankelmann Rep 1, 4 2022-10 2025-06
Priya Anoop Rep 1, 4, 9 2015-04 2021-04
Nicola Clare Armstrong Rep 4, 9 2008-08 2012-08
Anthony James Arthur Rep 1, 4 2018-09 2021-07
Wataru Asano Rep 1, 4 2017-01 2018-04
Henry Thomas Ashworth Rep 1, 4, 9 2018-06 Present
Yuen Ting Au 區婉婷 Rep 1, 4, 9 2015-04 2021-04
Michel Alain Aubenas Rep 1, 4 2019-05 2019-05
Naoko Awanohara 栗野原名緒子 Rep 1 2015-09 2017-03
Amber Ayaz Rep 1, 4, 9 2023-01 Present
Christopher Josef Babinszki Vass Rep 1, 4, 9 2015-02 2017-05
Vasco Bacalhau Cepeda Moreno Rep 1, 4 2017-11 2017-11
Jonghyeok Baek Rep 1, 4 2022-10 Present
Murali Balaraman Rep 1, 4 2014-01 2014-01
Edward Soo Jong Bang Rep 1, 4, 9 2014-10 2015-11
Catherine Yung-Wen Barker 胡榮文 Rep 4, 9 2010-02 2010-09
James Timothy Barry Rep 1, 4 2016-06 2017-03
Robin James Hill Batchelor Rep 1, 4 2014-05 2015-04
Matthew Laurence Bateman Rep 1, 4 2026-05 Present
Afrah Bathiudeen Rep 1 2025-09 Present
Haochen Bei 貝皞晨 Rep 1, 4, 9 2018-06 Present
Prudence Ann Bennett Rep 1, 4, 9 2014-03 2014-10
Antoine Eric Francois Marie Berder Rep 1, 4, 9 2018-09 2022-07
Ernesto Bettoni Traube Rep 1, 4 2013-11 2019-05
Vishal Bhandari Rep 1, 4, 9 2017-03 2017-05
Showing 1–100 of 952

Other Hong Kong SFC firms with overlapping regulated activities

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 844 staff - 5 shared activity types - 華泰金融控股(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 401 staff - 5 shared activity types - 招商證券(香港)有限公司

Yuanta Securities (Hong Kong) Company Limited

CE ABS015 - 136 staff - 5 shared activity types - 元大證券(香港)有限公司

Sinolink Securities (Hong Kong) Company Limited

CE AAI195 - 121 staff - 5 shared activity types - 國金證券(香港)有限公司

Quam Securities Limited

CE AAC577 - 105 staff - 5 shared activity types - 華富建業證券有限公司

uSmart Securities Limited

CE BJA907 - 98 staff - 5 shared activity types - 盈立證券有限公司

Zheshang International Financial Holdings Co., Limited

CE BGD825 - 55 staff - 5 shared activity types - 浙商國際金融控股有限公司

Mirae Asset Securities (HK) Limited

CE BJB333 - 35 staff - 5 shared activity types - 未來資產證券(香港)有限公司

Related