UBS Securities Hong Kong Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS Securities Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference BIN466. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 6 - Advising on corporate finance; 7 - Providing automated trading services. Current licensed staff on file: 354 (total recorded over time: 1457). Earliest licence on file: 2016-12-19.
- Category:
-
Sell side · Investment banking
- Registered address:
- 47-52/F, Two International Finance Centre, 8 Finance Street, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2016-12-19 | present |
| Type 2 - Dealing in futures contracts | 2016-12-19 | present |
| Type 6 - Advising on corporate finance | 2016-12-19 | present |
| Type 7 - Providing automated trading services | 2016-12-19 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (1457)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Romain Pierre Dragoslav Barba | RO 1, 2 Rep 1, 2 | 2024-02 | Present |
| Gaetano Bassolino | RO 6 Rep 6 | 2019-04 | Present |
| Tian Cen 岑天 | RO 6 Rep 6 | 2012-06 | Present |
| Lap Lam Chan 陳立林 | RO 6 Rep 6 | 2012-06 | Present |
| Tat Chee Chu 朱達之 | RO 6 Rep 6 | 2023-10 | Present |
| Alan Metin Ersoy | RO 1 Rep 1, 2, 7 | 2017-11 | Present |
| Fabien Jean Roger Falipou | RO 1, 2 Rep 1, 2 | 2017-11 | Present |
| Jon Kristofer Farthing | RO 1 Rep 2 | 2026-08 | Present |
| Victor Vladislav Gusak | RO 2 Rep 1, 2 | 2019-08 | Present |
| Wai Sze Ho 何慧思 | RO 6 Rep 6 | 2012-06 | Present |
| David James Innerdale | RO 1, 2 Rep 1, 2 | 2011-06 | Present |
| Richard Kao 高敬倫 | RO 6 Rep 6 | 2023-10 | Present |
| John Chen Kwok Lee 李鎮國 | RO 6 Rep 6 | 2017-03 | Present |
| Jing Li 李菁 | RO 1, 2, 7 Rep 1, 2, 7 | 2007-05 | Present |
| Yilu Li 李伊呂 | RO 6 Rep 6 | 2016-01 | Present |
| Jun Luo 羅駿 | RO 6 Rep 6 | 2012-06 | Present |
| Peter Richard McNulty | RO 1 Rep 1, 2 | 2013-08 | Present |
| Abhishek Dushyant Mohla | RO 1, 2, 7 Rep 1, 7 | 2010-03 | Present |
| Chuen Shun Ngie 倪傳順 | RO 6 Rep 6 | 2020-07 | Present |
| Vassili Benjamin Maurice Valentin Reperant | RO 1, 2 Rep 1, 2 | 2020-01 | Present |
| Vaibhav Sehgal | RO 1 Rep 1, 2, 7 | 2025-10 | Present |
| Mohammed Saad Slaoui | RO 1, 2 Rep 1, 2 | 2011-09 | Present |
| Taichi Takahashi 高橋太一 | RO 1, 2, 7 Rep 1 | 2012-08 | Present |
| Vincent Chi Hang Tang 鄧志恒 | RO 6 Rep 6 | 2021-06 | Present |
| Tim Wannenmacher | RO 1, 2, 7 Rep 1 | 2013-11 | Present |
| Yik Yuen Woo 胡翊遠 | RO 1, 7 Rep 1, 2, 7 | 2007-06 | Present |
| Yiyang Zhuang 庄亦洋 | RO 6 Rep 6 | 2021-06 | Present |
| Anand Agarwal | Rep 1, 2 | 2009-02 | Present |
| Nam Kyu Ahn | Rep 6 | 2023-10 | Present |
| Valeriia Alterman | Rep 1, 2, 7 | 2018-06 | Present |
| Satoshi Amatani | Rep 1, 2 | 2024-01 | Present |
| Michael Kojo Olukayode Amissah | Rep 1, 2, 7 | 2025-03 | Present |
| Patrick Mehran Ansari | Rep 1, 2, 7 | 2018-06 | Present |
| Rika Ariizumi 有泉利香 | Rep 1, 2, 7 | 2023-09 | Present |
| Elias Audi | Rep 1, 2 | 2013-11 | Present |
| Lauro III Castro Baja | Rep 6 | 2021-02 | Present |
| Romain Barbara | Rep 1, 2 | 2020-07 | Present |
| David Gareth Best | Rep 1, 2 | 2011-03 | Present |
| Robin Bourbon | Rep 1, 2 | 2022-08 | Present |
| Mathieu Edouard Nicolas Brand | Rep 6 | 2018-09 | Present |
