Hong Kong SFC Licensed Firms Directory

Taiping Securities (HK) Co Limited CE AAE494 - active, 5 staff Shanxi Securities International Limited CE BEM330 - active, 35 staff Azure Lion International Securities Company Limited CE BFG513 - active, 1 staff Shanxi Securities International Futures Limited CE BHB929 - active, 18 staff Zhonghao International Futures Co., Limited CE AAW438 - active, 2 staff Guolian Securities International Capital Co., Limited CE BPX918 - active, 27 staff Silverbricks Securities Company Limited CE BLN458 - active, 33 staff Silverbricks Asset Management Company Limited CE BNJ665 - active, 8 staff Agricultural Bank of China Limited CE ACX641 - active AllianceBernstein Hong Kong Limited CE ADX555 - active, 37 staff Harvest Global Investments Limited CE ASE565 - active, 21 staff Janchor Partners Limited CE ATS849 - active, 17 staff Sanford C. Bernstein (Hong Kong) Limited CE AXC846 - active, 58 staff MetLife Investments Asia Limited CE ADY079 - active, 12 staff PIMCO Asia Limited CE ANA959 - active, 52 staff FIL Investment Advisors CE AAV486 - active, 95 staff Macquarie Capital Limited CE AAC534 - active, 143 staff LGT Investment Management (Asia) Limited CE AAC801 - active, 162 staff Bear Stearns Asia Limited CE AAI359 - inactive AXA Investment Managers Chorus Limited CE BHJ583 - inactive First Sentier Investors (Hong Kong) Limited CE AAJ693 - active, 22 staff Jefferies Hong Kong Limited CE ATS546 - active, 285 staff Anli Securities Limited CE AED024 - active, 5 staff Ewarton Securities Limited CE ADR667 - active, 1 staff China Times Securities Limited CE AWO418 - inactive RHB Securities Hong Kong Limited CE ADU220 - inactive Po Lee Securities Limited CE AAZ886 - active, 4 staff Wintone Securities Limited CE AJH116 - inactive Orient Securities Limited CE AFP038 - active, 12 staff Aristo Securities Limited CE BDH167 - active, 10 staff Times Securities Company Limited CE ADR215 - inactive Brilliant Norton Securities Company Limited CE AXR802 - inactive One China Securities Limited CE AJH947 - active, 19 staff Carlyon Securities Limited CE BJI399 - active, 11 staff BOA International Securities Limited CE ARU940 - inactive Starling Group Securities Limited CE ARK028 - inactive Starling Group Futures Limited CE ARK029 - inactive iBest Consultants Limited CE AEJ689 - inactive China International Capital Limited CE ABZ312 - active, 3 staff AIA Wealth Management Company Limited CE AEI123 - inactive Adonis Investment Management Limited CE AEO839 - inactive Ark Securities (Hong Kong) Limited CE AFE504 - active, 6 staff Chanceton Capital Partners Limited CE AGB225 - inactive Harmony Capital International Limited CE BRT069 - active, 2 staff Forthright Securities Company Limited CE BGP713 - active, 57 staff Grand Capital Securities Limited CE BOM170 - active, 9 staff Sinomax Securities Limited CE AHC207 - active, 15 staff Ark Futures (Hong Kong) Limited CE AJD535 - active, 5 staff Grand Capital Futures Limited CE BOM175 - inactive Amova Asset Management Hong Kong Limited CE AFH646 - active, 8 staff Allianz Global Investors Asia Pacific Limited CE BFE699 - active, 77 staff RCM Asia Pacific Limited CE AOA171 - inactive Standard Chartered Securities (Hong Kong) Limited CE AAF212 - active, 6 staff Goldman Sachs (Asia) L.L.C. CE ACC536 - active, 890 staff Goldman Sachs Futures (Asia) Limited CE ABW343 - inactive Standard & Poor's, LLC CE AIC760 - inactive Sarasin Rabo Investment Management Limited CE ADV625 - inactive HSBC Global Asset Management Holdings (Bahamas) Limited CE AAF425 - inactive CEB International Capital Corporation Limited CE BGH296 - active, 38 staff Ample Capital Limited CE AFZ323 - active, 12 staff Dakin Capital Limited CE BGC821 - active, 5 staff Akron Corporate Finance Limited