Standard Chartered Securities (Hong Kong) Limited

渣打證券(香港)有限公司
CE No. AAF212 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Standard Chartered Securities (Hong Kong) Limited (渣打證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAF212. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 6 (total recorded over time: 399). Earliest licence on file: 2012-12-17.

Registered address

15/F, Two International Finance Centre, 8 Finance Street, Central

Licence history

ActivityFromTo
Type 1 - Dealing in securities present present
Type 2 - Dealing in futures contracts 2012-12-17 present
Type 4 - Advising on securities present present
Type 5 - Advising on futures contracts 2012-12-17 present
Type 6 - Advising on corporate finance present 2020-09-14
Type 9 - Asset management present 2017-07-12

Licensed staff (all-time) (399)
Active on date

Name Activities First licensed To
Charles Alan Heathcote Alexander RO 1, 4, 6 2009-07 2010-06
Rajagopal Anapuzha RO 1, 4, 6 Rep 1, 4, 6 2013-04 2015-07
Timothy William Andrew RO 1, 4 Rep 1, 4, 6 2010-02 2015-10
Sundeep Bhandari RO 1, 4, 6 2010-07 2011-02
Darren Phillip Botha RO 2, 5 Rep 2, 5 2018-03 2020-12
Simon Douglas Brookhouse RO 1, 4 Rep 1, 4 2010-08 2015-04
Peter William Burnett RO 1, 4, 6 Rep 1, 4, 6 2013-04 2020-08
Bradley Donald Campbell RO 2, 5 Rep 2, 5 2013-04 2014-09
Denise Sara Chai 蔡龍姬 RO 1, 4 Pre-2003 2005-06
Edmund Wai Hung Chan 陳偉雄 RO 1, 6 Rep 1, 6 2006-04 2009-02
Kai Wah (SFC:AAF083) Chan 陳啟華 RO 1, 4, 6, 9 Pre-2003 2014-03
Kang Muk Chan 陳鏡沐 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2015-03 2015-11
Marcella Man Wai Chan 陳敏慧 RO 1, 4, 6 Rep 1, 4, 6 2013-01 2017-04
Kin Man Cheng 鄭健民 RO 1, 6 Rep 1, 6 2006-04 2010-05
James Kwok Lung Cheung 張國龍 RO 1, 4, 6 Rep 1, 4, 6 2006-10 2014-07
Steven Kent Choe RO 2, 5 Rep 2, 5 2012-12 Present
John Paul Yeong Keng Chu 徐永鏗 RO 1, 4, 6 Rep 1, 6 2004-05 2015-01
Andrew Charles Delano RO 2, 5 Rep 2, 5 2013-03 2018-03
David Archibald Douglas RO 1, 4, 6 Rep 1, 4, 6 2009-06 2013-02
Jeremy John East RO 2, 5 Rep 2, 5 2013-06 2017-04
Siguo Feng 馮思果 RO 1, 4 Rep 1, 4 2016-05 Present
Alistair John Barrie Griffin RO 1, 4, 6, 9 Pre-2003 2009-09
Magnus Gunn RO 1, 4 Rep 1, 4 2009-07 2010-03
Martin Jonathan David Haigh RO 1, 4 Rep 1, 4 2004-12 2011-04
Brian Pak Chuen Ho 何百全 RO 6 Rep 1, 6 2007-06 2012-08
Kenneth Sau Yee Hon 韓守義 RO 1, 2, 4, 5 Rep 1, 4 2012-06 2016-04
Duff Karman Hsu 徐嘉文 RO 1, 4, 6 Pre-2003 2009-06
Joseph Kar Hing Hsu 許家興 RO 1, 4, 6 Rep 1, 4, 6 2006-05 2010-09
Christopher John Hunt RO 1, 4, 6 Rep 1, 4, 6 2005-07 2009-01
Richard Kao 高敬倫 RO 1, 4, 6 Rep 1, 4, 6 2009-06 2015-01
Andreas Giorgio Klainguti RO 1, 4 Rep 1, 4 2010-01 2011-08
Wilson Wai Sun Kwong 鄺偉信 RO 1, 6 Pre-2003 2003-12
Pui Hang Julian Lee 李沛鏗 RO 1, 4, 6 2012-03 2015-01
Donald Kwok Kit Leung 梁國傑 RO 1, 6 Rep 1, 6 2006-04 2009-02
Fred Ka Fai Leung 梁家輝 RO 1, 4, 6 Rep 1, 4, 6 2014-08 2020-07
Lodewijk Conrard Bernard Joost Meens RO 1, 4, 6 Rep 1, 4, 6 2009-10 2020-07
Rowena See Wai Ng 吳思煒 RO 1, 4, 6 Rep 1, 4, 6 2004-05 2006-12
Ming Tak Ngai 魏明德 RO 1, 4, 6 Rep 1, 4, 6, 9 Pre-2003 2006-04
James Jinsung Pak RO 1, 4, 6 Rep 1, 4, 6 2009-06 2012-07
