Oaktree Capital (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oaktree Capital (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AMV287. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 21 (total recorded over time: 82). Earliest licence on file: 2006-07-12.
Registered address
Suite 6101, 61/Floor, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2007-01-19 | present |
| Type 4 - Advising on securities | 2006-07-12 | present |
| Type 9 - Asset management | 2006-07-12 | present |
Licensed staff (all-time) (82)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Scott Thomas Beltz | RO 1 Rep 1 | 2007-01 | 2014-09 |
| Francis Joseph Carroll III | RO 1, 4, 9 Rep 1, 4, 9 | 2020-10 | Present |
| Raymond Pha Giong Chan 陳柏香 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-11 | 2022-11 |
| Hanting Chao 巢瀚婷 | RO 1 Rep 1 | 2011-07 | Present |
| Jelmar Cornelis Johannes de Jong | RO 1, 4, 9 Rep 1, 4, 9 | 2008-06 | 2015-08 |
| Benjamin James Ford | RO 1, 4, 9 | 2014-05 | 2016-04 |
| Tracy Taray Freeman | RO 1 Rep 1 | 2014-03 | Present |
| Stephen A Kaplan | RO 4, 9 | 2006-07 | 2016-10 |
| William Francis Kerins | RO 1, 4, 9 Rep 1, 4, 9 | 2006-07 | 2016-06 |
| Zhengyi Li 李正逸 | RO 1, 4, 9 Rep 4 | 2014-08 | Present |
| Pedro Urquidi | RO 1, 4, 9 Rep 1, 4, 9 | 2019-04 | 2024-12 |
| Allan Clement Simpson Wardrop-Szilagyi | RO 1, 4 Rep 1 | 2020-08 | Present |
| Yau Nang Wong 王祐能 | RO 1 Rep 1 | 2014-07 | 2020-10 |
| Yi (SFC:BDU217) Zhang 張軼 | RO 1, 4, 9 Rep 4 | 2014-07 | 2019-08 |
| Shuk Yan Au 區淑炘 | Rep 1, 4 | 2020-06 | Present |
| Skardon Francis Baker | Rep 1, 4, 9 | 2006-08 | 2010-07 |
| Byron Ashley Beath | Rep 1, 4, 9 | 2016-02 | 2019-08 |
| Gabriel Rong Yun Blehaut 高榮雲 | Rep 1, 4 | 2018-10 | Present |
| Heesuk Byun | Rep 1, 4 | 2021-03 | 2022-11 |
| Yuen Yu (SFC:BTV522) Chan 陳沅妤 | Rep 1, 4 | 2023-06 | Present |
| I-To Edward Chang 張一多 | Rep 4, 9 | 2010-05 | Present |
| Tian (SFC:BSQ072) Chen 陳天 | Rep 1, 4 | 2022-06 | 2023-12 |
| Cheng (SFC:BRI470) Cheng 成成 | Rep 1, 4 | 2021-07 | 2025-06 |
| Yen Li Chew 周燕麗 | Rep 1 | 2009-05 | 2013-11 |
| Steven Seungwook Choi | Rep 1, 4, 9 | 2019-06 | 2021-12 |
| Benjamin John Coughlin | Rep 1, 4, 9 | 2016-09 | 2019-08 |
| Manning Lea Doherty | Rep 1, 4, 9 | 2006-08 | 2011-10 |
| Xinyu Duan 段欣宇 | Rep 1, 4 | 2015-07 | 2017-07 |
| Gary King Bun Fung 馮竟鑌 | Rep 4, 9 | 2010-12 | 2011-06 |
| Yuki Gany | Rep 1 | 2013-09 | 2018-12 |
| Meng (SFC:AWK830) Gao 高猛 | Rep 4, 9 | 2010-12 | 2011-03 |
| Feng (SFC:AZR574) Han 韓峰 | Rep 1, 4, 9 | 2023-06 | Present |
| Loyd Tarver Henderson | Rep 1, 4, 9 | 2009-03 | 2009-07 |