CE BBJ828 - active, 3 staff Emperor Corporate Finance Limited CE ADG809 - active, 7 staff SDIC Securities Corporate Finance (Hong Kong) Limited CE AVL376 - active, 80 staff Veda Capital Limited CE AMI867 - active, 3 staff Arta Asset Management Limited CE AQW828 - active, 12 staff Alpha Financial Group Limited CE ALW542 - active, 7 staff Arta Corporate Advisory Limited CE AZL511 - active, 2 staff Altus Investments Limited CE ALG044 - active, 13 staff Altus Capital Limited CE AGH102 - active, 13 staff INCU Corporate Finance Limited CE AHR795 - active, 4 staff Zijing Capital Limited CE AIO499 - active, 4 staff BOCOM International (Asia) Limited CE API271 - active, 40 staff Shang International Finance Limited CE AAJ067 - inactive CSC Asia Limited CE ACL024 - inactive Zhongtai International Capital Limited CE BBY334 - active, 42 staff Pulun International Capital Limited CE BFR957 - active, 2 staff Changjiang Corporate Finance (HK) Limited CE AZG536 - active, 5 staff AJ SECURITIES LIMITED CE AGL798 - active, 7 staff AJ Futures Limited CE BOF740 - active, 3 staff AJ Asset Management Limited CE BMR963 - active, 8 staff Rockflow Securities Limited CE BJV607 - active, 3 staff ADM Securities Limited CE AGZ819 - inactive Asia Pacific Securities Limited CE AHH123 - active, 6 staff ETRADE Securities (Hong Kong) Limited CE ACT764 - inactive Grit Capital Limited CE BQH886 - active, 5 staff Asia Pacific Asset Management Limited CE AUB806 - active, 3 staff Protocol Asset Management (HK) Limited CE BNY289 - inactive Cupola Capital Limited CE ADB486 - inactive Cathay Securities (Hong Kong) Limited CE APO491 - active, 11 staff Unity Capital Management Limited CE BUS301 - active, 2 staff Wilson Securities Limited CE AUH729 - active, 14 staff China Sunrise Securities (International) Limited CE AFS030 - active, 6 staff Everbright Securities Global (HK) Limited CE AAI430 - inactive Asia Pacific Financial Capital Limited CE AHH120 - active, 3 staff Wilson International Capital Limited CE BJP847 - active, 5 staff China Sunrise Capital Limited CE BHR763 - active, 6 staff Cedarlake Global Capital Limited CE BNR589 - active, 3 staff Aeternus Asset Holdings Limited CE BOF800 - inactive Cedarlake Global International Limited CE BOP858 - active, 2 staff Great Wall Pan Asia Corporate Finance Limited CE BDH638 - inactive Cinda International Securities Limited CE AEL202 - active, 83 staff Yue Xiu Futures Company Limited CE AEJ732 - inactive Cinda International Investment Management Limited CE ACK349 - inactive GT Asset Management Limited CE AMV251 - inactive First China Technology Limited CE AHH125 - inactive Wanthorpe Asset Management Limited CE ALO178 - inactive VC Brokerage Limited CE ABG074 - active, 8 staff CVP Securities Limited CE AJK645 - inactive AIG Global Securities Lending (Asia) Limited CE AHK988 - inactive Armstrong Capital Limited CE AIO980 - inactive Altruist Financial Group Limited CE AJD993 - active, 38 staff Investates Asset Management Limited CE BSQ068 - active, 3 staff Sun Life Hong Kong Limited CE AAF990 - inactive Wanhai Securities (HK) Limited CE ADS061 - active, 10 staff CASH Wealth Management Limited CE AHQ356 - active, 18 staff T G Holborn (HK) Limited CE ADE573 - inactive Asset Management Group Limited CE AMT657 - active, 117 staff OnePlatform Securities Limited CE ABK353 - inactive Aktis Capital Advisory Limited CE AJE027 - active, 5 staff Superfund Financial (Hong Kong) Limited CE AGL796 - active, 3 staff AlTi Wealth Management (Hong Kong) Limited CE AJF298 - active, 5 staff Gottex Fund Management (Hong Kong) Limited CE AMJ805 - inactive AIP International Securities Limited CE AJI520 - inactive Affinity Equity Partners (HK) Limited CE AJM828 - active, 4 staff UBS Capital Asia Pacific (HK) Limited CE AEX188 - inactive M3 Capital Partners (HK) Limited CE ARI536 - active, 3 staff Asante Capital Group HK Limited CE BNG375 - active, 8 staff UBS Securities Hong Kong Limited CE BIN466 - active, 345 staff AIF Securities Limited CE ALB198 - active Aberdeen International Investment Management Limited CE ALP545 - inactive Asia Pacific Capital Securities Limited CE ALT698 - inactive Wing Yee Securities Company Limited CE ACQ687 - active, 3 staff ANA Securities Company Limited CE ALU119 - inactive Astrum Capital Management Limited CE ALY555 - active, 23 staff Minerva Holding Financial Securities Limited CE AFE798 - active, 5 staff Minerva Asset Global Investment Capital Limited CE BFO680 - active, 3 staff Lehman Brothers Asia Limited CE AAE689 - inactive Macquarie Corporate (Hong Kong) Limited CE AHO161 - inactive Mega Capital (Asia) Company Limited CE AEM814 - inactive Ocean Fame Management Limited CE BSQ873 - active, 1 staff VC Capital Limited CE AAG899 - active, 5 staff Cinda International Capital Limited CE AEE541 - active, 9 staff Asia Investment Management Limited CE AFT394 - inactive Goldin Financial Limited CE ASP201 - inactive South West Capital Limited CE AXC633 - inactive Blossomhill Investment Limited CE AUG837 - inactive Minerva Advisory Global Capital Limited CE BFO684 - active, 4 staff Centaline Wealth Management Limited CE AJF358 - active, 58 staff OnePlatform Asset Management Limited CE AFQ784 - active, 162 staff VC Futures Limited CE ADK142 - inactive China Gather Wealth Financial Company Limited CE AGQ863 - active Get Nice Securities Limited CE AAA847 - active, 54 staff JMC Capital HK Limited CE BMR281 - active, 14 staff A.H. International Limited CE AMF238 - inactive Aetas Global Markets Limited CE AMF572 - active, 2 staff HSBC Securities (Asia) Limited CE AAB241 - inactive Parry Capital Management Limited CE APG269 - active, 2 staff AIG Financial Products (International) Limited CE ANX991 - inactive Allco Finance (Asia) Limited CE AOX373 - inactive Arta Global Markets Limited CE APR560 - active, 4 staff Rongtong Global Investment Limited CE BBN063 - active, 11 staff Chocolate Asset Management Limited CE BJF054 - active, 4 staff Vicis Capital (Hong Kong) Limited CE ARR977 - inactive Elliott Advisors (HK) Limited CE ALL213 - inactive Harmony Advisors Limited CE BCM666 - active, 4 staff Arta Global Futures Limited CE AAK561 - active, 2 staff PCA Investments Hong Kong, Limited CE AXD851 - inactive BOCI Commodities & Futures Limited CE AAJ737 - active, 10 staff Apax Partners Hong Kong Limited CE AQA408 - active, 7 staff KKR Capital Markets Asia Limited CE ASY362 - active, 12 staff Aviva Portfolio Investment Services Limited CE AQH127 - inactive Aletheia Analyst Network Limited CE AQM601 - active, 19 staff Aletheia Technologies Limited CE AVD212 - inactive Credit Suisse Securities (Hong Kong) Limited CE ACB048 - active, 1 staff CLSA Limited CE AAB893 - active, 1377 staff Mizuho Securities Asia Limited CE AEZ953 - active, 273 staff Enzard Limited CE AJL915 - inactive Pyrmont Wealth Management Limited CE AIL303 - active, 14 staff Financial Shield Limited CE AFR822 - inactive UBS Securities Asia Limited CE AAV882 - active, 370 staff Deutsche Securities Asia Limited CE AAJ984 - active, 81 staff Samsung Securities (Asia) Limited CE AGH366 - active, 10 staff Mirae Asset Wealth Management (HK) Limited CE ANR723 - inactive Point72 Hong Kong Limited CE AOB349 - active, 159 staff Instinet Pacific Limited CE ABB038 - active, 29 staff Athena Wealth Management Limited CE AQR074 - active, 18 staff Global Investment Advisors Limited CE AGN867 - active, 8 staff Minerva Asset Management Limited CE BQT164 - active, 2 staff Karl Thomson Investment Consultants Limited CE AHF764 - active, 4 staff CBH Asia Limited CE