Min Park RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2013-09 2015-10
Tze Hua Poh 傅子華 RO 1 Rep 1, 2 2010-01 2015-10
Madhav Shankar RO 2, 5 Rep 2, 5 2015-11 2017-01
Georgios Sittas RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2014-06 2018-08
Edward Thomas Steel RO 1, 4 2012-01 2013-08
John Ming Kiu Tan 陳銘僑 RO 1, 2, 4, 5, 6, 9 2012-11 2024-06
May Siew Boi Tan 陳秀梅 RO 1, 4, 6, 9 Pre-2003 2017-02
John Kai Chi Thang 曾繼志 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2023-07 Present
Carter Richard Ting 丁文達 RO 1, 4 Rep 1, 4 2012-05 2015-03
Kenneth Yuk Hei Tseung 蔣旭熙 RO 1, 4, 6 Rep 1, 4, 6 2009-12 2012-03
Michael David Kenneth Wills RO 1, 4 Pre-2003 2005-03
Clarence Yuk Fai Yeung 楊旭輝 RO 9 2014-05 2017-06
Yat On Yew 姚逸安 RO 1, 4, 6 Rep 6 2003-06 2009-12
Capan Acar Rep 1, 2, 4, 5 2012-08 2015-10
Mohamed Thabet Rashed Jaber Rashed Alghatam Rep 2, 5 2017-11 2023-10
Fumiko Bonnie Arai 荒井富美子 Rep 1, 4, 6, 9 Pre-2003 2005-06
Andrew Au 歐子健 Rep 1, 4, 6, 9 Pre-2003 2010-03
Julien Daniel Patrick Auchecorne Rep 1 2007-08 2010-04
Gregory Charles Austin Rep 1, 4 2004-04 2010-02
Brooke Marie Babington Rep 1, 4 2005-02 2007-02
Andrew Edward James Bagnall Rep 1, 4, 6, 9 Pre-2003 2004-08
Louisa Bai Rep 1, 4, 6 2011-10 2013-11
Joseph James Batchelor Rep 1, 4 2011-07 2015-01
Cedric Michel Besnier Rep 1 2012-08 2013-04
Nedir Ahmed Boudriga Rep 1 2012-07 2013-05
Natalie Ann Brink Rep 1, 4, 6 2009-11 2015-01
Qi Cao 操琦 Rep 1, 6 2006-04 2008-06
Andre' Lionel Carey Rep 1, 4 2003-12 2004-10
Prashant Chadha Rep 2, 5 2015-12 2017-03
Christine Hua Chai 柴華 Rep 2, 5 2017-11 2019-11
Catherine Sei Wing Chan 陳思穎 Rep 1, 4 2007-07 2010-03
Ernest Chan 陳朗程 Rep 2, 5 2019-03 2019-11
Gerald Zi Wei Chan 陳子為 Rep 1, 4, 6 2012-10 2015-01
Grant Chan 陳國柱 Rep 1, 4 2005-03 2007-08
John Yui Fung Chan 陳銳峰 Rep 1, 4 2006-09 2010-03
Ka Hung (SFC:AOA854) Chan 陳嘉鴻 Rep 1, 6 2006-10 2010-06
Ka Ling Chan 陳嘉玲 Rep 1, 4, 6 2015-11 2017-01
Ka Wang Karen Chan 陳嘉詠 Rep 1, 6 2005-03 2007-04
Kwun Lam (SFC:BMQ933) Chan 陳冠霖 Rep 5 2018-04 2021-03
Kwun Yin Chan 陳君言 Rep 1, 2, 4, 5 2016-09 2023-10
Michael Chan 陳國昌 Rep 1, 4 2012-10 2015-01
Rebecca Wai Ying Chan 陳慧瑩 Rep 1, 6 2006-05 2007-03
Siu Chun (SFC:BMK909) Chan 陳兆津 Rep 5 2018-02 2021-03
Stephen Shek Kei Chan 陳碩基 Rep 1, 6 2005-04 2006-03
Tsz Chun (SFC:BFW377) Chan 陳子進 Rep 1, 4, 6 2015-07 2017-01
Wai Hung Chan 陳偉雄 Rep 1, 6 2007-05 2009-02
William (SFC:BBJ812) Chan Rep 1, 2, 5 2013-06 2014-07
Wing Tai Chan 陳永泰 Rep 1, 4, 6 2014-01 2015-01
Yiu Hon (SFC:ALA243) Chan 陳耀漢 Rep 2, 5 2015-10 2021-05
Alexander Paul Chang 張明波 Rep 1, 4 2005-05 2006-10
Patrick Shih Pan Chao Rep 1, 4, 6 2014-05 2016-06
Thomas Chau 周震宇 Rep 1, 4, 6 2010-10 2014-04
Eric Kay Chen 陳柏甫 Rep 1, 4, 6 2009-06 2017-01
Jason Chun Tung Chen 程振東 Rep 1, 4, 6 2010-06 2015-01
Lawrence Yung Chen 鄭勇 Rep 1, 4 2008-04 2010-03
Michael I-Chun Chen 陳懿群 Rep 1, 6 2005-01 2009-08
Ningning Chen 陳宁宁 Rep 2, 5 2013-03 2013-04
Qi (SFC:BCG149) Chen 陳奇 Rep 1, 4, 6 2013-11 2014-05
Xiaoling Chen 陳曉凌 Rep 1, 4, 6 2010-09 2011-05
Yan (SFC:ALZ159) Chen 陳彥 Rep 1, 4 2006-09 2010-03
Zhong Wei Chen 陳仲偉 Rep 4 2006-11 2007-06
Showing 1–100 of 399

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