UBS Securities Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS Securities Hong Kong Limited, CE reference BIN466. Currently licensed for regulated activity type(s) 1, 2, 6, 7. Current licensed staff on file: 360.
Registered address
47-52/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-12-19 | present |
| Type 2 — Dealing in futures contracts | 2016-12-19 | present |
| Type 6 — Advising on corporate finance | 2016-12-19 | present |
| Type 7 — Providing automated trading services | 2016-12-19 | present |
Licensed staff (360)
As of
| Name | Activities | Since |
|---|---|---|
| Romain Pierre Dragoslav Barba | RO 1, 2 | 2025-11 |
| Gaetano Bassolino | RO 6 | 2019-06 |
| Lap Lam Chan 陳立林 | RO 6 | 2016-12 |
| Yao Hoong Chong 張耀鴻 | RO 6 | 2016-12 |
| Tat Chee Chu 朱達之 | RO 6 | 2024-02 |
| Alan Metin Ersoy | RO 1 Rep 2, 7 | 2019-02 |
| Fabien Jean Roger Falipou | RO 1, 2 | 2021-12 |
| Victor Vladislav Gusak | RO 2 Rep 1 | 2024-10 |
| Wai Sze Ho 何慧思 | RO 6 | 2023-03 |
| Richard Kao 高敬倫 | RO 6 | 2024-01 |
| John Chen Kwok Lee 李鎮國 | RO 6 | 2017-07 |
| Jing (SFC:AOV618) Li 李菁 | RO 1, 2, 7 | 2022-03 |
| Yilu Li 李伊呂 | RO 6 | 2021-09 |
| Jun Luo 羅駿 | RO 6 | 2016-12 |
| Peter Richard McNulty | RO 1 Rep 2 | 2021-11 |
| Abhishek Dushyant Mohla | RO 1, 2, 7 | 2024-11 |
| Chuen Shun Ngie 倪傳順 | RO 6 | 2020-09 |
| Ning Ren 任凝 | RO 6 | 2021-10 |
| Vassili Benjamin Maurice Valentin Reperant | RO 1, 2 | 2020-10 |
| Vaibhav Sehgal | RO 1 Rep 2, 7 | 2026-03 |
| Mohammed Saad Slaoui | RO 1, 2 | 2020-03 |
| Bjoern Petter Waldemar Sternby | RO 6 | 2023-12 |
| Taichi Takahashi 高橋太一 | RO 1, 2, 7 | 2017-10 |
| Tim Wannenmacher | RO 1, 2, 7 | 2023-10 |
| Yik Yuen Woo 胡翊遠 | RO 1, 7 Rep 2 | 2018-05 |
| Anand (SFC:ASL813) Agarwal | Rep 1, 2 | 2021-06 |
| Nam Kyu Ahn | Rep 6 | 2023-10 |
| Valeriia Alterman | Rep 1, 2, 7 | 2018-06 |
| Satoshi Amatani | Rep 1, 2 | 2024-01 |
| Michael Kojo Olukayode Amissah | Rep 1, 2, 7 | 2025-03 |
| Patrick Mehran Ansari | Rep 1, 2, 7 | 2021-01 |
| Rika Ariizumi 有泉利香 | Rep 1, 2, 7 | 2023-09 |
| Elias Audi | Rep 1, 2 | 2016-12 |
| Lauro III Castro Baja | Rep 6 | 2021-02 |
| Romain Barbara | Rep 1, 2 | 2020-07 |
| David Gareth Best | Rep 1, 2 | 2022-10 |
| Robin Bourbon | Rep 1, 2 | 2022-08 |
| Mathieu Edouard Nicolas Brand | Rep 6 | 2018-09 |
| Zhibin Cai 蔡志斌 | Rep 1, 2 | 2016-12 |
| Zhiwei (SFC:BQF064) Cai 蔡志偉 | Rep 6 | 2020-10 |
| Matteo Cappellini | Rep 1 | 2020-05 |
| Shane Carroll | Rep 1, 2 | 2018-04 |
| Tian Cen 岑天 | Rep 6 | 2016-12 |
| Tony Marian Chalmers | Rep 1, 2, 7 | 2021-03 |
