Oaktree Capital (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oaktree Capital (Hong Kong) Limited, CE reference AMV287. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 19.
Registered address
Suite 6101, 61/Floor, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-01-19 | present |
| Type 4 — Advising on securities | 2006-07-12 | present |
| Type 9 — Asset management | 2006-07-12 | present |
Licensed staff (19)
As of
| Name | Activities | Since |
|---|---|---|
| Francis Joseph Carroll III | RO 1, 4, 9 | 2023-10 |
| Zhengyi Li 李正逸 | RO 1, 4, 9 | 2016-09 |
| Allan Clement Simpson Wardrop-Szilagyi | RO 1, 4 | 2024-01 |
| Shuk Yan Au 區淑炘 | Rep 1, 4 | 2020-06 |
| Gabriel Rong Yun Blehaut 高榮雲 | Rep 1, 4 | 2018-10 |
| Yuen Yu (SFC:BTV522) Chan 陳沅妤 | Rep 1, 4 | 2023-06 |
| I-To Edward Chang 張一多 | Rep 4, 9 | 2010-05 |
| Hanting Chao 巢瀚婷 | Rep 1 | 2024-11 |
| Feng (SFC:AZR574) Han 韓峰 | Rep 1, 4, 9 | 2023-06 |
| Samantha Beverly Ho 何詩慧 | Rep 1 | 2009-03 |
| Philippe Joubert | Rep 1 | 2025-08 |
| Jin Soo Kim 金辰洙 | Rep 1 | 2019-10 |
| Soonwoong Kook | Rep 1 | 2018-08 |
| Woohyun Lee | Rep 1 | 2024-12 |
| Xinwei (SFC:BQA898) Li 李馨瑋 | Rep 1 | 2023-10 |
| James Anthony O'Sullivan | Rep 1, 4 | 2025-07 |
| Tsz Wai Pang 彭梓維 | Rep 1 | 2023-11 |
| Benjamin Wu 烏嘉駿 | Rep 1, 4 | 2017-10 |
| Sensen Yang 楊森森 | Rep 1, 4 | 2024-06 |
Showing 1–19 of 19