AllianceBernstein Hong Kong Limited
聯博香港有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AllianceBernstein Hong Kong Limited (聯博香港有限公司), a Hong Kong-based licensed corporation with CE reference ADX555. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 40 (total recorded over time: 401). Earliest licence on file: 2006-10-05.
- Category:
-
Buyside · Asset management
- Registered address:
- 39/F, One Island East Taikoo Place, 18 Westlands Road, Quarry Bay
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2006-10-05 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 5 - Advising on futures contracts | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-16 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (401)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kin Hung Chow 鄒建雄 | RO 1, 2, 4, 5, 9 Rep 1, 4 | 2004-05 | Present |
| James Edward Hullah | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2014-09 | Present |
| Cheng-Hui Kao 高正輝 | RO 1, 4 Rep 1, 2, 4, 5 | 2024-11 | Present |
| Mei-Fang Lin 林玫芳 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 9 | 2011-03 | Present |
| Eric Kar Hang Liu 廖嘉恒 | RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 | 2023-08 | Present |
| Thierry Vincent Taglione | RO 1, 4 Rep 1, 2, 4, 5 | 2022-12 | Present |
| David Nicholas Wong | RO 9 Rep 1, 4, 9 | 2015-03 | Present |
| Lily Zheng 鄭莉莉 | RO 4, 9 Rep 1, 4, 9 | 2010-11 | Present |
| Li-Li Chen 陳莉莉 | Rep 1, 2 | 2026-06 | Present |
| Wei Yi Chen 陳葳頤 | Rep 4, 9 | 2012-10 | Present |
| Youwei Chen 陈有为 | Rep 1, 2, 4, 5 | 2025-09 | Present |
| Hua Cheng 程華 | Rep 1, 4 | 2011-07 | Present |
| Yan Yee Jenny Chow 鄒欣儀 | Rep 1, 4 | 2024-10 | Present |
| Daisy Sze Kie Chung 鍾詩琪 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Trevor Siu Kai Kwong 鄺紹佳 | Rep 1, 4, 9 | 2021-07 | Present |
| Hiu Man Vivian Lam 林曉敏 | Rep 1, 4 | 2020-09 | Present |
| Chak Wong Lee 李澤煌 | Rep 1, 4 | 2025-04 | Present |
| Hoi Yee Connie Li 李凱儀 | Rep 1, 4 | 2020-03 | Present |
| Hsiao-Wen Li 李曉雯 | Rep 1, 2 | 2024-12 | Present |
| Shuk Kwan Li 李淑君 | Rep 1, 2, 4, 5 | 2025-09 | Present |
| Brian Shiu Wing Lo 盧兆榮 | Rep 4 | 2011-10 | Present |
| David Alex Luo 羅富榮 | Rep 1, 2, 4, 5 | 2026-08 | Present |
| Victor Yanqi Ma | Rep 1, 2, 4, 5, 9 | 2020-06 | Present |
| Sze Man Ngai 倪詩敏 | Rep 1, 2 | 2017-02 | Present |
| John Evans Oden | Rep 1, 4 | 2007-04 | Present |
| Jason Richard Pang 彭建鋒 | Rep 1, 2, 4, 5 | 2024-07 | Present |
| Yoonbum Park 朴允凡 | Rep 1, 2, 4, 5 | 2025-01 | Present |
| Arvind Singh | Rep 1, 2, 4, 5 | 2024-04 | Present |
| Yunpeng Song 宋云鵬 | Rep 1, 2, 4, 5, 9 | 2023-08 | Present |
| Keynes Kin Yip Tin 田建業 | Rep 1, 4 | 2011-11 | Present |
| Wai Ting 丁煒 | Rep 1, 2, 4, 5, 9 | 2020-11 | Present |
| Lok Tung Zita Tsui 徐樂彤 | Rep 1, 2, 4, 5 | 2022-06 | Present |
| Diwakar Vijayvergia | Rep 1, 2, 4, 5 | 2018-11 | Present |
| Shibo Wang 王師博 | Rep 1, 4, 9 | 2026-03 | Present |
| Chapman Tsan Man Wong 黃燦文 | Rep 1, 4 | 2004-08 | Present |
| Ka Yi Wong 黃嘉宜 | Rep 1, 2, 4, 5 | 2022-07 | Present |
| Siu Yin Wong 黃小燕 | Rep 1, 4 | 2014-06 | Present |
| Wing Lam Wong 黃詠琳 | Rep 1, 2 | 2008-07 | Present |
| Wai Ling Yan 殷惠玲 | Rep 1, 4 | 2017-10 | Present |
| Jiao Zhang 張皎 | Rep 1, 4 | 2023-09 | Present |
| Jane Alexis Wagner Bleeg | Rep 4 | 2026-07 | 2026-07 |
