CLSA Limited
中信里昂證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CLSA Limited (中信里昂證券有限公司), a Hong Kong-based licensed corporation with CE reference AAB893. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 7 - Providing automated trading services. Current licensed staff on file: 1370 (total recorded over time: 2977). Earliest licence on file: 2013-07-09.
- Category:
-
Sell side · Brokerage
- Registered address:
- 18/F, One Pacific Place, 88 Queensway
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 7 - Providing automated trading services | 2013-07-09 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-17 |
| Type 9 - Asset management | Pre-2003 | 2004-08-17 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (2977)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Chuen Chan 陳志銓 | RO 1, 4 Rep 1, 4 | 2015-04 | Present |
| Edmund Wai Hung Chan 陳偉雄 | RO 1 | 2015-04 | Present |
| Hoi Yee Chan 陳凱儀 | RO 1 Rep 1 | 2024-11 | Present |
| Lingxin Chen 陳靈欣 | RO 1 Rep 1 | 2021-07 | Present |
| Tengfei Chen 陳滕飛 | RO 1 Rep 1 | 2021-07 | Present |
| Conrad Siu Kong Cheng 鄭小剛 | RO 1 Rep 1 | 2025-08 | Present |
| Jie Cheng 程杰 | RO 1 Rep 1 | 2022-06 | Present |
| Ho Ming Cheung 張可明 | RO 1 Rep 1, 4 | 2015-01 | Present |
| Shaun Donald Cochran | RO 4 Rep 4 | 2012-12 | Present |
| Karen Jane Eng 伍倚華 | RO 1 Rep 1 | 2004-08 | Present |
| Hiu Fai Fong 方曉暉 | RO 1 Rep 1 | 2021-11 | Present |
| Benjamin James Goldie | RO 1 Rep 1 | 2013-09 | Present |
| Qiang Hai 海强 | RO 1, 4 Rep 1, 4 | 2021-09 | Present |
| Yuxin Han 韓禹歆 | RO 1 Rep 1, 4 | 2021-05 | Present |
| Yueyang Hou 侯越洋 | RO 1 Rep 1 | 2019-07 | Present |
| Baifeng Hu 胡柏風 | RO 1 Rep 1 | 2019-08 | Present |
| Christian John Jaeger | RO 1 Rep 1 | 2007-07 | Present |
| Ya Jiang 姜娅 | RO 4 Rep 4 | 2021-02 | Present |
| Eugene Kanevsky | RO 1, 7 Rep 1 | 2009-11 | Present |
| Lai Hung Ku 古麗紅 | RO 1 Rep 1 | 2025-09 | Present |
| Marcus Mann Kwong 鄺孟芹 | RO 1 Rep 1 | 2025-05 | Present |
| Steve Kwok Leung Lam 林國樑 | RO 1, 4 Rep 1, 4 | 2006-05 | Present |
| Vincent Chi Kin Lau 劉子堅 | RO 1 Rep 1 | 2021-06 | Present |
| Chuk Nga Law 羅竹雅 | RO 1 Rep 1 | 2025-11 | Present |
| Owen Hoo Wan Lee 李浩雲 | RO 1 Rep 1 | 2022-11 | Present |
| Chunbo Li 李春波 | RO 1, 4, 7 Rep 1, 4, 7 | 2020-09 | Present |
| Heung Li 李响 | RO 1 Rep 1, 4 | 2018-08 | Present |
| Li Li 李黎 | RO 1 Rep 1 | 2023-06 | Present |
| Yewei Liu 劉業偉 | RO 1 Rep 1, 4 | 2019-08 | Present |
| Zhe Liu 刘哲 | RO 1 Rep 1, 4 | 2021-03 | Present |
| Ding Luo 羅鼎 | RO 4 Rep 4 | 2020-05 | Present |
| Nathan Noel McMurtray | RO 1, 4 Rep 1, 4 | 2017-08 | Present |
| Mufu Na 那木夫 | RO 1 Rep 1, 4 | 2015-10 | Present |
| Kai Him Ng 吳啟謙 | RO 1 Rep 1, 4 | 2016-10 | Present |
| Alexander Toby Oldfield | RO 1 Rep 1 | 2008-09 | Present |
| Edward Park | RO 1, 4, 7 Rep 1 | 2008-12 | Present |
| Divyesh Dineshchandra Patel | RO 1, 7 Rep 1 | 2021-10 | Present |
| Zhiqian Qiu 邱志千 | RO 1, 4 Rep 1, 4 | 2021-05 | Present |
| Dong Shi 史棟 | RO 1 Rep 1 | 2026-01 | Present |
| Chunming Song 宋春鳴 | RO 1 Rep 1 | 2021-10 | Present |
| Jia Sun 孫佳 | RO 1 Rep 1 | 2015-02 | Present |
