Halbis Capital Management (Hong Kong) Limited

CE No. AAI117 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Halbis Capital Management (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAI117. Current licensed staff on file: 0 (total recorded over time: 99). Earliest licence on file: 2005-06-23.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2005-06-23 2012-05-11
Type 1 - Dealing in securities Pre-2003 2004-08-30
Type 2 - Dealing in futures contracts 2008-04-01 2012-05-11
Type 4 - Advising on securities 2005-06-23 2012-05-11
Type 4 - Advising on securities Pre-2003 2004-05-07
Type 5 - Advising on futures contracts 2005-06-23 2012-05-11
Type 6 - Advising on corporate finance Pre-2003 2004-05-07
Type 9 - Asset management 2005-06-23 2012-05-11
Type 9 - Asset management Pre-2003 2004-05-07

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (99)

Active on date
Name Activities First licensed To
Sami Julian Abouzahr Rep 4, 9 2008-07 2011-12
Christopher Richard Adams Rep 1, 4, 9 2011-10 2011-12
Elizabeth Anne Allen 林安妮 Rep 1, 4, 9 2011-10 2011-12
Cecilia Po Chi Chan 陳寶枝 RO 1, 2, 4, 5, 9 Rep 1, 4, 6, 9 Pre-2003 2011-12
Debbie Ka Yee Chan 陳嘉怡 Rep 4, 9 2007-09 2011-12
Oi Wan Chan 陳靄雲 Rep 4, 9 2007-08 2011-12
Suk Man Chan 陳淑敏 Rep 1, 4, 5, 9 2009-12 2011-12
Jennifer Ting Chang Rep 1, 4, 9 2010-07 2011-12
Tat Sean Chang 鄭達成 RO 1, 4, 9 Rep 4, 9 2007-09 2011-12
Ferdinand Siu Yuen Cheuk 卓兆源 Rep 1, 4, 9 2011-03 2011-12
Francis Chuan-Pu Chung 叢川普 Rep 4, 9 2007-09 2011-12
Patrick Marcel Crivelli Rep 4, 9 2006-02 2011-12
Xavier Alain Jacques Desmadryl Rep 1, 4, 9 2010-12 2011-12
Michael Francis Dillon Rep 1, 4, 9 2011-03 2011-12
Elina Ka Wai Fung 馮家慧 Rep 1, 4, 9 2007-10 2011-12
Honyu Fung 馮漢宇 Rep 1, 4, 6, 9 Pre-2003 2011-12
David Thomas Gibb Rep 1, 4, 9 2009-04 2011-12
Denis James Gould RO 1, 2, 4, 5, 9 2011-10 2011-12
Mi Jung Kang Rep 4, 9 2005-07 2011-12
Wai Man Ko 高偉文 Rep 1, 4, 9 2005-07 2011-12
Man Chung Kwan 關文聰 Rep 4, 9 2008-02 2011-12
Danny Kwok 郭世傑 Rep 1, 2, 4, 9 2011-10 2011-12
Siu Yan Lai 賴少忍 Rep 1, 2, 4, 6, 9 Pre-2003 2011-12
Hubert Wai Hon Lee 李威漢 Rep 4, 9 2006-04 2011-12
Mathew Shih Hao Lee 利仕豪 Rep 4, 9 2006-10 2011-12
James Samuel Levy RO 1, 2, 4 Rep 1, 2, 4, 9 2011-03 2011-12
Cecil Chi Yan Li 李志仁 Rep 1, 4, 9 2005-07 2011-12
Yawen Liu 劉雅雯 Rep 1, 4, 9 2010-09 2011-12
Geoffrey Paul Lunt Rep 1, 4, 9 2011-07 2011-12
Ka Ying Mak 麥嘉盈 Rep 1, 4, 9 2008-07 2011-12
Guillermo Eduardo Maldonado-Codina RO 1, 5, 9 2011-09 2011-12
Bosco Nga Bong Mok 莫雅邦 Rep 1, 2, 4, 9 2007-06 2011-12
Philip Wan Yu Mok 莫韻餘 RO 1, 4, 5, 9 Rep 4, 5, 9 2005-07 2011-12
Alfred Lap Chung Mui 梅立中 Rep 1, 4, 6, 9 Pre-2003 2011-12
Wing Kee Mung 蒙榮基 Rep 1, 2, 4, 6, 9 Pre-2003 2011-12
Yien-Li Niu 牛延莉 Rep 1, 4, 9 2011-05 2011-12
Husan Pai 白浩森 RO 1, 4, 5, 9 Rep 4, 5, 9 2005-07 2011-12
Gordon Pierre Rodrigues Rep 1, 4, 9 2009-04 2011-12
Gregory Lok Hang Suen 孫樂衡 Rep 1, 4, 9 2007-12 2011-12
Karen Sze Wai Tsang 曾思慧 Rep 1, 4, 9 2005-07 2011-12
