Zhongrong PT Securities Limited
中融平和證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhongrong PT Securities Limited (中融平和證券有限公司), CE reference AAV553. Currently licensed for regulated activity type(s) 1, 2, 3, 4, 5. Current licensed staff on file: 20.
Registered address
Room 3505 -10, 35F, Tower 5, The Gateway, 15 Canton Road, Tsim Sha Tsui
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2010-07-30 | present |
| Type 3 — Leveraged foreign exchange trading | 2010-07-30 | present |
| Type 4 — Advising on securities | present | present |
| Type 5 — Advising on futures contracts | 2010-07-30 | present |
| Type 6 — Advising on corporate finance | present | 2003-12-15 |
| Type 9 — Asset management | present | 2011-07-14 |
Licensed staff (20)
As of
| Name | Activities | Since |
|---|---|---|
| James Si Kit Chou 仇詩傑 | RO 1, 2, 3, 4, 5 | 2010-07 |
| Chuan Gu | RO 1, 4 | 2017-08 |
| Geoffrey Chun Kit Lam 林俊傑 | RO 2, 3 Rep 1 | 2021-12 |
| Dalis Sui Yee Tsui 徐瑞儀 | RO 1, 2, 3, 4, 5 | 2010-07 |
| Wai Ching Au 區惠貞 | Rep 1, 2, 3 | 2010-11 |
| Lai Wa Chau 周禮華 | Rep 1 | 2006-01 |
| Kwai Ping Choi 蔡貴平 | Rep 1 | Pre-2003 |
| Jonathan Cho Fan Chou 仇祖薰 | Rep 1, 2 | 2010-11 |
| Yat Fai Chui 徐日輝 | Rep 1 | Pre-2003 |
| Luqian Dai 代露茜 | Rep 1, 2, 4, 5 | 2021-07 |
| Kwok Wing Lee 李國榮 | Rep 1 | 2008-07 |
| Hau Yin Lo 盧巧賢 | Rep 1 | Pre-2003 |
| Hon Keung Lo 盧漢強 | Rep 1, 2 | 2014-06 |
| Ki Yung Man 文琪容 | Rep 1 | 2004-11 |
| Amanda Suk Yee Ng 吳淑儀 | Rep 1, 4 | 2023-10 |
| Miranda Ng 伍伶英 | Rep 1 | Pre-2003 |
| May Man Ah Sit 薛曼亞 | Rep 1 | Pre-2003 |
| Cheung Hung Wong 王長虹 | Rep 1 | 2006-10 |
| Mei Lai Yip 葉美麗 | Rep 1, 2 | 2010-11 |
| Oliver Tin Yau Yip 葉天佑 | Rep 1, 2 | 2010-11 |
Showing 1–20 of 20