Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huatai Financial Holdings (Hong Kong) Limited (華泰金融控股(香港)有限公司), CE reference AOK809. Currently licensed for regulated activity type(s) 1, 2, 3, 4, 6, 7, 9. Current licensed staff on file: 826.
Registered address
53/F, The Center, 99 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-04-04 | present |
| Type 2 — Dealing in futures contracts | 2009-06-22 | present |
| Type 3 — Leveraged foreign exchange trading | 2025-02-17 | present |
| Type 4 — Advising on securities | 2010-02-11 | present |
| Type 6 — Advising on corporate finance | 2014-08-05 | present |
| Type 7 — Providing automated trading services | 2023-07-10 | present |
| Type 9 — Asset management | 2009-05-25 | present |
Licensed staff (826)
As of
| Name | Activities | Since |
|---|---|---|
| Zhongcheng Ai 艾仲承 | RO 1 Rep 4 | 2025-12 |
| Yulong Cai 蔡宇龍 | RO 1, 6 | 2024-08 |
| Yiu Man Chan 陳耀民 | RO 1, 2, 4, 7 | 2025-12 |
| Mengting Chen 陈梦婷 | RO 1 | 2026-03 |
| Shanshan Chen 陳姍姍 | RO 1, 2, 4, 9 | 2025-07 |
| Xiaoying Chen 陳晓穎 | RO 1, 4, 6 | 2026-03 |
| Xiaoyu Chen 陳肖宇 | RO 1, 2, 4 | 2020-09 |
| Hoi Shan Cheung 張海珊 | RO 1, 4 | 2015-11 |
| Wai Lik Cheung 張偉力 | RO 1, 4, 6 | 2020-11 |
| Chi Chuen Ryan Chung 鍾志銓 | RO 9 Rep 1, 4 | 2023-01 |
| Junhao Fan 樊俊豪 | RO 4 | 2024-10 |
| Zhongzhe Fan 樊仲哲 | RO 1, 6 Rep 4 | 2026-03 |
| Hui (SFC:BPG342) Feng 封慧 | RO 9 | 2024-08 |
| Haiyan Gu 顾海燕 | RO 1, 2, 4 | 2026-02 |
| Hanyu Gu 顧寒宇 | RO 1, 6 Rep 4 | 2023-09 |
| Jiawei Guo 郭佳偉 | RO 1, 3, 4 Rep 2 | 2025-02 |
| Kam Kai Ho 何錦佳 | RO 1, 4, 6 | 2026-02 |
| Xiaokan Jia 賈小侃 | RO 1, 4 Rep 2 | 2024-04 |
| Jing Jiang 蒋静 | RO 1, 4, 6 | 2022-10 |
| Cathy Tung Wa Kok 郝冬樺 | RO 9 Rep 1, 2, 4 | 2017-12 |
| Kwok Hei Lau 劉國熙 | RO 1, 2, 4, 7 | 2025-03 |
| Kelvin Yau-Teng Leung 梁祐庭 | RO 1, 4 | 2025-01 |
| Baohua Li 李保華 | RO 1, 4, 9 | 2022-11 |
| Hua Li 李驊 | RO 1, 2, 4 | 2025-06 |
| Ning (SFC:BWV282) Li 李宁 | RO 1, 2, 3, 4 | 2026-01 |
| Pan (SFC:AYF532) Li 李攀 | RO 1, 6 | 2021-12 |
| Minwei Lian 連敏偉 | RO 1 Rep 2 | 2026-01 |
| Shunrui Liao 廖順睿 | RO 1, 6 Rep 4 | 2025-04 |
| Shanshan Lin 林姍姍 | RO 1, 4 | 2020-03 |
| Taojiang Liu 劉濤江 | RO 1, 4, 6 | 2017-01 |
| Ying (SFC:ATE914) Liu 劉瑩 | RO 1, 4, 9 | 2021-11 |
| Yuqi Liu 劉玉麒 | RO 6 Rep 1 | 2021-11 |
| Jiuzhou Lu 陸九州 | RO 4, 9 | 2025-03 |
| Yuanjing Ma 馬源璟 | RO 1, 6 Rep 4 | 2023-12 |
| Deyi Mao 毛德一 | RO 1, 6 | 2023-05 |
| Xianjun Meng 孟憲君 | RO 1, 6 | 2022-03 |
| Wei Qiao 喬煒 | RO 1, 4, 6 | 2019-06 |
| Jia Ren 任佳 | RO 1, 4, 6 | 2018-05 |
| Ruxiang Rong 戎如香 | RO 9 Rep 4 | 2025-07 |
| Wan Sang Andy Shek 石縕勝 | RO 1, 2, 3, 4 | 2025-12 |
| Xiaofeng (SFC:BJJ358) Shi 史晓峰 | RO 1, 4, 6 | 2021-07 |
