CLSA Limited
中信里昂證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CLSA Limited (中信里昂證券有限公司), CE reference AAB893. Currently licensed for regulated activity type(s) 1, 4, 7. Current licensed staff on file: 1393.
Registered address
18/F, One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 7 — Providing automated trading services | 2013-07-09 | present |
| Type 6 — Advising on corporate finance | present | 2004-08-17 |
| Type 9 — Asset management | present | 2004-08-17 |
Licensed staff (1393)
As of
| Name | Activities | Since |
|---|---|---|
| Chi Chuen Chan 陳志銓 | RO 1 | 2017-11 |
| Edmund Wai Hung Chan 陳偉雄 | RO 1 | 2015-04 |
| Hoi Yee Chan 陳凱儀 | RO 1 | 2025-06 |
| Tengfei Chen 陳滕飛 | RO 1 | 2025-08 |
| Conrad Siu Kong Cheng 鄭小剛 | RO 1 | 2025-10 |
| Jie Cheng 程杰 | RO 1 | 2022-11 |
| Ho Ming (SFC:AOE594) Cheung 張可明 | RO 1 | 2024-07 |
| Shaun Donald Cochran | RO 4 | 2019-08 |
| Hiu Fai Fong 方曉暉 | RO 1 | 2025-07 |
| Benjamin James Goldie | RO 1 | 2026-03 |
| Qiang Hai 海强 | RO 1, 4 | 2022-07 |
| Yuxin Han 韓禹歆 | RO 1 | 2024-01 |
| Yueyang Hou 侯越洋 | RO 1 | 2025-07 |
| Baifeng Hu 胡柏風 | RO 1 | 2020-01 |
| Christian John Jaeger | RO 1 | 2025-06 |
| Ya Jiang 姜娅 | RO 4 | 2021-09 |
| Eugene Kanevsky | RO 1, 7 | 2017-05 |
| Lai Hung Ku 古麗紅 | RO 1 | 2025-10 |
| Marcus Mann Kwong 鄺孟芹 | RO 1 | 2025-10 |
| Steve Kwok Leung Lam 林國樑 | RO 1 | 2018-10 |
| Vincent Chi Kin Lau 劉子堅 | RO 1 | 2021-08 |
| Chuk Nga Law 羅竹雅 | RO 1 | 2026-01 |
| Owen Hoo Wan Lee 李浩雲 | RO 1 | 2025-06 |
| Chunbo Li 李春波 | RO 1, 4, 7 | 2021-05 |
| Hang Li 李航 | RO 1 | 2018-02 |
| Heung Li 李响 | RO 1 | 2022-10 |
| Li (SFC:BTV771) Li 李黎 | RO 1 | 2025-01 |
| Ke (SFC:BRS682) Lin 林軻 | RO 1 | 2024-09 |
| Yewei Liu 劉業偉 | RO 1 | 2022-09 |
| Zhe Liu 刘哲 | RO 1 | 2025-02 |
| Ding Luo 羅鼎 | RO 4 | 2021-03 |
| Nathan Noel McMurtray | RO 1 | 2018-02 |
| Mufu Na 那木夫 | RO 1 | 2023-11 |
| Kai Him Ng 吳啟謙 | RO 1 | 2022-02 |
| Alexander Toby Oldfield | RO 1 | 2022-10 |
| Edward Park | RO 1, 4, 7 | 2020-09 |
| Divyesh Dineshchandra Patel | RO 1, 7 | 2026-03 |
| Zhiqian Qiu 邱志千 | RO 1, 4 | 2021-08 |
| Chunming Song 宋春鳴 | RO 1 | 2024-06 |
| Jia Sun 孫佳 | RO 1 | 2025-08 |
| Yi (SFC:AOA787) Sun 孫毅 | RO 1, 4 | 2025-01 |
| Liang Tang 唐亮 | RO 1 | 2024-11 |
| Gan Wang 王干 | RO 1 | 2025-03 |