James Christopher Veneau Rep 1, 4, 9 2009-10 2011-12
Ka Yau Wong 黃嘉佑 Rep 4, 9 2011-06 2011-12
Kam Kay Yip 葉錦基 Rep 4, 9 2011-08 2011-12
Sze Ki Yip 葉士奇 RO 1, 4, 5, 9 2011-06 2011-12
Joy Fangyue Yuan 袁方悅 Rep 4, 5, 9 2011-02 2011-12
Leilani Sai Ki Lam 林世淇 Rep 4, 9 2005-07 2011-12
Andrew Shu Yan Lee 李樹仁 RO 1, 2, 4, 5, 9 Rep 4, 9 2005-07 2011-08
Lap Wai Leung 梁立偉 Rep 1, 4, 9 2005-07 2011-06
Charles Paul Robinson Rep 1 2010-03 2011-06
Yuk Chun Hsieh 佘玉真 RO 1, 2, 4, 9 Rep 1, 2, 4, 6, 9 Pre-2003 2011-06
Kwok Hung Ng 吳國雄 Rep 1, 2, 4, 6, 9 Pre-2003 2011-06
Julien Renoncourt Rep 1 2010-05 2011-06
Xavier Francois Baraton Rep 1 2010-04 2011-05
Shan Zhong 鍾山 Rep 1, 4, 9 2005-09 2011-05
Ayaz Hatim Ebrahim RO 1, 2, 4, 5, 6, 9 Rep 1, 4, 9 Pre-2003 2011-05
Frederic Hubert Francois Leguay Rep 1 2009-11 2011-05
Pascal Patrick Dominique Pierre Rep 1 2011-04 2011-05
Marge Karner Rep 1 2011-04 2011-04
Mohammed Azim Meghji Rep 1 2010-04 2011-04
Viresh Navnitray Mehta Rep 1 2009-10 2011-03
Richard Chi Lung Wong 黃子驊 Rep 4, 9 2005-07 2011-01
Nilang Jitendra Mehta Rep 1 2010-03 2010-12
Sanjiv Duggal Rep 1 2009-08 2010-09
Paul Douglas Helfer Rep 1 2009-09 2010-09
Jean-Francois Andre Schmitt Rep 1 2010-07 2010-08
Jean-Charles Bertrand Rep 1 2010-06 2010-07
Leon Goldfeld RO 1, 4, 5, 9 Rep 1 2004-07 2010-06
Victor Crisol Arakaki Rep 1 2010-05 2010-06
Sau Ki Cheung 張秀琪 Rep 1, 4, 9 2009-04 2010-06
Sin Man Tsang 曾倩雯 Rep 1, 4, 6, 9 Pre-2003 2010-05
Joanna Mary Munro Rep 1 2010-03 2010-03
Robert Denis Tucker Rep 4, 9 2005-07 2010-03
Dominic Noel Swan Rep 1 2010-01 2010-02
Denise Sarah Simon Rep 1 2010-02 2010-02
Nicholas Richard William Timberlake Rep 1 2010-01 2010-01
Joyce Wen Mee Wong 王穎薇 Rep 9 2007-05 2009-12
Laurent Charles Tignard Rep 1 2009-11 2009-12
George Vincent Varino III Rep 1 2009-10 2009-11
Pedro Augusto Botelho Bastos Rep 1 2009-09 2009-10
Michelle Wei Sze Cheung 張慧詩 Rep 4, 9 2006-09 2008-09
King Lun Au 區景麟 RO 1, 4, 5, 6, 9 Pre-2003 2008-08
Ka Yee Mak 麥家儀 Rep 4, 9 2005-07 2008-07
Conor John O'Mara Rep 1, 4, 5, 9 2007-05 2008-07
Lai Wah Ngai 倪麗華 Rep 1, 4, 6, 9 Pre-2003 2008-06
Euisup Lee 李宜燮 Rep 4, 9 2006-11 2007-11
Amelia Ngar Men Wong 黃雅雯 Rep 4, 9 2005-07 2007-10
Wing Man Kwong 鄺穎文 Rep 1, 4, 9 2003-05 2007-09
Behzad Reza Nowparast Rep 1, 4, 9 2006-04 2007-05
Simpson Leung Hang Wong 黃良恆 Rep 4, 9 2005-07 2007-04
Stephen Cheuk Hang Kam 甘卓亨 Rep 4, 5, 9 2005-08 2007-03
Wing Keung Lai 賴永強 Rep 4, 9 2005-07 2006-10
Emily Pui Yee Ho 何佩怡 Rep 4, 9 2006-04 2006-09
Kerry David Series Rep 1, 4, 5, 9 2005-07 2006-09
Peter Tat Cheong Cheng 鄭達昌 Rep 1, 4, 9 2004-08 2005-10
Sammy Chung Hing Lau 劉頌興 Rep 4, 9 2005-07 2005-10
Sandra Yuen Man Lee 李婉雯 RO 1 Rep 1, 4, 6, 9 Pre-2003 2004-08
Blair Chilton Pickerell RO 1 2003-07 2004-08
Andrew Wing Che Leung 梁穎致 Rep 1, 4, 6, 9 Pre-2003 2004-05
Paul Man Yiu Chow 周文耀 RO 1, 4, 6, 9 Pre-2003 2003-04
Showing 1–99 of 99

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