ABT305 - active, 31 staff Belvest Investment Services Limited CE AAG749 - active, 8 staff Lion Global Financial Limited CE AEO169 - active, 5 staff Prudential Assurance Company Limited, The CE AAI771 - inactive Yue Xiu Securities Company Limited CE ABQ722 - active, 48 staff Jimei Wealth Management Limited CE AFT400 - inactive Harris Fraser (International) Limited CE AAX743 - active, 17 staff GT Asset & Portfolio Management Limited CE AKO790 - active, 6 staff KGI Asset Management Limited CE AEN441 - active, 25 staff CIS Securities Asset Management Limited CE API164 - active, 17 staff Aspect Capital Asia Limited CE AQS712 - inactive All Options Asia Limited CE ARI804 - inactive APG Investments Asia Limited CE ARJ340 - active, 36 staff Carret Private Capital Limited CE AOT542 - active, 33 staff Sofaer Global Research (HK) Limited CE AAJ947 - inactive Halbis Capital Management (Hong Kong) Limited CE AAI117 - inactive TC Investment Management (Asia) Limited CE AFT106 - inactive EFG Asset Management (HK) Limited CE AQU400 - active Hamilton Lane (Hong Kong) Limited CE AUN967 - active, 12 staff Pacific Alliance Investment Management (HK) Limited CE ANS005 - active, 46 staff Sun Hung Kai Research Limited CE AAS945 - inactive HSBC Corporate Finance (Hong Kong) Limited CE ACX287 - active, 116 staff Asia Climate Partners Hong Kong Limited CE BGY602 - inactive Citigroup Property Investors Asia Limited CE AAC999 - inactive Samsung Asset Management (Hong Kong) Limited CE AQG442 - active, 8 staff Atlantic Pacific Capital Asia Limited CE ARN800 - active, 2 staff All Options Hong Kong Limited CE ASC829 - inactive Amherst Pierpont International Limited CE ASN932 - inactive Ares Management Asia (Hong Kong) Limited CE ASS687 - active, 53 staff GLP HK Investment Management Limited CE BOX307 - active, 5 staff All-Stars Investment Limited CE BBX134 - active, 3 staff MVision Private Equity Advisers Asia Limited CE AYK091 - active Wellington Management Hong Kong Limited CE AJB478 - active, 84 staff Segantii Capital Management Limited CE APX121 - active, 2 staff Keywise Capital Management (HK) Limited CE AOB738 - active, 8 staff Finex Hong Kong Limited CE BMQ105 - active, 4 staff Daiwa Capital Markets Hong Kong Limited CE AAB639 - active, 96 staff Daiwa Capital Markets Trading Hong Kong Limited CE AGS075 - inactive KB Investment & Securities Hong Kong Limited CE AJF082 - inactive Landmark Partners (Asia) Limited CE BQB135 - inactive Carlyle Global Credit (HK) Limited CE BSE639 - inactive Haitong International Investment Managers Limited CE AAI429 - active, 21 staff Haitong International Asset Management (HK) Limited CE ARE511 - active, 22 staff Macquarie Funds Management Hong Kong Limited CE AGZ772 - active, 20 staff Oaktree Capital (Hong Kong) Limited CE AMV287 - active, 20 staff Apollo Management Asia Pacific Limited CE BPQ879 - active, 28 staff Goldman Sachs (Asia) Securities Limited CE AAA849 - inactive, 545 staff D. E. Shaw & Co. (Asia Pacific) Limited CE APF565 - active, 14 staff Lazard Asset Management (Hong Kong) Limited CE AQZ743 - active, 14 staff Asian Capital Limited CE AZF630 - active, 15 staff J.P. Morgan Securities (Far East) Limited CE AAB026 - active, 172 staff Coller Capital (Hong Kong) Limited CE BOK410 - active, 17 staff Anchor Equity Partners (Asia) Limited CE BDW170 - active, 6 staff Anand Rathi Financial Services (HK) Limited CE AST085 - inactive ASA Securities Limited CE ASU517 - active, 5 staff Hantec Securities Co. Limited CE AFL779 - active, 44 staff Pulun International Securities Limited CE BHM175 - active, 7 staff Sprout Asset Management (Asia) Limited CE BDW665 - active, 6 staff LSQ Capital Limited CE BRQ875 - active, 5 staff Pulun International Asset Management Limited CE AQG413 - active, 4 staff