| Yu (SFC:AYG657) Wang 王瑜 | RO 1 | 2025-02 |
| Wing Sze (SFC:AQH362) Wong 黃詠詩 | RO 1, 7 | 2019-07 |
| Sitao Wu 吳思燾 | RO 1 | 2025-03 |
| Chenming Xu 许晨鸣 | RO 1 | 2026-01 |
| Yingbo (SFC:AVV560) Xu 許英博 | RO 4 | 2021-09 |
| Gaojian Yan 严高剑 | RO 4 | 2025-08 |
| Yang (SFC:AUZ703) Yu 于楊 | RO 1, 4 | 2019-08 |
| Ransi Yuan 袁然思 | RO 1, 4 | 2022-01 |
| Esther Sze Wing Yuen 袁詩穎 | RO 1 | 2023-09 |
| Louis Chun Woon Yung 翁進煥 | RO 1 | 2018-10 |
| Jinglei Zhang 張京雷 | RO 1 | 2023-11 |
| Xiujie Zhang 張秀杰 | RO 1 | 2022-11 |
| Long Zhao 趙龍 | RO 1 | 2021-10 |
| Shufan Zhou 周澍凡 | RO 1 | 2024-09 |
| Yexin Zhu 朱烨辛 | RO 4 | 2025-09 |
| Abdul Hadi Bin Abdul Manaf | Rep 1 | 2025-09 |
| Indrajit Agarwal | Rep 4 | 2024-02 |
| Fujun Ai 艾复君 | Rep 1 | 2021-07 |
| Hua Ai 艾华 | Rep 1 | 2022-11 |
| Xiaoheng Ai 艾晓恒 | Rep 4 | 2026-02 |
| Aledeer 阿乐德尔 | Rep 1 | 2025-09 |
| John Renz Soriao Alvarado | Rep 4 | 2024-05 |
| Nan An 安楠 | Rep 1 | 2023-06 |
| Akira Ariyoshi | Rep 1 | 2025-09 |
| Man Ho Au 區文浩 | Rep 1 | 2025-05 |
| Paolo Antonio Lopez Azurin | Rep 1 | 2026-01 |
| Fengzhi Bai 白凤至 | Rep 1 | 2022-07 |
| Guangxin Bai 白广鑫 | Rep 1 | 2020-12 |
| Junfei Bai 拜俊飞 | Rep 4 | 2025-03 |
| Juyi Bai 白居一 | Rep 1 | 2025-02 |
| Ningxin Bai 白宁鑫 | Rep 1 | 2024-06 |
| Xinrui Bai 白昕睿 | Rep 1 | 2025-01 |
| Yunzong Bai 白昀宗 | Rep 4 | 2025-08 |
| Piyush Bajpai | Rep 4 | 2025-12 |
| Laurence Balanco | Rep 4 | 2009-02 |
| Basudeb Banerjee | Rep 4 | 2024-12 |
| Tong Bao 薄通 | Rep 1 | 2024-08 |
| Xiang Bao 包项 | Rep 1 | 2025-01 |
| Zeyang Bao 鲍泽洋 | Rep 1 | 2023-08 |
| Justin Stephen Barratt | Rep 4 | 2023-09 |
| Richard John Barwick | Rep 4 | 2018-12 |
| Nicholas James Basile | Rep 4 | 2023-04 |
| Zhicong Bi 畢志聰 | Rep 1 | 2025-03 |
| Ankit Bidani | Rep 1 | 2025-09 |
| Leonard Yuta Bouhet | Rep 4 | 2025-05 |
| Harry Edward Buckeridge | Rep 1 | 2024-09 |
| Hanyi Cai 蔡瀚毅 | Rep 4 | 2023-04 |
| Qichen Cai 蔡启宸 | Rep 4 | 2025-06 |
| Siren Cai 蔡斯任 | Rep 1 | 2025-02 |
| Weipan Cai 蔡炜磐 | Rep 1 | 2026-01 |
| Weiwei Cai 蔡薇薇 | Rep 1 | 2022-08 |
| Yingjie Cai 蔡英杰 | Rep 1 | 2025-07 |
| Zihan Cai 蔡孜涵 | Rep 1 | 2022-12 |
| Chenglong Cao 曹成龙 | Rep 1 | 2026-01 |
| Wenwei Cao 曹文伟 | Rep 1 | 2022-02 |
| Xinda Cao 曹鑫达 | Rep 1 | 2025-10 |
| Yue Cao 曹越 | Rep 1 | 2024-04 |
Showing 1–100 of 1393