| Aditya Monappa | Rep 4 | 2018-08 | 2026-07 |
| Jingwen Huang 黃敬雯 | Rep 1, 4 | 2021-12 | 2026-07 |
| Daniel Jay Loewy | Rep 4 | 2014-09 | 2026-06 |
| Cheuk Fung Ng 吳卓峰 | Rep 1, 4 | 2021-10 | 2026-06 |
| Luke Christopher Pryor | Rep 4 | 2026-02 | 2026-06 |
| Scott A Di Maggio | Rep 4 | 2017-01 | 2026-04 |
| Ying Pan Chung | Rep 1, 2 | 2022-04 | 2026-04 |
| You-Yu Kuo 郭又語 | Rep 1, 2 | 2026-01 | 2026-04 |
| Jeffrey Matthew Saltzman | Rep 4 | 2019-05 | 2026-04 |
| Bo Goog Suh 徐輔國 | Rep 4 | 2026-04 | 2026-04 |
| John Douglas Withrow | Rep 4 | 2026-04 | 2026-04 |
| Nelson N T Yu | Rep 4 | 2025-09 | 2026-03 |
| Kent W Hargis | Rep 1, 4 | 2012-10 | 2026-03 |
| Wei-Rou Huang 黃瑋柔 | Rep 1, 2 | 2025-10 | 2025-12 |
| Ajai Mohan Kaul | RO 1, 2, 4, 5, 9 Rep 1, 4, 5, 9 | 2003-10 | 2025-12 |
| Szu-Min Desmond Tan | Rep 1, 4 | 2016-08 | 2025-12 |
| James Wallace MacGregor | Rep 4 | 2024-10 | 2025-11 |
| Seiichiro Suzuki | Rep 4 | 2010-01 | 2025-11 |
| Benjamin Matthew Stein | Rep 4 | 2023-03 | 2025-11 |
| Stuart Campbell Rae | RO 1, 4, 9 Rep 1, 4, 9 | 2006-08 | 2025-10 |
| Bernd Johannes Wuebben | Rep 4 | 2025-07 | 2025-07 |
| Geoffrey Neal Cornell | Rep 4 | 2025-06 | 2025-06 |
| Sandip Sharma | Rep 4 | 2025-06 | 2025-06 |
| Jia Lang Zhu | Rep 4 | 2025-06 | 2025-06 |
| John Jen-Ho Lin | Rep 1, 4, 9 | 2008-12 | 2025-06 |
| Gershon M Distenfeld | Rep 1, 4 | 2013-03 | 2025-06 |
| Hsing-Yu Chen | Rep 1, 4, 9 | 2019-12 | 2025-06 |
| Ju-Song Wang 王如松 | Rep 1, 2 | 2025-02 | 2025-05 |
| Kenan Cem Inal | Rep 4 | 2025-05 | 2025-05 |
| Dion Cooney | RO 1, 2, 4, 5 Rep 1, 2 | 2019-11 | 2025-05 |
| William Hugh Drake 杜弘顯 | Rep 1, 2 | 2022-06 | 2025-04 |
| I Ko 柯弈 | Rep 1, 2 | 2024-12 | 2025-04 |
| Jeffrey Hoi Yue Lau 劉凱宇 | Rep 4, 9 | 2013-12 | 2025-04 |
| Karen Louise Watkin | Rep 4 | 2025-04 | 2025-04 |
| Tsz Ying Joey Lo 盧芷盈 | Rep 1, 4 | 2024-08 | 2025-04 |
| J Brent Humphries | Rep 4 | 2022-12 | 2025-04 |
| Sheng Cai 蔡盛 | Rep 1, 4, 5 | 2018-10 | 2025-03 |
| Ching-Feng Huang 黄慶豐 | Rep 1, 2, 4, 5 | 2020-02 | 2025-03 |
| Celina Lin 林茱 | Rep 4, 9 | 2013-12 | 2024-12 |
| Cheuk Lai Choi | Rep 4 | 2024-12 | 2024-12 |
| Chang-Fong Lee 李長風 | Rep 4 | 2022-08 | 2024-11 |
| Ninghui Liu | RO 9 Rep 1, 2, 4, 5, 9 | 2021-09 | 2024-11 |
| Jayanthi Ramakrishnan | Rep 4 | 2024-10 | 2024-10 |
| Christopher Edward George Hogbin | Rep 4 | 2010-11 | 2024-09 |
| Bradley John Gibson | RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 | 2014-03 | 2024-06 |
| Aaron Michael Bates | Rep 4 | 2024-04 | 2024-04 |
| Jingting Deng | Rep 1, 4 | 2017-08 | 2024-04 |
| John Taylor | Rep 4 | 2024-03 | 2024-03 |
| Vinay Thapar | Rep 1, 4 | 2018-10 | 2024-01 |
| Tingting Song 宋婷婷 | Rep 1, 4, 9 | 2016-08 | 2023-12 |
| Feng Qian 錢峰 | Rep 1, 4 | 2018-11 | 2023-12 |
| Liang Zhu 朱良 | Rep 4 | 2009-04 | 2023-12 |
| Robert Duho Kim | RO 9 Rep 4 | 2018-04 | 2023-09 |
| Muhammad Fahd Razaq Malik | Rep 4 | 2023-09 | 2023-09 |
| Matthew S Sheridan | Rep 4 | 2019-01 | 2023-09 |
| Michael Frazier Thompson | Rep 4 | 2022-11 | 2023-09 |
| Debasish Chakrabarti | Rep 4 | 2023-03 | 2023-09 |
| Rasmus Lee Hansen | Rep 4 | 2023-09 | 2023-09 |
| Klaus Ingemann Nielsen | Rep 4 | 2014-07 | 2023-09 |
Showing 1–100 of 401
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