| Boqian Sun 孙博谦 | RO 1, 6 Rep 4 | 2025-03 |
| Wai Man Tai 戴偉文 | RO 1, 4 Rep 2, 3 | 2025-11 |
| Chun Wa Tsui 徐振華 | RO 1, 2, 4 | 2026-03 |
| Jiawei (SFC:APF036) Wang 王佳瑋 | RO 1, 4, 6 | 2020-03 |
| Lei (SFC:ATV187) Wang 王磊 | RO 1, 2, 3, 4, 6, 7, 9 | 2025-02 |
| Zhen (SFC:AZC796) Wang 王鎮 | RO 1, 2, 4, 7 | 2024-09 |
| Chi Ming (SFC:AMK406) Wong 黃志明 | RO 1, 4, 6 | 2020-03 |
| Kin Ming Marcus Woo 胡健明 | RO 1, 6 | 2023-03 |
| Hao (SFC:AYZ032) Wu 鄔浩 | RO 1, 6 Rep 4 | 2020-03 |
| Xiuyu Wu 吴修煜 | RO 1, 2, 3, 4 | 2026-02 |
| Houze Xu 徐厚澤 | RO 1, 6 Rep 4 | 2025-11 |
| Peizhi Xu 徐培智 | RO 1, 2 | 2026-03 |
| Zhan Xu 徐湛 | RO 1, 6 Rep 4 | 2016-11 |
| Xu Yang 楊旭 | RO 1, 6 Rep 4 | 2024-12 |
| Yingqiu Yang 楊影秋 | RO 1, 4, 6 | 2023-04 |
| Jack Hsin-Chou Yao 姚信州 | RO 1 Rep 2, 4 | 2022-01 |
| Sze Ho Yeung 楊思豪 | RO 1, 2, 4, 7 | 2024-08 |
| Fan (SFC:ALA702) Zhang 張帆 | RO 1, 4, 6 | 2019-01 |
| Hui (SFC:BWU637) Zhang 张辉 | RO 1, 2, 3, 4 | 2026-01 |
| Jinsong Zhang 張勁松 | RO 1, 4 Rep 2 | 2020-12 |
| Jiqiang Zhang 張繼强 | RO 4 | 2024-09 |
| Luming Zhao 趙路明 | RO 2 Rep 1, 4 | 2025-12 |
| Guangming Ba 巴光明 | Rep 1, 6 | 2025-04 |
| Jintao Bai 白金濤 | Rep 1, 4, 6 | 2018-12 |
| Tianhao Bai 白天皓 | Rep 1, 6 | 2025-06 |
| Qinghe Bao 包晴荷 | Rep 1, 2, 4 | 2022-10 |
| Cheng Bi 毕成 | Rep 1, 6 | 2025-09 |
| Sheng Bi 毕盛 | Rep 1, 6 | 2025-09 |
| Wenjiao Bian 边文姣 | Rep 4 | 2022-04 |
| Zhongling Bian 卞钟灵 | Rep 1, 2, 4 | 2021-09 |
| Hui Cai 蔡辉 | Rep 1, 6 | 2023-08 |
| Jing (SFC:BUO988) Cai 蔡菁 | Rep 1, 6 | 2024-02 |
| Junzhe Cai 蔡骏喆 | Rep 1, 4, 6 | 2025-02 |
| Min Cai 蔡敏 | Rep 1, 6 | 2025-12 |
| Ke Cao 曹珂 | Rep 1, 6 | 2024-04 |
| Yang (SFC:BWH474) Cao 曹扬 | Rep 1, 6 | 2025-06 |
| Zhuo Yuan Cao 曹卓源 | Rep 1, 2 | 2021-11 |
| Zhuoming Cao 曹卓铭 | Rep 4 | 2024-05 |
| Sijun Chai 柴斯駿 | Rep 1, 4 | 2024-11 |
| Cedric Cham Pong Chan 陳湛邦 | Rep 1 | 2015-11 |
| Clayton Kai Tung Chan 陳啟東 | Rep 1, 4, 9 | 2021-02 |
| Hoi Yan (SFC:BJL078) Chan 陳凱欣 | Rep 9 | 2022-07 |
| Hon Kiu Chan 陳侃翹 | Rep 1, 4, 6 | 2021-01 |
| Tin Chung Chan 陳天聰 | Rep 1, 4 | 2024-03 |
| Huili Chang 常慧麗 | Rep 4 | 2020-11 |
| Yi Chang 常益 | Rep 1, 6 | 2025-04 |
| Kong San Chau 周港新 | Rep 1, 2, 4 | 2020-11 |
| Bowen (SFC:BRR498) Chen 陈博文 | Rep 1, 4, 6 | 2021-09 |
| Chang (SFC:BWP847) Chen 陈畅 | Rep 1, 6 | 2025-09 |
| Chaoran Chen 陈超然 | Rep 1, 6 | 2025-10 |
| Chin Yu Chen 陳沁渝 | Rep 1, 2, 3, 4 | 2026-01 |
| Jianye Chen 陈健冶 | Rep 1, 6 | 2023-02 |
| Jiebin Chen 陈洁斌 | Rep 1, 6 | 2024-04 |
| Jinheng Chen 陈晋恒 | Rep 1, 6 | 2025-01 |
| Qinlei Chen 陈沁磊 | Rep 1, 6 | 2025-09 |
| Qinyu Chen 陈勤羽 | Rep 1, 6 | 2021-09 |
| Ruitian Chen 陈睿恬 | Rep 4 | 2024-03 |
| Shaoyue Chen 陳劭悅 | Rep 1, 6 | 2025-03 |
| Shen (SFC:BIO834) Chen 陳慎 | Rep 4 | 2021-01 |
Showing 1–100 of 826