Emperor Corporate Finance Limited
英皇企業融資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emperor Corporate Finance Limited (英皇企業融資有限公司), CE reference ADG809. Currently licensed for regulated activity type(s) 1, 6. Current licensed staff on file: 6.
Registered address
23/F, Emperor Group Centre, 288 Hennessy Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-12-24 | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 1 — Dealing in securities | present | 2007-04-20 |
| Type 4 — Advising on securities | present | 2007-04-20 |
| Type 9 — Asset management | 2006-05-30 | 2006-12-08 |
Licensed staff (6)
As of
| Name | Activities | Since |
|---|---|---|
| Yiu Nam (SFC:AWN387) Chan 陳耀南 | RO 1, 6 | 2018-08 |
| Louisa Suk Hing Choi 蔡淑卿 | RO 1, 6 | 2009-12 |
| King Pan Wong 王琼斌 | RO 6 Rep 1 | 2020-06 |
| Wai Hin Kam 甘偉軒 | Rep 1, 6 | 2021-02 |
| Hui Fat Lee 李煦發 | Rep 1, 6 | 2019-03 |
| Hei Yin Arthur Liu 廖希彥 | Rep 1, 6 | 2018-05 |
Showing 1–6 of 6