| Bonnie See Wa Chan 陳思華 | Rep 1, 2 | 2021-01 |
| Chi Lam Chan 陳智嵐 | Rep 1, 2 | 2025-12 |
| Ching Kiu Chan 陳正翹 | Rep 1, 2 | 2025-10 |
| Christopher Anthony Chan 陳禮翰 | Rep 6 | 2020-08 |
| Hei Yan Hazel Chan 陳希恩 | Rep 6 | 2025-05 |
| Sau Mei (SFC:BUD992) Chan 陳秀湄 | Rep 6 | 2023-09 |
| Wing Yan (SFC:BHY591) Chan 陳穎忻 | Rep 6 | 2016-12 |
| Yip Wang Adrian Chan 陈业泓 | Rep 6 | 2025-09 |
| Yuk Lam (SFC:BVR908) Chan 陳鈺琳 | Rep 6 | 2024-11 |
| Byung Woon Chang 張炳雲 | Rep 6 | 2020-09 |
| Jack Chun-Chieh Chang 張俊傑 | Rep 1, 2 | 2019-01 |
| Lei Chang 暢磊 | Rep 1, 2 | 2019-01 |
| Show Shin Chang | Rep 1, 2 | 2022-05 |
| Kai Ho Chau 周啟豪 | Rep 6 | 2016-12 |
| Corey Zhi Ming Cheah | Rep 1, 2, 7 | 2022-03 |
| Daryl Tak-Fung Chee 徐德丰 | Rep 1, 2, 7 | 2019-10 |
| Ge (SFC:AMO864) Chen 諶戈 | Rep 6 | 2020-10 |
| Gong (SFC:AZN311) Chen 陳功 | Rep 6 | 2020-04 |
| Hao (SFC:BTP295) Chen 陳昊 | Rep 6 | 2025-07 |
| Lijuan (SFC:AVL498) Chen 陳利娟 | Rep 1, 7 | 2016-12 |
| Margie Boyang Chen 陳博揚 | Rep 6 | 2024-11 |
| Si (SFC:BQV781) Chen 陳斯 | Rep 1, 2 | 2022-07 |
| Wei Lun Chen 陳韋綸 | Rep 6 | 2023-11 |
| Willa Chen | Rep 6 | 2025-04 |
| Xiaoyi (SFC:BRO395) Chen 陳蕭伊 | Rep 6 | 2021-07 |
| Yaxuan Chen 陈亚轩 | Rep 6 | 2025-11 |
| Yuhu Chen 陳雨湖 | Rep 6 | 2023-11 |
| Zhilin Chen 陈智霖 | Rep 6 | 2025-09 |
| Zhuangyi Chen 陈庄翊 | Rep 6 | 2021-06 |
| Xiaomin Cheng 程晓敏 | Rep 6 | 2021-08 |
| So Wah Cheuk 卓素華 | Rep 1, 2 | 2023-09 |
| Chin Ho Cheung 章展豪 | Rep 1, 2, 7 | 2023-09 |
| Edward Cheung 張子謙 | Rep 1 | 2019-07 |
| Priscilla Po Kwan Cheung 張寶筠 | Rep 1, 2, 7 | 2025-11 |
| Gautam Chhaochharia | Rep 1, 2 | 2024-03 |
| Teen Ho Nicholas Ching 程天顥 | Rep 6 | 2023-10 |
| Carmen Gar Min Chiu 趙嘉雯 | Rep 1, 7 | 2022-08 |
| Long Kit Chiu 趙朗傑 | Rep 6 | 2024-09 |
| Jeffrey Kai Hei Choi 蔡啟希 | Rep 6 | 2025-09 |
| Ji Won Jennifer Choi | Rep 6 | 2023-10 |
| Sheung Ngai Choi 蔡尚毅 | Rep 1, 2, 7 | 2016-12 |
| Cheung Chun Chong 莊翔俊 | Rep 1, 2 | 2023-12 |
| Wa Shing Chow 周華盛 | Rep 6 | 2021-07 |
| Yuen Ting Chui 徐婉婷 | Rep 6 | 2023-11 |
| Kong Lung Chung 鍾港龍 | Rep 1 | 2022-02 |
| Ming Chun Jason Chung 鍾明俊 | Rep 6 | 2017-08 |
| Jonathan Lee Coombs 顧植德 | Rep 1, 7 | 2023-02 |
| Giulio Giacomo Coperti | Rep 6 | 2019-04 |
| Christopher Edward Davis | Rep 1, 2, 7 | 2016-12 |
| Christian Philipp Deiss | Rep 6 | 2023-11 |
| Ding (SFC:BQJ707) Ding 丁丁 | Rep 6 | 2020-11 |
| Mengqi Ding 丁梦琦 | Rep 6 | 2023-09 |
| Yichun Duan 段詒純 | Rep 1, 2 | 2022-12 |
| Anurag Dhar Dwivedi | Rep 1, 7 | 2023-04 |
| Linna Fan 范琳娜 | Rep 6 | 2024-04 |
| Wei Fan 范圍 | Rep 6 | 2021-04 |
Showing 1–100 of 360