Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanta Securities (Hong Kong) Company Limited (元大證券(香港)有限公司), CE reference ABS015. Currently licensed for regulated activity type(s) 1, 2, 4, 5, 6, 9. Current licensed staff on file: 135.
Registered address
23/F, Tower 1, Admiralty Centre, 18 Harcourt Road, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2012-06-14 | present |
| Type 4 — Advising on securities | present | present |
| Type 5 — Advising on futures contracts | 2012-06-14 | present |
| Type 6 — Advising on corporate finance | 2006-07-08 | present |
| Type 9 — Asset management | 2012-06-14 | present |
| Type 3 — Leveraged foreign exchange trading | 2012-06-14 | 2016-10-31 |
| Type 6 — Advising on corporate finance | present | 2004-02-16 |
Licensed staff (135)
As of
| Name | Activities | Since |
|---|---|---|
| Miao-Ju Chen 陳妙如 | RO 1, 4, 6, 9 | 2017-12 |
| Ping-Yu Chen 陳品妤 | RO 1, 4 | 2016-12 |
| Peter Ka Kit Chu 朱家傑 | RO 4 | 2014-05 |
| Wayne Chuang 莊之瑋 | RO 1, 4 Rep 2, 9 | 2022-02 |
| Chia Hua Hsu 許家華 | RO 1 | 2025-03 |
| Chun-Yuan Hsu 許春元 | RO 1, 2, 4, 5, 9 | 2022-02 |
| Jimson Ka Wing Hung 洪嘉榮 | RO 1 Rep 2 | 2024-05 |
| James Chi Lap Lam 林子立 | RO 1, 2 | 2022-01 |
| Fang (SFC:AOR995) Li 厲放 | RO 6 | 2013-12 |
| Szu Wei Ning 甯思維 | RO 6 Rep 1 | 2025-02 |
| Kuei-Ling Pan 潘桂玲 | RO 1, 4, 9 | 2020-02 |
| Chin Hung Quek 郭進漢 | RO 1, 2 | 2016-03 |
| Kim Guan Teo 張金源 | RO 1, 2, 4, 5 Rep 9 | 2025-01 |
| Tsung Hsien Wen 溫宗憲 | RO 1, 2, 4, 5, 9 | 2016-04 |
| Wu-Kuang Yang 楊武光 | RO 1, 4 Rep 9 | 2025-07 |
| Yi Ting Yang 楊逸庭 | RO 1, 2, 4 | 2018-07 |
| Yuyao Bu 卜羽瑶 | Rep 1 | 2023-10 |
| Hwai Chey George Chan | Rep 1, 4 | 2020-05 |
| Johnnie Bing Hang Chan 陳秉恒 | Rep 1, 2 | 2016-02 |
| Ka Hung (SFC:ABH274) Chan 陳家雄 | Rep 1, 2 | 2012-06 |
| Kwok Kin Chan 陳國健 | Rep 1, 2, 4 | 2020-07 |
| Wai Chi Chan 陳偉智 | Rep 1, 2, 4, 5 | 2015-10 |
| Hsien-Chun Chang 張憲鈞 | Rep 1, 4 | 2024-06 |
| Huey-Miie Chang | Rep 1, 2, 4, 5 | 2019-02 |
| Ho Hei Chau 巢皓熙 | Rep 1, 2 | 2021-09 |
| Kwok Hung Chau 周國鴻 | Rep 1, 2 | 2012-08 |
| Chu-Fu Chen 陳居甫 | Rep 1, 4 | 2020-08 |
| Pei Chi Chen 陳佩琪 | Rep 1, 4 | 2024-05 |
| Yin-Pei Chen 陳尹培 | Rep 1, 4 | 2022-11 |
| Yu Shiuan Chen 陳昱瑄 | Rep 1, 2, 4, 9 | 2023-11 |
| Hao Yu Cheng 鄭皓宇 | Rep 1 | 2023-05 |
| Wai Hong (SFC:AAK494) Cheng 鄭惠康 | Rep 1, 2, 4 | 2022-10 |
| Yu Shing Cheng 鄭裕盛 | Rep 1, 2 | 2025-06 |
| Fei Hung Cheung 張飛鴻 | Rep 1, 2 | 2020-12 |
| Mei-Chu Chiu 邱美珠 | Rep 1, 4 | 2018-05 |
| Sui Ling Chiu 趙瑞玲 | Rep 1, 9 | 2025-05 |
| Tuen Leung Chiu 趙端良 | Rep 1, 2 | 2012-06 |
| Kwok Ip Choi 蔡國業 | Rep 1, 2 | 2012-06 |
| Tak Fai Choi 蔡德輝 | Rep 1, 2, 4 | 2014-07 |
| Herman Hok Man Chu 朱學敏 | Rep 1 | 2016-11 |