| Zhibin Cai 蔡志斌 | Rep 1, 2 | 2011-10 | Present |
| Zhiwei Cai 蔡志偉 | Rep 6 | 2020-10 | Present |
| Matteo Cappellini | Rep 1 | 2020-05 | Present |
| Shane Carroll | Rep 1, 2 | 2018-04 | Present |
| Tony Marian Chalmers | Rep 1, 2, 7 | 2021-03 | Present |
| Bonnie See Wa Chan 陳思華 | Rep 1, 2 | 2021-01 | Present |
| Chi Lam Chan 陳智嵐 | Rep 1, 2 | 2025-12 | Present |
| Ching Kiu Chan 陳正翹 | Rep 1, 2 | 2025-10 | Present |
| Christopher Anthony Chan 陳禮翰 | Rep 6 | 2020-08 | Present |
| Hei Yan Hazel Chan 陳希恩 | Rep 6 | 2021-08 | Present |
| Sau Mei Chan 陳秀湄 | Rep 6 | 2023-09 | Present |
| Wing Yan Chan 陳穎忻 | Rep 6 | 2016-08 | Present |
| Yip Wang Adrian Chan 陈业泓 | Rep 6 | 2025-09 | Present |
| Yuk Lam Chan 陳鈺琳 | Rep 6 | 2024-11 | Present |
| Byung Woon Chang 張炳雲 | Rep 6 | 2020-09 | Present |
| Jack Chun-Chieh Chang 張俊傑 | Rep 1, 2 | 2019-01 | Present |
| Lei Chang 暢磊 | Rep 1, 2 | 2019-01 | Present |
| Show Shin Chang | Rep 1, 2 | 2022-05 | Present |
| Kai Ho Chau 周啟豪 | Rep 6 | 2015-07 | Present |
| Corey Zhi Ming Cheah | Rep 1, 2, 7 | 2022-03 | Present |
| Daryl Tak-Fung Chee 徐德丰 | Rep 1, 2, 7 | 2019-10 | Present |
| Ge Chen 諶戈 | Rep 6 | 2020-10 | Present |
| Gong Chen 陳功 | Rep 6 | 2020-04 | Present |
| Hao Chen 陳昊 | Rep 6 | 2025-07 | Present |
| Lijuan Chen 陳利娟 | Rep 1, 7 | 2011-10 | Present |
| Margie Boyang Chen 陳博揚 | Rep 6 | 2024-11 | Present |
| Si Chen 陳斯 | Rep 1, 2 | 2022-07 | Present |
| Wei Lun Chen 陳韋綸 | Rep 6 | 2023-11 | Present |
| Xiaoyi Chen 陳蕭伊 | Rep 6 | 2021-07 | Present |
| Yaxuan Chen 陈亚轩 | Rep 6 | 2025-11 | Present |
| Yuhu Chen 陳雨湖 | Rep 6 | 2023-11 | Present |
| Zhilin Chen 陈智霖 | Rep 6 | 2025-09 | Present |
| Zhuangyi Chen 陈庄翊 | Rep 6 | 2021-06 | Present |
| Xiaomin Cheng 程晓敏 | Rep 6 | 2021-08 | Present |
| So Wah Cheuk 卓素華 | Rep 1, 2 | 2008-05 | Present |
| Chin Ho Cheung 章展豪 | Rep 1, 2, 7 | 2023-09 | Present |
| Edward Cheung 張子謙 | Rep 1 | 2019-07 | Present |
| Priscilla Po Kwan Cheung 張寶筠 | Rep 1, 2, 7 | 2025-11 | Present |
| Gautam Chhaochharia | Rep 1, 2 | 2024-03 | Present |
| Teen Ho Nicholas Ching 程天顥 | Rep 6 | 2023-10 | Present |
| Carmen Gar Min Chiu 趙嘉雯 | Rep 1, 7 | 2022-08 | Present |
| Long Kit Chiu 趙朗傑 | Rep 6 | 2024-09 | Present |
| Jeffrey Kai Hei Choi 蔡啟希 | Rep 6 | 2025-09 | Present |
| Ji Won Jennifer Choi | Rep 6 | 2023-10 | Present |
| Sheung Ngai Choi 蔡尚毅 | Rep 1, 2, 7 | 2015-05 | Present |
| Wa Shing Chow 周華盛 | Rep 6 | 2021-07 | Present |
| Yuen Ting Chui 徐婉婷 | Rep 6 | 2023-11 | Present |
| Kong Lung Chung 鍾港龍 | Rep 1 | 2018-11 | Present |
| Ming Chun Jason Chung 鍾明俊 | Rep 6 | 2017-08 | Present |
| Jonathan Lee Coombs 顧植德 | Rep 1, 7 | 2023-02 | Present |
| Giulio Giacomo Coperti | Rep 6 | 2019-04 | Present |
| Christopher Edward Davis | Rep 1, 2, 7 | 2011-10 | Present |
| Christian Philipp Deiss | Rep 6 | 2023-11 | Present |
| Ding Ding 丁丁 | Rep 6 | 2020-11 | Present |
| Mengqi Ding 丁梦琦 | Rep 6 | 2023-09 | Present |
| Yichun Duan 段詒純 | Rep 1, 2 | 2022-12 | Present |
| Anurag Dhar Dwivedi | Rep 1, 7 | 2023-04 | Present |
| Linna Fan 范琳娜 | Rep 6 | 2024-04 | Present |
| Wei Fan 范圍 | Rep 6 | 2020-09 | Present |
| Shuai Fang 房帥 | Rep 1, 2 | 2020-05 | Present |
Showing 1–100 of 1457
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