CLSA Limited
中信里昂證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CLSA Limited (中信里昂證券有限公司), a Hong Kong-based licensed corporation with CE reference AAB893. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 7 - Providing automated trading services. Current licensed staff on file: 1390 (total recorded over time: 2948). Earliest licence on file: 2013-07-09.
Registered address
18/F, One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | present |
| Type 4 - Advising on securities | present | present |
| Type 7 - Providing automated trading services | 2013-07-09 | present |
| Type 6 - Advising on corporate finance | present | 2004-08-17 |
| Type 9 - Asset management | present | 2004-08-17 |
Licensed staff (all-time) (2948)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Michael Lewis Alexander | RO 1 Rep 1 | 2004-12 | 2010-07 |
| Nigel John Beattie | RO 1, 4, 7 Rep 7 | 2015-09 | 2019-05 |
| John David Bird | RO 1, 4 Rep 1, 4 | 2004-12 | 2015-03 |
| Edmund Hugh Bradley | RO 1, 4, 6, 7, 9 | Pre-2003 | 2019-04 |
| Chi Chuen Chan 陳志銓 | RO 1, 4 Rep 1, 4 | 2015-04 | Present |
| Edmund Wai Hung Chan 陳偉雄 | RO 1 | 2015-04 | Present |
| Hoi Yee Chan 陳凱儀 | RO 1 Rep 1 | 2024-11 | Present |
| Yick Kei Chan 陳奕祺 | RO 1 Rep 1, 4 | 2018-07 | 2023-07 |
| Tengfei Chen 陳滕飛 | RO 1 Rep 1 | 2021-07 | Present |
| Conrad Siu Kong Cheng 鄭小剛 | RO 1 Rep 1 | 2025-08 | Present |
| Jie Cheng 程杰 | RO 1 Rep 1 | 2022-06 | Present |
| Alexander Siu Bun Cheuk 卓兆斌 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2022-08 |
| Ho Ming (SFC:AOE594) Cheung 張可明 | RO 1 Rep 1, 4 | 2015-01 | Present |
| Shaun Donald Cochran | RO 4 Rep 4 | 2012-12 | Present |
| Gary William John Coull | RO 1, 4, 6, 9 | Pre-2003 | 2006-10 |
| Thomas Jude Daniel | RO 7 Rep 1 | 2009-11 | 2017-08 |
| Karen Jane Eng 伍倚華 | RO 1 Rep 1 | 2004-08 | Present |
| Haishuo Fan 范海爍 | RO 4 Rep 4 | 2019-08 | 2023-07 |
| Hiu Fai Fong 方曉暉 | RO 1 Rep 1 | 2021-11 | Present |
| Jonathan Philip Galligan | RO 4 Rep 1, 4 | 2008-02 | 2022-05 |
| Yuxiang Gao 高愈湘 | RO 1 Rep 1 | 2021-12 | 2023-02 |
| Amar Singh Gill | RO 4 Rep 1, 4 | 2012-12 | 2018-05 |
| Thomas Xenophon Gladstone | RO 1 Rep 1 | 2013-01 | 2019-04 |
| Benjamin James Goldie | RO 1 Rep 1 | 2013-09 | Present |
| Richard Gerardus Gould III | RO 1, 4, 7 Rep 1, 4, 7 | 2019-02 | 2020-07 |
| Qiang Hai 海强 | RO 1, 4 Rep 1, 4 | 2021-09 | Present |
| Yuxin Han 韓禹歆 | RO 1 Rep 1, 4 | 2021-05 | Present |
| Andrew Eric Hartley | RO 1, 4, 7 Rep 1, 4, 7 | 2019-06 | 2020-03 |
| Kam Kai Ho 何錦佳 | RO 1 Rep 1, 4 | 2017-09 | 2025-09 |
| Yueyang Hou 侯越洋 | RO 1 Rep 1 | 2019-07 | Present |
| Baifeng Hu 胡柏風 | RO 1 Rep 1 | 2019-08 | Present |
| Christian John Jaeger | RO 1 Rep 1 | 2007-07 | Present |
| Ya Jiang 姜娅 | RO 4 Rep 4 | 2021-02 | Present |
| Eugene Kanevsky | RO 1, 7 Rep 1 | 2009-11 | Present |
| Jason Lee Kim | RO 1 Rep 1 | 2017-07 | 2019-07 |
| Lai Hung Ku 古麗紅 | RO 1 Rep 1 | 2025-09 | Present |
| Emily Ho Kei Kwong 鄺可琪 | RO 1, 4 Rep 1, 4 | 2017-06 | 2020-08 |
| Marcus Mann Kwong 鄺孟芹 | RO 1 Rep 1 | 2025-05 | Present |
| Steve Kwok Leung Lam 林國樑 | RO 1, 4 Rep 1, 4 | 2006-05 | Present |
| Vincent Chi Kin Lau 劉子堅 | RO 1 Rep 1 | 2021-06 | Present |
| Chuk Nga Law 羅竹雅 | RO 1 Rep 1 | 2025-11 | Present |
| Patrick Martin Lawlor | RO 1, 7 Rep 1, 7 | 2010-01 | 2023-09 |
| Owen Hoo Wan Lee 李浩雲 | RO 1 Rep 1 | 2022-11 | Present |
| Hon Ki Leung 梁漢旗 | RO 1 | 2015-04 | 2018-08 |