| Yi Sun 孫毅 | RO 1, 4 Rep 1 | 2022-10 | Present |
| Liang Tang 唐亮 | RO 1 Rep 1 | 2023-11 | Present |
| Gan Wang 王干 | RO 1 Rep 1, 4 | 2018-06 | Present |
| Yu Wang 王瑜 | RO 1 Rep 1 | 2021-09 | Present |
| Wing Sze Wong 黃詠詩 | RO 1, 7 Rep 1, 7 | 2010-08 | Present |
| Sitao Wu 吳思燾 | RO 1 Rep 1, 4 | 2015-08 | Present |
| Chenming Xu 许晨鸣 | RO 1 Rep 1, 4 | 2020-08 | Present |
| Yingbo Xu 許英博 | RO 4 Rep 4 | 2021-02 | Present |
| Gaojian Yan 严高剑 | RO 4 Rep 4 | 2025-01 | Present |
| Buyun Yang 楊佈云 | RO 1 Rep 1, 4 | 2021-03 | Present |
| Yang Yu 于楊 | RO 1, 4 Rep 1 | 2015-04 | Present |
| Ransi Yuan 袁然思 | RO 1, 4 Rep 1, 4 | 2019-06 | Present |
| Esther Sze Wing Yuen 袁詩穎 | RO 1 Rep 1 | 2019-11 | Present |
| Louis Chun Woon Yung 翁進煥 | RO 1 Rep 1 | 2015-02 | Present |
| Jinglei Zhang 張京雷 | RO 1 Rep 1, 4 | 2021-03 | Present |
| Xiujie Zhang 張秀杰 | RO 1 Rep 1 | 2022-03 | Present |
| Shufan Zhou 周澍凡 | RO 1 Rep 1, 4 | 2021-01 | Present |
| Yexin Zhu 朱烨辛 | RO 1, 4 Rep 1 | 2022-11 | Present |
| Richard Paul Ziegler | RO 1 Rep 1 | 2005-11 | Present |
| Indrajit Agarwal | Rep 4 | 2023-02 | Present |
| Fujun Ai 艾复君 | Rep 1 | 2021-07 | Present |
| Hua Ai 艾华 | Rep 1 | 2022-11 | Present |
| Xiaoheng Ai 艾晓恒 | Rep 4 | 2026-02 | Present |
| Aledeer 阿乐德尔 | Rep 1 | 2025-09 | Present |
| John Renz Soriao Alvarado | Rep 4 | 2024-05 | Present |
| Akira Ariyoshi | Rep 1 | 2025-09 | Present |
| Man Ho Au 區文浩 | Rep 1 | 2025-05 | Present |
| Paolo Antonio Lopez Azurin | Rep 1 | 2024-09 | Present |
| Fengzhi Bai 白凤至 | Rep 1 | 2022-07 | Present |
| Guangxin Bai 白广鑫 | Rep 1, 4 | 2020-12 | Present |
| Junfei Bai 拜俊飞 | Rep 4 | 2023-03 | Present |
| Juyi Bai 白居一 | Rep 1 | 2025-02 | Present |
| Ningxin Bai 白宁鑫 | Rep 1 | 2024-06 | Present |
| Xinrui Bai 白昕睿 | Rep 1 | 2025-01 | Present |
| Yunzong Bai 白昀宗 | Rep 4 | 2025-08 | Present |
| Piyush Bajpai | Rep 4 | 2025-12 | Present |
| Laurence Balanco | Rep 4 | 2009-02 | Present |
| Basudeb Banerjee | Rep 4 | 2024-12 | Present |
| Chengchao Bao 包承超 | Rep 4 | 2026-08 | Present |
| Tong Bao 薄通 | Rep 1 | 2024-08 | Present |
| Xiang Bao 包项 | Rep 1 | 2025-01 | Present |
| Zeyang Bao 鲍泽洋 | Rep 1 | 2023-08 | Present |
| Justin Stephen Barratt | Rep 4 | 2023-09 | Present |
| Richard John Barwick | Rep 4 | 2018-12 | Present |
| Nicholas James Basile | Rep 4 | 2023-04 | Present |
| Zhicong Bi 畢志聰 | Rep 1 | 2025-03 | Present |
| Ankit Bidani | Rep 1 | 2025-09 | Present |
| Harry Edward Buckeridge | Rep 1 | 2024-09 | Present |
| Hanyi Cai 蔡瀚毅 | Rep 4 | 2023-04 | Present |
| Qichen Cai 蔡启宸 | Rep 4 | 2025-06 | Present |
| Siren Cai 蔡斯任 | Rep 1 | 2025-02 | Present |
| Weipan Cai 蔡炜磐 | Rep 1 | 2026-01 | Present |
| Weiwei Cai 蔡薇薇 | Rep 1 | 2022-08 | Present |
| Yingjie Cai 蔡英杰 | Rep 1 | 2025-07 | Present |
| Chenglong Cao 曹成龙 | Rep 1 | 2026-01 | Present |
| Wenwei Cao 曹文伟 | Rep 1 | 2022-02 | Present |
| Xinda Cao 曹鑫达 | Rep 1 | 2025-10 | Present |
| Yue Cao 曹越 | Rep 1 | 2024-04 | Present |
| Suveer Chainani | Rep 1 | 2023-09 | Present |
Showing 1–100 of 2977
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