| Nang Ching Chui 徐能靜 | Rep 1 | 2025-06 |
| Ronald Sheng-Kai Feng 馮勝愷 | Rep 1 | 2025-11 |
| Hi Man Fong 方喜雯 | Rep 1, 2, 4 | 2017-01 |
| Yu Fong 方瑜 | Rep 1, 2 | 2012-06 |
| Siyuan Guo 郭思源 | Rep 1 | 2025-04 |
| Boby Yiu Keung Ho 何耀強 | Rep 1, 4 | 2022-07 |
| Kwok Chung (SFC:AAB905) Ho 何國仲 | Rep 1, 2 | 2023-07 |
| Tsu-Hsien Ho 何祖賢 | Rep 1, 4, 9 | 2025-06 |
| Yan Nung Xavier Ho 何欣濃 | Rep 1, 9 | 2026-03 |
| Ting-Hsuan Hou 侯亭亘 | Rep 1, 2, 4 | 2018-07 |
| Erin Hsieh 謝依玲 | Rep 1, 2, 9 | 2015-04 |
| Fei-Wen Hsu 徐斐雯 | Rep 1, 2 | 2020-02 |
| Hsiu Ling Hsu 許秀玲 | Rep 1, 4 | 2018-05 |
| Li-Wen Hsu 許瓈文 | Rep 1, 2, 4, 5 | 2025-07 |
| Chi-Ming Huang 黃啟銘 | Rep 1, 4, 9 | 2022-06 |
| Chin Huang 黃槿 | Rep 1, 4, 9 | 2023-11 |
| Wei (SFC:BKC136) Huang 黃煒 | Rep 1, 2, 4, 5 | 2025-07 |
| Chi Kwan Kee 紀志坤 | Rep 1, 2 | 2012-06 |
| Ming Jen Ku 顧鳴人 | Rep 9 | 2025-12 |
| Li Hsin Kuo 郭莉欣 | Rep 1, 2 | 2024-08 |
| I-Ting Lai 賴奕婷 | Rep 1, 2 | 2017-04 |
| Tsun Kit Lai 賴俊傑 | Rep 1, 2 | 2017-04 |
| Ngai Hin Lam 林巍軒 | Rep 1, 2 | 2025-06 |
| Hing Tat David Lau 劉興達 | Rep 1, 2 | 2024-11 |
| Chia-Hao Lee 李家豪 | Rep 1, 2, 4, 9 | 2021-01 |
| Chia-Hua Lee 李嘉華 | Rep 1, 2 | 2019-11 |
| Huang Hsun Lee 李黃勳 | Rep 1, 2, 4 | 2019-03 |
| Wei-Fang Lee 李維芳 | Rep 1, 2, 4 | 2022-10 |
| Yi-Ching Lee 李宜靜 | Rep 1, 4 | 2018-04 |
| Yin Man Lee 李彥文 | Rep 1, 2, 4, 5 | 2013-09 |
| Bingyang (SFC:BVG940) Li 李冰洋 | Rep 1, 4, 9 | 2025-08 |
| Lianfang Li 李蓮芳 | Rep 1 | 2025-01 |
| Xuetong (SFC:BNJ561) Li 李雪桐 | Rep 1, 2 | 2020-01 |
| Zhihui (SFC:BVW942) Li 李致慧 | Rep 1, 2 | 2025-04 |
| Yujie - Liang 梁瑜婕 | Rep 1 | 2026-03 |
| Chia-Pei Lin 林佳佩 | Rep 1, 2 | 2012-06 |
| Chih-Chien Lin 林志謙 | Rep 1 | 2024-08 |
| Wen-Hui Lin 林文惠 | Rep 1, 2, 4 | 2015-10 |
| Xiayuan Lin 林夏苑 | Rep 1, 4 | 2019-03 |
| Yu-Feng Lin 林裕峰 | Rep 1, 2, 4 | 2022-09 |
| Chia-Ping Liu 劉家平 | Rep 1 | 2023-02 |
| Yu Chieh Liu 劉宇傑 | Rep 1, 4, 9 | 2022-08 |
| Perry Kung Yao Lok 陸恭耀 | Rep 1, 2 | 2013-03 |
| Chiu Kwong Luk 陸照光 | Rep 1 | 2012-11 |
| Shu-Hua Lung 龍淑華 | Rep 1, 2, 4 | 2018-08 |
| Yung-Jie Ma 馬詠潔 | Rep 1, 2, 4, 5 | 2017-12 |
| Shun-Tang Miao 苗舜堂 | Rep 1, 2, 4, 5 | 2020-08 |
| Jeanne Mok 莫靜芬 | Rep 1, 4 | 2009-09 |
| Chun Ming Nam | Rep 1, 2 | 2023-05 |
| Kwok Hung (SFC:ACL451) Ng 吳國雄 | Rep 1, 2, 4 | 2013-07 |
| Lichia Pan 潘莉家 | Rep 1, 2, 4, 5 | 2017-11 |
| Chun Hei Shi 佘俊熹 | Rep 1, 2 | 2015-10 |
| Wen-Ping Shih 施汶秉 | Rep 4 | 2023-05 |
| Jiarong So 蘇家榮 | Rep 1, 2, 4 | 2020-10 |
| Siu Tung So 蘇筱桐 | Rep 1 | 2023-12 |
| Chu-Ping Su 蘇純平 | Rep 1, 2, 4, 5 | 2018-12 |
| Shih Yen Su 蘇施燕 | Rep 1 | 2016-08 |
| King Fung Keith Tam 談勁峰 | Rep 1, 2 | 2014-03 |
| Chien Wen Tang 湯建文 | Rep 1, 4 | 2021-12 |
| Man Leong Tin 田旻亮 | Rep 1, 2 | 2022-06 |
Showing 1–100 of 135