| Kelvin Yau-Teng Leung 梁祐庭 | RO 1, 4 Rep 1, 4 | 2016-08 | 2017-07 |
| Robert Peter Levine | RO 1 Rep 1 | 2010-03 | 2025-02 |
| Chen (SFC:BHF473) Li 李晨 | RO 1 Rep 1 | 2023-10 | 2025-04 |
| Chunbo Li 李春波 | RO 1, 4, 7 Rep 1, 4, 7 | 2020-09 | Present |
| Hang Li 李航 | RO 1, 4 Rep 1, 4 | 2013-11 | 2026-05 |
| Heung Li 李响 | RO 1 Rep 1, 4 | 2018-08 | Present |
| Kai (SFC:BUX649) Li 李凯 | RO 1 | 2024-08 | 2025-08 |
| Li (SFC:BTV771) Li 李黎 | RO 1 Rep 1 | 2023-06 | Present |
| Ke (SFC:BRS682) Lin 林軻 | RO 1 Rep 1 | 2021-10 | Present |
| Hiu Lau Liu 廖曉柳 | RO 1 Rep 1, 4 | 2006-06 | 2022-03 |
| Yewei Liu 劉業偉 | RO 1 Rep 1, 4 | 2019-08 | Present |
| Zhe Liu 刘哲 | RO 1 Rep 1, 4 | 2021-03 | Present |
| Andrew Donald Low | RO 1 Rep 1, 4 | 2015-01 | 2019-04 |
| Edwin Lucas | RO 1, 4 Rep 1, 4 | 2004-05 | 2008-12 |
| Michael Wai Hoe Luk | RO 1, 4 Rep 1, 4 | 2018-03 | 2019-08 |
| Ding Luo 羅鼎 | RO 4 Rep 4 | 2020-05 | Present |
| Yong Luo 羅詠 | RO 1 Rep 1, 4 | 2013-11 | 2017-05 |
| Yao (SFC:BOR104) Ma 马尧 | RO 1, 4 | 2021-08 | 2024-09 |
| Andrew Charles Maynard | RO 1, 4, 7 Rep 1 | 2011-05 | 2015-03 |
| Michael Andrew Mc Coy | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2009-09 |
| Cale O'Yeah McCulloch 麥凱 | RO 1 Rep 1 | 2012-09 | 2025-02 |
| Basil McIlhagga | RO 1 Rep 1 | 2009-07 | 2011-12 |
| Nathan Noel McMurtray | RO 1, 4 Rep 1, 4 | 2017-08 | Present |
| Robert William Bentley Morrison | RO 1 | 2003-07 | 2009-06 |
| Mufu Na 那木夫 | RO 1 Rep 1, 4 | 2015-10 | Present |
| Kai Him Ng 吳啟謙 | RO 1 Rep 1, 4 | 2016-10 | Present |
| Henry Chun Kit Ngai 倪俊傑 | RO 1 Rep 1 | 2007-06 | 2017-12 |
| Alexander Toby Oldfield | RO 1 Rep 1 | 2008-09 | Present |
| Edward Park | RO 1, 4, 7 Rep 1 | 2008-12 | Present |
| Divyesh Dineshchandra Patel | RO 1, 7 Rep 1 | 2021-10 | Present |
| James Willock Paterson | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2014-11 |
| Desamanya C. Peramunetilleke | RO 4 Rep 4 | 2009-10 | 2019-05 |
| Zhiqian Qiu 邱志千 | RO 1, 4 Rep 1, 4 | 2021-05 | Present |
| Andrew William Riddick | RO 1, 4, 6, 9 Rep 1, 4 | Pre-2003 | 2019-12 |
| Thomas Damian Roche | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2004-12 |
| Daniel Johannes Schutte | RO 4 | 2012-10 | 2019-04 |
| Yue (SFC:APK242) Shen 沈越 | RO 1 Rep 1 | 2015-04 | 2021-04 |
| Dong Shi 史棟 | RO 1 Rep 1 | 2026-01 | Present |
| Ka Yiu Sin 冼嘉耀 | RO 1 Rep 1, 4 | 2015-01 | 2024-03 |
| Donald William Lennox Skinner | RO 1, 4, 6, 9 Rep 1, 4 | Pre-2003 | 2019-11 |
| Jonathan David Slone | RO 1 Rep 1 | 2007-07 | 2019-04 |
| Michael Lachman Snaith | RO 1 Rep 1 | 2003-12 | 2020-03 |
| Chunming Song 宋春鳴 | RO 1 Rep 1 | 2021-10 | Present |
| Jia Sun 孫佳 | RO 1 Rep 1 | 2015-02 | Present |
| Yi (SFC:AOA787) Sun 孫毅 | RO 1, 4 Rep 1 | 2022-10 | Present |
| Liang Tang 唐亮 | RO 1 Rep 1 | 2023-11 | Present |
| Zhenyi Tang 唐臻怡 | RO 1, 4 Rep 1, 4 | 2017-03 | 2019-03 |
| Richard Kirby Taylor | RO 1, 4 Rep 1, 4 | 2014-08 | 2020-04 |
| Leo Tong 唐震宇 | RO 1, 4 | 2020-01 | 2020-10 |
| Yan Kei Tse 謝欣冀 | RO 1 Rep 1, 4 | 2018-06 | 2025-12 |
| Helena Suk Chong Wai 衛淑莊 | RO 1, 4, 6, 9 | Pre-2003 | 2019-05 |
| James Russell Walker | RO 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Bin (SFC:BRY378) Wang 王彬 | RO 1 Rep 1 | 2021-12 | 2025-04 |
| Changhong Wang 王長虹 | RO 1 Rep 1, 4 | 2013-11 | 2019-10 |
| Gan Wang 王干 | RO 1 Rep 1, 4 | 2018-06 | Present |
| Xiao (SFC:ARI071) Wang 王瀟 | RO 1 Rep 1 | 2015-04 | 2021-07 |
Showing 1–100 of 2948
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