EFG Asset Management (HK) Limited

瑞士盈豐資產管理(香港)有限公司

CE No. AQU400 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for EFG Asset Management (HK) Limited (瑞士盈豐資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AQU400. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 0 (total recorded over time: 44). Earliest licence on file: 2008-06-06.
Category:: Buyside · Asset management ?
Registered address:: 18/F, International Commerce Centre, 1 Austin Road West, Kowloon
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	2011-08-16	present
Type 4 - Advising on securities	2008-06-06	present
Type 9 - Asset management	2008-06-06	present

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (44)

Active on date RO only

Name	Activities	First licensed	To
Christopher Wing-Kai Chan	RO 1, 4, 9 Rep 1, 4, 9	2017-02	2026-03
Sihui Li 李思卉	Rep 1, 4, 9	2020-04	2026-03
Arjun Panchapagesan	RO 1, 4, 9	2019-02	2026-03
Bonny Sze Man Tse 謝思敏	RO 1, 4 Rep 1, 4, 9	2014-05	2026-03
Kalpit Manish Narvekar	Rep 1, 4, 9	2023-06	2026-01
David Haulet	Rep 1, 4	2025-07	2026-01
Yichen Yan 鄢一琛	Rep 1, 4, 9	2022-05	2025-10
Patrick Kwok Kong Chiu 趙國江	RO 1, 4, 9 Rep 1, 4, 9	2015-06	2025-10
Hoi Kit Leung 梁凱傑	Rep 1, 4, 9	2018-07	2025-10
Yuk Man Wong 汪毓忞	Rep 1, 4	2024-04	2025-09
Ching-Yao Yang 楊景堯	Rep 1, 4, 9	2024-01	2025-04
Michael Anthony Leithead	Rep 1	2015-10	2025-03
Jonathan Reuben Rawicz	Rep 1	2024-09	2024-09
Lucian Townsend	Rep 1, 4, 9	2020-01	2023-02
Nadanai Banyatpiyaphod	Rep 1, 4, 9	2021-06	2022-12
Suk Man Chan 陳淑雯	Rep 1, 4, 9	2013-11	2020-12
Claudia Wai Han Ching 程惠嫻	Rep 1, 4, 9	2013-11	2019-12
Chun Sing Lee 李振聲	RO 1, 4, 9	2013-05	2019-07
Man Fai Mok 莫文輝	RO 1, 4, 9 Rep 1, 4, 9	2012-07	2019-07
Shu Hui Rebekah Lui	RO 9	2017-05	2019-01
Stephanie Carmen Yau 邱嘉雯	Rep 4, 9	2018-03	2018-08
Raymond Ka Wing Ho 何家榮	Rep 1, 4, 9	2017-03	2018-05
Cheng-Yang Chung 鍾正揚	Rep 1, 4, 9	2013-10	2017-02
Dick Hong Wong 黃迪康	Rep 1, 4	2015-08	2016-10
Sai Kar Jaye Chiu 趙世嘉	RO 1, 4, 9 Rep 1, 4, 9	2014-12	2016-08
Mozamil Afzal	Rep 1	2015-10	2015-10
Li Lin	Rep 1, 4	2014-02	2015-10
Pik Man Fung 馮碧雯	Rep 1, 4, 9	2011-08	2015-05
Chris Hong Ki Shiu 邵康麒	Rep 1, 4, 9	2011-08	2014-11
Harmen Christiaan Overdijk	RO 1, 4, 9 Rep 1, 4, 9	2012-07	2014-08
Wing Lam Vivian Ha 夏泳琳	Rep 1	2014-01	2014-04
Rasik Singh Ahuja	Rep 1, 4	2013-10	2013-10
Kwok Wing Nigel Sze 施國榮	RO 1, 4, 9	2012-08	2013-02
Albert Sin Chuen Chiu 趙善銓	RO 1, 4, 9	2012-05	2012-11
Karel Vacek	RO 1, 4, 9	2011-08	2012-09
Bradley Okita	RO 1, 4, 9	2011-08	2012-05
Stephen Anthony Sales	RO 4, 9	2008-06	2011-06
Tang Seng Kee	Rep 4, 9	2009-09	2010-12
Radek Barnert	RO 4, 9	2008-06	2010-06
Rohit Madan Mohan Chulani	Rep 4, 9	2009-09	2010-06
Hugh Copeland Kerridge	Rep 4, 9	2009-06	2010-06
David Sarkis	RO 4, 9 Rep 4, 9	2008-12	2009-11
Sarah Emily Jane Peters	Rep 4, 9	2008-06	2009-04
Andrew Jonathan Coleman	Rep 4, 9	2008-07	2009-02