| Samantha Beverly Ho 何詩慧 | Rep 1 | 2009-03 | Present |
| Lin (SFC:ASE666) Huang 黃琳 | Rep 1 | 2021-02 | 2021-08 |
| Yue Jiang 姜玥 | Rep 1, 4 | 2023-02 | 2024-08 |
| Wenting Jie 接文婷 | Rep 1, 4 | 2018-08 | 2021-12 |
| Philippe Joubert | Rep 1 | 2025-08 | Present |
| Jin Soo Kim 金辰洙 | Rep 1 | 2019-10 | Present |
| Lee Seul Kim | Rep 1 | 2017-06 | 2020-10 |
| Soonwoong Kook | Rep 1 | 2018-08 | Present |
| Teresa Tak Nam Lam 林德藍 | Rep 1 | 2007-10 | 2011-01 |
| Lok Law 羅樂 | Rep 1, 4 | 2020-07 | 2023-07 |
| Hou Chee Janet Lee 李巧慈 | Rep 1, 4 | 2026-05 | Present |
| Woohyun Lee | Rep 1 | 2024-12 | Present |
| Tiehejin Li 李鐵合金 | Rep 1 | 2023-03 | 2023-11 |
| Xinwei (SFC:BQA898) Li 李馨瑋 | Rep 1 | 2023-10 | Present |
| James Tai Keun Lim | Rep 1, 4, 9 | 2020-06 | 2022-01 |
| Yiyi Ma 馬憶儀 | Rep 1 | 2015-05 | 2017-06 |
| Michel Mathes | Rep 1, 4 | 2019-09 | 2022-07 |
| Yuanyuan Meng 孟圓圓 | Rep 1 | 2018-03 | 2025-11 |
| James Anthony O'Sullivan | Rep 1, 4 | 2025-07 | Present |
| Alvina Xiaohui Oo 余曉慧 | Rep 1 | 2011-06 | 2014-06 |
| Tsz Wai Pang 彭梓維 | Rep 1 | 2023-11 | Present |
| Ken Sangwoo Park | Rep 1 | 2013-08 | 2018-06 |
| Robert Ralph Parks | Rep 1, 4, 9 | 2010-10 | 2011-05 |
| Yuyu Peng 彭煜宇 | Rep 1, 4 | 2012-01 | 2014-10 |
| Rahul Saito | Rep 1 | 2009-06 | 2012-03 |
| Qian Shang 尚前 | Rep 1, 4 | 2017-05 | 2021-06 |
| Yangwen Shen 申扬文 | Rep 1 | 2019-07 | 2022-05 |
| Yi Shen 沈翌 | Rep 1 | 2012-06 | 2015-03 |
| Jarrad Brendon Solomons | Rep 1, 4, 9 | 2016-09 | 2019-08 |
| Kishore Sheena Suratkal | Rep 4, 9 | 2006-09 | 2010-03 |
| Kentaro Takao | Rep 1 | 2012-07 | 2015-04 |
| Ruijia Tan 談蕊嘉 | Rep 1, 4 | 2018-05 | 2021-10 |
| Hanlin Tian 田翰林 | Rep 1, 4 | 2017-02 | 2024-11 |
| Nishad Vadukul | Rep 1, 4 | 2024-03 | 2025-09 |
| Daren Wang 王达人 | Rep 1, 4 | 2023-01 | 2024-08 |
| Huiying Wang 王薈瑩 | Rep 1 | 2015-11 | 2022-10 |
| Binjie Wei 韋彬杰 | Rep 1, 4 | 2022-08 | 2025-06 |
| Benjamin Wu 烏嘉駿 | Rep 1, 4 | 2017-10 | Present |
| Qin (SFC:BBH665) Wu 武芹 | Rep 1 | 2018-12 | 2021-03 |
| William Chen-Xi Wu 吳晨曦 | Rep 1, 4 | 2017-09 | 2021-12 |
| Sensen Yang 楊森森 | Rep 1, 4 | 2024-06 | Present |
| Jane Hang Huen Yau 邱恆萱 | Rep 4 | 2012-03 | 2016-05 |
| Jennifer Wan Man Yip 葉韻文 | Rep 1 | 2020-11 | 2025-08 |
| Jing (SFC:BTB898) Zhang 张婧 | Rep 1 | 2023-01 | 2023-02 |
| Ruihang Zhang 張瑞航 | Rep 1 | 2019-11 | 2021-03 |
| Meng Zhou 周萌 | Rep 1, 4 | 2011-10 | 2015-02 |
| Yajun Zhou 周雅君 | Rep 1 | 2021-08 | 2023-08 |
| Dennis Demiao Zhu 朱德淼 | Rep 1, 4, 9 | 2007-05 | 2011-06 |
| Shengchu Zhu 朱聖初 | Rep 1 | 2014-03 | 2014-09 |
Showing 1–82 of 82
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